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R. Scott Gill

Director at SYPRIS SOLUTIONS
Board

About R. Scott Gill

R. Scott Gill, Ph.D., age 66, is a Class I director of Sypris Solutions and has served on the board (and predecessor) since 1983; his current term expires in 2027 . He is the brother of Chairman/CEO Jeffrey T. Gill and has deep company knowledge from prior executive roles; he currently is a partner at Astor & Longwood, LLC and previously lectured at the University of Texas at Austin (2019–2022) . During 2024 the board held 5 regular and 14 special meetings, and all directors attended more than 85% of board and relevant committee meetings .

Past Roles

OrganizationRoleTenureCommittees/Impact
Sypris Solutions (and predecessor)Director1983–presentLong-tenured board member with in-depth company knowledge
Sypris SolutionsSenior Vice President & Secretary1997–1998Corporate officer oversight; governance experience
Sypris predecessorVice President & Secretary1983–1998Corporate officer; governance and administration

External Roles

OrganizationRoleTenureNotes
Astor & Longwood, LLC (Austin, TX)PartnerCurrentReal estate brokerage partner
University of Texas at Austin (School of Architecture)Lecturer2019–2022Academia/education experience
Various Chicago real estate brokerage & development firmsManaging broker/Managing member1999–2011Real estate operations/management
Gill Family Capital Management, Inc. (GFCM)Co‑President and SecretaryCurrentPrincipal shareholder; counterparty to related-party loans to Sypris

Board Governance

  • Independence: Not independent. The board identifies Convis, Ferko, Healey, and Sroka as independent; the board consists of CEO Jeffrey T. Gill, R. Scott Gill, and four independent directors .
  • Committees: Audit & Finance, Compensation, and Nominating & Governance are composed solely of independent directors; Gill is not listed as a member of any standing committee .
  • Attendance/Engagement: All directors attended >85% of board and applicable committee meetings in 2024 . Lead Independent Director (Sroka) presided over three executive sessions of independent directors in 2024 .
  • Tenure/Term: Director since 1983; Class I term expires in 2027 .

Fixed Compensation

Component (2024)Amount ($)Notes
Annual cash retainer10,000Q4’23 retainer paid in arrears in Q1’24
Stock awards86,2502,500 fully vested shares (at $2.07 on 1/31/24 and $1.70 on 2/26/24) and 50,000 restricted shares granted post-2024 AGM
All other compensation (perqs)2,500Routine perquisites; each director < $2,500
Total98,750Sum of components

Director equity grant details:

Grant TypeGrant DateSharesVestingGrant-date FV ($)
Common stock (fully vested)1/31/20242,500Fully vested on grantIncluded in stock awards; valued at $2.07/share
Common stock (fully vested)2/26/20242,500Fully vested on grantIncluded in stock awards; valued at $1.70/share
Restricted stockPost-2024 Annual Meeting50,000Vests two years from grant (June 6, 2026)Included in $86,250 stock awards

Program structure:

  • 2023 Directors Program: $10,000 cash retainer and 2,500 shares for Q4’23 service (paid/granted in Q1’24) .
  • 2024 Directors Program: 50,000 restricted stock awards to each eligible non-employee director, vesting two years after grant .

Performance Compensation

Performance MetricApplied to Director Pay?Detail
Any performance-based equity or cash metrics for directorsNo2024 director awards were time-based restricted stock and fully vested shares; no disclosed performance conditions

Note: The 2025 Sypris Omnibus Plan permits performance-conditioned awards in the future, but no such metrics were disclosed for 2024 director compensation .

Other Directorships & Interlocks

EntityRoleTypePotential Interlock/Conflict Note
Public company boardsNone disclosedNo other public company directorships reported in the proxy
Gill Family Capital Management, Inc. (GFCM)Co‑President & Secretary; principal shareholderPrivateGFCM is a related party lender to Sypris (see Related-Party section)
GFP I, LPLimited partner (40.95%)Private investment partnershipSignificant Sypris shareholder; ownership deemed beneficial to Gill via GP role

Expertise & Qualifications

  • Ph.D.; background in business management, real estate operations, and prior Sypris executive roles; the Nominating & Governance Committee cites his experience, in-depth company knowledge, and business management expertise as reasons for continued board service .
  • The board’s independent committees and Lead Independent Director structure provide oversight across audit/finance, compensation, and governance matters .

