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Geoffrey Black

About Geoffrey Black

Geoffrey E. Black (Year of Birth: 1961) serves as Secretary of Thornburg Income Builder Opportunities Trust since 2024 and is Director, Fund Operations at Thornburg Investment Management, Inc. since May 2024 . He is an officer of the Trust (not a Trustee) and was named as one of the designated proxy holders for the March 10, 2025 annual meeting . The Trust disclosed a late Form 3 filing upon his appointment and that Mr. Black does not own any securities of the Trust . Education, broader biography, and performance metrics (TSR, revenue growth, EBITDA growth) are not disclosed in the Trust’s filings.

Past Roles

OrganizationRoleYearsStrategic Impact
Thornburg Investment Management, Inc.Director, Fund OperationsSince May 2024 Not disclosed

External Roles

OrganizationRoleYearsNotes
Not disclosed

Fixed Compensation

ComponentFY ReferenceAmount/TermsNotes
Salary from TrustPolicy$0; Trust pays no salaries/compensation to officers Compensation is not paid by the Trust to its officers
Bonus from TrustPolicy$0
Equity/Options from TrustPolicy$0

Performance Compensation

MetricWeightingTargetActualPayoutVesting
Not disclosed

Equity Ownership & Alignment

ItemValueNotes
Total beneficial ownership0 shares “Mr. Black does not own any securities of the Trust.”
Ownership as % of shares outstanding0% 32,081,883 Common Shares outstanding on record date; Mr. Black holds none
Vested vs unvested sharesNot applicable No holdings disclosed
Options (exercisable/unexercisable)Not applicable No holdings disclosed
Shares pledged as collateralNone disclosed
Stock ownership guidelinesNot disclosed
Compliance statusNot applicable No holdings disclosed

Employment Terms

  • Role and tenure: Secretary since 2024; officer (not Trustee) .
  • Service terms: Officers manage day-to-day operations and “serve at the pleasure of the Trust’s Board” .
  • Employment start date (exact) and contract term/expiration: Not disclosed .
  • Severance and change-of-control provisions (single/double trigger, multiples, accelerated vesting): Not disclosed .
  • Non-compete, non-solicit, garden leave, post-termination consulting: Not disclosed.
  • Clawbacks, tax gross-ups, deferred compensation, pension/SERP, perquisites: Not disclosed.

Governance and Filings Compliance

  • Section 16/30(h) compliance: One late Form 3 filed with respect to his appointment; otherwise filings timely for applicable persons; Mr. Black has no Trust securities ownership .
  • Meeting proxy authority: Appointed as proxy holder alongside CFO for March 10, 2025 meeting .
  • Trustee status: Not a Trustee; officers listed separately from Trustees .

Performance & Track Record

  • Fund/stock performance during his tenure and executive achievements/controversies: Not disclosed in the proxy statements .

Compensation Structure Analysis

  • Cash vs equity mix: For Trust-paid compensation, officers receive no cash or equity; compensation from the Trust is $0 .
  • Incentive alignment: Absent Trust-paid incentives and with zero Trust ownership, direct pay-for-performance alignment via Trust mechanisms is minimal; compensation (if any) would be at the Adviser level, which is not disclosed in Trust filings .
  • Repricing/modification of equity awards: Not disclosed.

Related Party Transactions

  • Transactions involving Mr. Black or family: Not disclosed.

Risk Indicators & Red Flags

  • Late Form 3 at appointment (procedural/administrative compliance flag) .
  • Hedging/pledging: None disclosed .
  • Legal proceedings, investigations, bankruptcies, option repricing, related-party transactions, say-on-pay: Not disclosed.

Compensation Peer Group and Say-on-Pay

  • Compensation benchmarking peer group, percentile targets, say-on-pay vote history, shareholder proposals and feedback: Not disclosed.

Expertise & Qualifications

  • Education, technical expertise, industry experience details, board qualifications, patents/publications/speaking: Not disclosed.
  • Role-based credential: Director, Fund Operations at the Adviser since May 2024 .

Work History & Career Trajectory

  • Prior employers/roles, progression, notable employers, career transitions, M&A experience: Not disclosed.

Compensation Committee Analysis

  • Committee composition, consultants, conflicts, changes: Governance details for Trustees are disclosed broadly, but do not cover officer compensation oversight; the Trust pays no compensation to officers . Specific compensation committee practices tied to officer pay are not applicable/disclosed.

Investment Implications

  • Alignment: With no Trust share ownership and no Trust-paid compensation, Mr. Black’s direct alignment with TBLD’s share price/NAV outcomes is limited in Trust disclosures; incentives, if any, may exist at the Adviser level but are not provided .
  • Insider selling pressure: None—no shares owned, no vesting schedules or options disclosed .
  • Retention risk: Officers “serve at the pleasure of the Board,” and no employment contract/severance/change-of-control terms are disclosed—suggesting standard fund-officer arrangements without bespoke retention economics .
  • Trading signals: Absent ownership, Form 4 activity is not present; the late Form 3 is a minor compliance note rather than a directional signal .