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Anthony O’Sullivan

Chief Development Officer at TMC the metals Co
Executive

About Anthony O’Sullivan

Anthony O’Sullivan is Chief Development Officer (CDO) of TMC the metals company. He has served as CDO since the SPAC business combination (September 2021) and previously as DeepGreen’s CDO since July 25, 2017; age 58; education includes an M.Sc. in Mineral Exploration and a B.Sc. (Hons) in Geology from the University of Western Australia . He brings 30+ years of mining experience across terrestrial and marine environments, is co‑inventor on five subsea mining patents, and led permitting, project development, and commercial agreements in earlier roles (see Past Roles) . The company’s filings do not disclose TSR, revenue growth or EBITDA growth specifically tied to O’Sullivan’s tenure.

Past Roles

OrganizationRoleYearsStrategic Impact
DeepGreen Metals / TMCChief Development OfficerSince Jul 2017 (DeepGreen); continued post‑Sep 2021Led exploration, engineering/design, project development, permitting, and marketing; continuity into TMC post-business combination .
SensOre Ltd (ASX)Non‑Executive DirectorSince Jan 2020Oversight at mineral targeting firm leveraging data/ML .
Sasak Minerals Pty LtdChief Executive Officer2017–2019Led machine learning deployment in mineral exploration .
International ResourcesPrincipal / OwnerSince Feb 2017Value creation via discovery/development of mineral resources .
Quantum Pacific ExplorationVice President Exploration2014–2017Strategy, exploration oversight, asset evaluation; team building .
Nautilus MineralsChief Operating Officer2005–2012Drove NI 43‑101 resources, environmental permit, mining lease (PNG), ore sales agreement (Tongling), project design and construction commencement .
BHP BillitonGlobal Exploration Leader Team (iron ore, bauxite, coal, non‑porphyry base metals)Not disclosedPortfolio responsibility across major commodities .

External Roles

OrganizationRoleYearsNotes
SensOre Ltd (ASX: S3N)Non‑Executive DirectorSince Jan 2020Mineral targeting/data science company .

Fixed Compensation

ElementTermsSource
Base SalaryA$670,985 (US$475,000) annually; reviewed annually by CEO
Employment TermIndefinite term (amended & restated May 8, 2022)
BenefitsEligible to participate in company benefit plans
Location/ScopeEmployed by The Metals Company Australia Pty Ltd

Performance Compensation

ProgramMetricWeightingTargetActualPayout FormVestingSource
STIP (annual bonus)Corporate & individual objectivesNot disclosed50% of base salaryNot disclosedAt board discretion; company elected to pay STIP in immediately‑vested RSUs for 2024/2023 for NEOs to conserve cashImmediate vest when paid in RSUs
LTIP (equity)Time‑based RSUs; may include market/performance goalsNot disclosedNot disclosedNot disclosedRSUsFor 2024/2023/2022, RSUs vest one‑third per year over three years (company program)

Note: O’Sullivan is eligible under TMC’s STIP/LTIP frameworks; specific annual grants/outcomes for him are not disclosed in the proxies cited .

Equity Ownership & Alignment

ItemDetailsSource
Stock Ownership GuidelinesRemaining officers (includes CDO) must hold 0.5× base salary in common shares within 5 years; CEO 3×; CFO 1×
Compliance StatusAs of Dec 31, 2024, all non‑employee directors and executive officers covered met their thresholds or were within the 5‑year grace period
Hedging & PledgingInsider Trading Policy prohibits speculative/short‑term trades, hedging (derivatives, collars, exchange funds), and borrowing/arrangements involving pledge of securities
Trading ControlsQuarterly/other blackouts; pre‑clearance required for covered persons; open‑market purchases must be held ≥6 months

Employment Terms

ProvisionTermsSource
Non‑Compete & Non‑SolicitDuring employment and 6 months thereafter: no competition in Australia; no solicitation of customers or employees
Base Severance (no Cause / Good Reason)Pro‑rata bonus; board‑approved extension of expiry up to 12 months for milestone‑vested options; benefits premiums continued for minimum period required by law
CEO‑Linked SeparationIf CEO resigns/terminated/replaced and O’Sullivan departs without Cause / for Good Reason: 9 months base salary in lieu of notice + 1 month per completed year of service (max 18 months); immediate vesting of RSUs that would vest in next 12 months; option expiry extension; pro‑rata bonus; continued benefits premiums (legal minimums)
Change of Control (“Fundamental Change”)If terminated without Cause within 24 months post‑Fundamental Change: 12 months base salary; 1.5× prior year’s Employment Bonus; immediate vesting of all unvested equity; non‑compete extended to 12 months

Investment Implications

  • Pay‑for‑performance structure exists but with limited disclosed individual metrics; STIP target at 50% of salary and LTIP RSUs with multi‑year vesting indicate alignment with longer‑term objectives, though exact KPI weightings for O’Sullivan are not provided .
  • Strong retention protections: CEO‑linked and change‑of‑control severance feature accelerated vesting and meaningful cash components (up to 18 months salary in CEO‑linked scenario; 12 months salary + 1.5× bonus under CoC), reducing departure risk during strategic transitions .
  • Alignment safeguards: ownership guidelines and prohibitions on hedging/pledging mitigate misalignment and insider selling pressure; trading is subject to blackouts and pre‑clearance, with open‑market minimum holding periods .
  • Dilution/program design context: company‑wide LTIP uses RSUs with three‑year schedules (and paid STIP as RSUs for cash conservation in 2024/2023), which supports retention but contributes to share issuance over time; specific grant sizes for O’Sullivan are not disclosed in the cited filings .