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Mark Higgins

General Counsel at TILT Holdings
Executive

About Mark Higgins

Mark M. Higgins (age 39) serves as General Counsel of TILT Holdings Inc. (TLLTF) since February 2024, after roles as Deputy General Counsel (September 2021–February 2024) and Senior Corporate Counsel (February 2020–September 2021); prior to TILT he was an Associate Attorney at Mintz, Levin, Cohn, Ferris, Glovsky, and Popeo, P.C. (2015–2020) . His executive employment agreement (effective September 27, 2021; amended December 1, 2022) runs through November 30, 2026 with an annual base salary of $275,000 and eligibility for a discretionary incentive bonus targeted at 30% of salary, weighted 65% to company financial performance and 35% to individual goals . Beneficial ownership shows 175,000 common shares (less than 1% of outstanding), and holdings of 100,000 vested stock options (exercise $0.4753; expiration June 25, 2030), 48,750 PSUs, and 26,250 RSUs . For context, the company reported a Q1 2024 net loss of $9.651 million .

Past Roles

OrganizationRoleYearsStrategic Impact
TILT Holdings Inc.General CounselFeb 2024–present Not disclosed
TILT Holdings Inc.Deputy General CounselSep 2021–Feb 2024 Not disclosed
TILT Holdings Inc.Senior Corporate CounselFeb 2020–Sep 2021 Not disclosed

External Roles

OrganizationRoleYearsStrategic Impact
Mintz, Levin, Cohn, Ferris, Glovsky, and Popeo, P.C.Associate AttorneySep 2015–Feb 2020 Not disclosed

Fixed Compensation

ComponentFY 2024Notes
Base Salary (USD)$275,000 Set by Higgins Agreement; subject to annual review
Target Bonus % of Salary30% Discretionary; 65% company performance / 35% individual goals
Actual Bonus Paid (USD)$0 No bonus reported for 2024

Performance Compensation

Annual Incentive Structure

MetricWeightingTargetActualPayoutVesting
Company financial performance65% Not disclosedNot disclosedDiscretionary; payout at target equals 30% of salary N/A
Individual performance goals35% Not disclosedNot disclosedDiscretionary; payout at target equals 30% of salary N/A

Equity Awards

Award TypeGrant DateQuantityExercise/StrikeExpirationVesting Status
Stock OptionsJun 26, 2020 100,000 $0.4753 Jun 25, 2030 Vested; terms unchanged by Higgins Agreement
PSUsAs of Apr 24, 2025 record date48,750 N/AN/ANot disclosed
RSUsAs of Apr 24, 2025 record date26,250 N/AN/ANot disclosed

Equity Ownership & Alignment

CategoryDetail
Total beneficial ownership175,000 common shares; less than 1% of class
Shares outstanding (record date)347,439,692 common shares
Options (exercisable)100,000 options exercisable @ $0.4753, expire 6/25/2030
PSUs48,750 units outstanding (beneficial ownership count basis)
RSUs26,250 units outstanding (beneficial ownership count basis)
Hedging/PledgingCompany policy prohibits hedging by insiders; pledging not disclosed
Ownership guidelinesNot disclosed

Employment Terms

  • Agreement dates and term: Executive employment agreement effective September 27, 2021; amended December 1, 2022; four-year term ending November 30, 2026 .
  • Role and compensation basis: Appointed General Counsel in February 2024; compensated per Higgins Agreement .
  • Severance: If terminated without cause or resignation with good reason, 12 months of base salary plus accrued amounts; partial COBRA reimbursement with timely election .
  • Change-of-control: Lump-sum 18 months (1.5x) base salary plus full incentive bonus for that fiscal year; equity award price targets deemed met; vesting accelerates depending on assumption and termination circumstances; partial COBRA reimbursement .
  • Non-compete / Non-solicit / Confidentiality: Standard provisions apply to NEOs for 12 months post-termination .
  • Benefits: Participation in group welfare, retirement, and fringe benefit plans as available .

Investment Implications

  • Alignment: 2024 compensation was entirely base salary with no bonus or new stock awards reported, suggesting limited near-term variable pay linkage; equity exposure is modest and concentrated in fully vested, legacy options, plus smaller RSU/PSU balances .
  • Retention and change-of-control economics: Severance of 12 months base salary and 1.5x base plus full-year bonus upon change-of-control, with equity vesting relief, provides retention but could create contingent costs in strategic transactions .
  • Governance and trading signals: Anti-hedging policy reduces misalignment risk; no pledging disclosures provided; absence of recent bonus and equity grants may reduce immediate selling pressure, though vested options remain exercisable into 2030 .
  • Disclosure environment: As an emerging growth company, TILT uses reduced executive compensation disclosures and is exempt from non-binding say-on-pay votes, limiting external feedback mechanisms for pay-for-performance assessments .