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Brad Hoch

Interim Chief Financial Officer at TILT Holdings
Executive

About Brad Hoch

Brad Hoch is Interim Chief Financial Officer (since May 22, 2023) and Chief Accounting Officer (since December 1, 2022) at TILT Holdings (TLLTF), with prior stints as CFO (Oct 2020–Dec 2022) and Interim CFO (Jun–Oct 2020). He brings 20+ years in senior finance roles, including Division Controller at Verra Mobility (2011–2019), Director of Finance at TPI Composites (2009–2011), and multiple finance positions at Gateway Inc. (1996–2009) . As PFO, he certifies SOX Section 302/906 controls and fair presentation of financials for TILT’s quarterly reports (Q1 and Q2 2025) . The company initiated a creditor-protection restructuring in Nov 2025 to cancel existing equity and take the company private, indicating stressed performance context and significant implications for equity-linked compensation and alignment .

Past Roles

OrganizationRoleYearsStrategic Impact
TILT Holdings Inc.Interim CFOMay 22, 2023–presentPrincipal Financial Officer overseeing reporting, controls, and restructuring period
TILT Holdings Inc.Chief Accounting OfficerDec 1, 2022–presentLed accounting and disclosure processes
TILT Holdings Inc.CFOOct 2020–Dec 2022Corporate finance leadership during cannabis market downturn
TILT Holdings Inc.Interim CFOJun 2020–Oct 2020Transition leadership in finance
Verra MobilityDivision ControllerOct 2011–Feb 2019Senior finance leader in fleet management technology
TPI Composites Inc.Director of FinanceSep 2009–Oct 2011Finance leadership in composites manufacturing
Gateway Inc.Various finance rolesJan 1996–Sep 2009Long-tenured finance roles in high-growth tech/business solutions enterprises

External Roles

  • No current external public company directorships or committee roles disclosed for Brad Hoch .

Fixed Compensation

Metric (USD)202220232024
Base Salary$300,000 $300,000 $300,000
Bonus$0 $0 $0
Stock Awards (Grant-date FV)$0 $0 $0
Option Awards$0 $0 $0
Non-Equity Incentive Plan Comp$0 $0 $0
All Other Compensation$0 $0 $0
Total Compensation$300,000 $300,000 $300,000

Performance Compensation

  • Incentive bonus eligibility (discretionary): 60% payout at target; 80% based on company financial performance, 20% on individual performance goals (metrics not further specified) .
ComponentWeightingTarget PayoutMetric DefinitionFY2023 ActualFY2024 ActualVesting/Timing
Company Financial Performance80% 60% payout at target Specific KPIs not disclosed $0 bonus $0 bonus Annual; discretionary
Individual Performance Goals20% 60% payout at target Specific goals not disclosed $0 bonus $0 bonus Annual; discretionary
  • Anti-hedging policy: Prohibits hedging instruments (collars, swaps, PVF contracts, exchange funds) for insiders .
  • Q1 2025: No adoption or termination of Rule 10b5-1 or non-Rule 10b5-1 trading plans by directors/officers, indicating limited pre-programmed selling at that time .

Equity Ownership & Alignment

Item2024 Proxy (Record Date: Apr 16, 2024)2025 Proxy (Record Date: Apr 24, 2025)
Beneficial Ownership (Total)541,509 (141,509 common + 400,000 vested options) 541,509 (141,508 common + 400,000 vested options)
Percent of Class* less than 1% * less than 1%
Vested vs. Unvested400,000 options vested; no unexercisable options; 41,509 common shares from 2020 grant fully vested as of Jun 26, 2020
Option Grant Details400,000 options granted 6/26/2020
Option Exercise Price$0.4753
Option Expiration6/25/2030
Shares PledgedNo pledging disclosure provided; none indicated
Ownership GuidelinesNo executive stock ownership guideline disclosure for Brad Hoch

Restructuring Plan: On the effective date of the proposed CCAA plan, all existing equity and all rights to acquire equity (options, restricted shares, warrants, ungranted equity compensation) are to be cancelled for no consideration, materially impacting insider ownership and future selling dynamics .

Employment Terms

TermDetail
AgreementExecutive Employment Agreement effective Dec 1, 2022 (Hoch Agreement)
RoleChief Accounting Officer; Interim CFO since May 22, 2023 (compensated under Hoch Agreement)
Term LengthFour years, ending Nov 30, 2026
Base Salary$300,000 annually; subject to annual Board review
Incentive BonusEligible; discretionary; 60% payout at target; 80% company financial performance, 20% individual goals
Equity Awards400,000 options (granted 6/26/2020) vested; 41,509 common shares (granted 6/26/2020) fully vested
Severance (No Cause / Good Reason)Accrued amounts + 12 months base salary; equity: PSUs time vesting accelerated if stock price conditions met; RSUs credited 12 months service per year; partial COBRA reimbursement (self and dependents)
Change of ControlAccrued amounts + 18 months base salary + full fiscal-year incentive bonus; equity award share price targets deemed met; vesting accelerated if not equitably assumed; if assumed, vest on original schedule; acceleration upon post-CoC termination; partial COBRA reimbursement
Clawback / Non-CompeteClawback and non-compete terms not disclosed in proxy excerpts

Investment Implications

  • Alignment and dilution risk: Hoch’s economic exposure is modest (<1% beneficial ownership) and primarily via fully vested 2020 options; proposed CCAA plan would cancel existing equity and all equity rights for no consideration, removing future insider selling overhang but eliminating alignment via equity-based incentives .
  • Retention economics: 12 months base severance for standard separation and 18 months plus full-year bonus at change-of-control create moderate retention value; equity acceleration provisions at CoC improve downside protection, suggesting balanced retention but limited upside if equity is cancelled in restructuring .
  • Trading signals: No 10b5-1 plan activity in Q1 2025 and anti-hedging policy in place reduce near-term forced selling signals; however, restructuring and planned equity cancellation supersede typical insider supply dynamics .
  • Execution risk: As principal financial officer, Hoch’s SOX certifications and role through delayed 10-K notice and creditor-led restructuring frame elevated execution risk and governance scrutiny; insolvency and plan to go private signal material stress on performance metrics (revenue/EBITDA not tied to disclosed CFO bonus metrics) .