Equity Ownership

MetricAmountNotes
Total beneficial ownership (shares)5,792,971As of April 3, 2025
Ownership (%)25.2%As of April 3, 2025; 22,983,313 shares outstanding
Indirect ownership via GFP I, LP3,274,666Gill is a limited partner (40.95%) and 50% shareholder/officer of the GP (GFCM); beneficial ownership may be deemed via GP
Unvested restricted stock (director grant)50,000Outstanding at 2024 year-end; vests June 6, 2026
Anti-hedging/pledging policyProhibitions in place; pledging requires Audit & Finance Committee pre‑approvalCompany insider trading policy prohibits hedging and restricts pledging without pre‑approval

Gill family concentration context:

  • Gill family beneficially owned an aggregate of 9,350,490 shares (~39.8% of outstanding) as of the record date .

Related‑Party Transactions (Conflict Risk)

DateCounterpartyInstrument/ChangeTermsBalances/Payments
Feb 7, 2024GFCM (entity controlled by Jeffrey T. Gill and R. Scott Gill)Amended secured promissory notePrincipal increased by $2.5M to $9.0M; maturities extended to 4/1/2025 (tranche), 4/1/2026, balance to 4/1/2027; allowed deferral of up to 60% of interest to 4/1/2025
Jan 20, 2025GFCMAmendmentExtended all tranche maturities by one year; continued 60% interest deferral to 4/1/2026
Mar 21, 2025GFCMAmendmentPrincipal increased by $3.0M; new maturity 4/1/2029; allowed deferral of up to 100% of interest to 4/1/2026
OngoingGFCMInterestQuarterly payments; rate reset April 1 annually to greater of 8% or 500 bps above 5‑year Treasury average (prior 90 days)
As of record dateBalancesTotal interest paid: $4,738,222; total outstanding principal and accrued interest: $12,781,480; no prepayment penalties

Governance process: Related-person transactions must be disclosed and pre‑approved per Code of Conduct and Audit & Finance Committee oversight processes; 2024 disclosures highlighted the GFCM arrangements .

Governance Assessment

  • Independence and committee structure: Gill is not independent and is not a member of any standing committee; committees are composed solely of independent directors, which helps mitigate direct influence over audit, compensation, and governance matters .
  • Concentrated control and interlocks (RED FLAG): Family ownership ~39.8% and Gill’s roles with GFCM/GFP I, LP create potential conflicts of interest; insider lending with interest deferrals and maturity extensions elevates related-party exposure and entrenchment risk .
  • Change-of-control definitions (entrenchment signal): The 2025 Omnibus Plan defines “Permitted Holder” to include Jeffrey T. Gill and R. Scott Gill, meaning certain transactions involving them may not trigger change-of-control protections for award holders .
  • Attendance/engagement: Attendance >85% and active executive sessions under the Lead Independent Director support board process quality .
  • Alignment and pay structure: Director compensation is modest and equity-heavy (time-based RS), fostering alignment; however, Gill’s existing 25.2% beneficial ownership already strongly aligns economic interests while potentially amplifying control dynamics .
  • Anti‑hedging/pledging policies: Company prohibits hedging and restricts pledging, mitigating misalignment risks; pledging requires Audit & Finance Committee pre‑approval .
  • Shareholder sentiment: 2024 say‑on‑pay received ~98% support, indicating investor acceptance of compensation practices; note this pertains to executive pay rather than director pay .

Overall, while independent committee structures and engagement practices are positives, the family control, related‑party financing with favorable deferral terms, and “Permitted Holder” CoC carve‑outs are material governance red flags that can affect investor confidence and perceived board independence .