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Maribess L. Miller

Director at Triumph Financial
Board

About Maribess L. Miller

Maribess L. Miller, age 72, is an independent director of Triumph Financial, Inc. (TFIN) since 2014. She is a retired PricewaterhouseCoopers LLP partner with extensive leadership roles, a retired CPA, and holds a Bachelor’s degree in Accounting from Texas Christian University; she currently chairs TFIN’s Nominating & Corporate Governance Committee and serves on the Audit Committee, and is designated an audit committee financial expert alongside Michael Rafferty .

Past Roles

OrganizationRoleTenureCommittees/Impact
PricewaterhouseCoopers LLPPartner; North Texas Market Managing Partner1975–2009; 2001–2009Led market; senior leadership
PwCSouthwest Region Consumer, Industrial Products & Services Leader1998–2001Regional industry leadership
PwCManaging Partner, U.S. Healthcare Audit Practice1995–1998Led national healthcare audit

External Roles

OrganizationPublic/PrivateRoleTenureCommittees
DR Horton, Inc. (NYSE: DHI)PublicDirectorSince Nov 2019Audit Chair; Compensation member
Zix Corporation (NASDAQ: ZIXI)PublicDirector2010–2021Audit Chair; Compensation member
Midmark Corp.PrivateDirectorNot disclosedAudit member; Compensation member
Texas State Board of Public AccountancyPublic bodyMember2009–2015Board service
Texas Health InstituteNon-profitPast Board ChairNot disclosedGovernance leadership
NACD North Texas ChapterNon-profitPast ChairNot disclosedGovernance leadership

Board Governance

  • Committee assignments: Chair, Nominating & Corporate Governance Committee; Member, Audit Committee .
  • Independence: Board determined Miller is independent under SEC and Nasdaq standards; only Aaron P. Graft and Davis Deadman were not independent .
  • Audit committee financial expert: Miller designated as an “audit committee financial expert” by the Board .
  • Attendance: In 2024, the Board held 4 meetings; committees held 21; each director attended at least 75% of meetings of the Board and committees on which they served .
  • Committee activity (2024): Audit (5 meetings); Nominating & Corporate Governance (4 meetings) .
CommitteeRole2024 Meetings HeldAdditional Oversight
AuditMember; Financial Expert5Financial reporting, auditors, controls
Nominating & Corporate GovernanceChair4Director nominations, governance guidelines, related-party approvals, director pay, ESG oversight

Fixed Compensation

Component (2024)Amount (USD)Notes
Board member cash retainer$40,000Standard member retainer
Nominating & Corporate Governance Committee Chair cash$12,000Chair fee
Audit Committee member cash$12,500Member fee
Stock awards (fully vested at grant)$74,994Granted in two tranches; fully vested on grant date
All Other Compensation$16,395Includes medical wellness reimbursement ($6,395) and TBK Bank-related board/committee retainers
Total 2024 director compensation$155,889Sum of components above
  • Director fee schedule confirms chair/member cash rates and stock grant targets across Board and committees; director stock awards are fully vested on grant .

Performance Compensation

ItemTerms/MetricStatus
Director equity vestingAll director stock awards fully vested on grantNo performance conditions disclosed
Hedging/Pledging policyHedging and short sales prohibited; pledging restricted (not counted toward ownership guidelines)Applies to directors and executive officers
Clawback policyCompensation Recovery Policy for performance-based incentive/equity for executive officers upon material restatementNot specific to directors

Other Directorships & Interlocks

  • Current public company board: DR Horton, Inc. (Audit Chair; Compensation member) .
  • Prior public company board: Zix Corporation (Audit Chair; Compensation member) .
  • Private company: Midmark Corp. (Audit and Compensation committees) .
  • No related-party transactions disclosed involving Miller; NCGC (which she chairs) reviews and approves related-party transactions per written policy .

Expertise & Qualifications

  • Financial expertise and senior leadership; retired CPA; audit committee financial expert .
  • Public company board experience; governance leadership across audit and compensation committees .
  • Diversity and governance qualifications highlighted in Board skills matrix .

Equity Ownership

HolderShares Beneficially Owned% of ClassNotes
Maribess L. Miller19,086<1%As of Feb 24, 2025; no options/unvested awards listed; no pledging noted
  • Stock ownership guidelines: Non-employee directors required to hold 5x annual cash retainer; NCGC periodically reviews compliance; all directors are either in compliance or expected to be by their measurement date .
  • Hedging and pledging restrictions apply to directors; pledged shares cannot be counted toward ownership guidelines .

Governance Assessment

  • Strengths: Independent director; chairs governance; audit financial expert; cross-industry board experience; strong governance policies (no hedging; pledging restricted; ownership guidelines; related-party transaction oversight) .
  • Engagement: ≥75% attendance; active committees with defined charters and regular meetings .
  • Director compensation: Balanced cash/equity with fully vested stock awards; transparent fee schedule .
  • Shareholder alignment signals: Company say-on-pay approval ~95% at 2024 annual meeting; robust ownership guidelines; separation of Chair/CEO roles .
  • RED FLAGS: None disclosed specific to Miller (no related-party transactions; no hedging/pledging exceptions noted; Section 16 compliance timely) .

Insider Trades and Compliance

ItemDisclosure
Section 16(a) complianceCompany states all director/executive Section 16(a) reports were timely in 2024 except a separate inheritance event for another director’s spouse; no issues noted for Miller

Related Party Transactions (Conflict Review)

  • The Company’s NCGC (chaired by Miller) reviews/approves related-party transactions over $120,000 for fairness, independence, and regulatory acceptability; recent related-party disclosures involved other individuals (Graft’s brother; Anderson’s brother) and were approved by NCGC with appropriate safeguards; no such transactions attributed to Miller .