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Sarah Schwarzschild

Chief Operating Officer at Terra Property Trust
Executive

About Sarah Schwarzschild

Sarah Schwarzschild is Chief Operating Officer of Terra Property Trust, Inc. (TPTA) since February 27, 2024, and COO of Mavik Capital Management, LP since July 2023 . She is 44 years old and holds a B.A. from the University of Pennsylvania and an M.B.A. from the Tuck School of Business at Dartmouth . TPTA is externally managed; officers are employees of the Manager’s parent and do not receive compensation from TPTA, and no executive pay metrics or TSR/revenue/EBITDA performance linkages for officers are disclosed in the proxy . Terra Capital Partners, which leads the Manager organization, lists Ms. Schwarzschild as COO among senior leadership and highlights a long track record in real estate credit across multiple vehicles .

Past Roles

OrganizationRoleYearsStrategic Impact
Mavik Capital Management, LPChief Operating OfficerJul 2023–present Senior leadership of real estate credit platform affiliated with TPTA’s Manager
BGO Strategic Capital PartnersManaging Director & Co-HeadPre-Apr 2021; through merger with BentallGreenOak in Apr 2021 Co-led $3B global integrated multi‑manager platform; managed secondaries funds and SMAs
Metropolitan Real Estate (Carlyle)Managing Director & Co-Head2014–Apr 2021 Led platform and secondaries strategies prior to BGO merger
Partners GroupLed U.S. Real Estate Secondary teamPre‑2014 Led acquisitions and portfolio management of >$2B dedicated real estate secondary capital
RREEFAssistant Vice President, Acquisitions (Global Opportunity Funds)Pre‑Partners Group Acquisitions for real estate opportunistic funds
RothschildInvestment Banking Analyst (M&A and Private Placements)Early career Analytical support in M&A and private placements

External Roles

OrganizationRoleYears
Tuck School of Business (MBA Council)MemberCurrent as of 2025
Mianus River Gorge PreserveSecretary of the BoardCurrent as of 2025
Riley’s WaysBoard MemberCurrent as of 2025
INCEPTIVAdvisory Board MemberCurrent as of 2025

Fixed Compensation

TPTA is externally managed and does not pay its officers; all officers are employees of the Manager or its parent. Accordingly, no executive cash compensation (salary/bonus) is disclosed for Ms. Schwarzschild by TPTA.

Item2024Notes
Base SalaryNot paid by TPTA Officers are employees of Manager’s parent; no company-paid salary
Target Bonus %Not disclosed No company-paid officer compensation
Actual Bonus PaidNot paid by TPTA Not applicable at company level
PerquisitesNot disclosed Company does not compensate officers

Performance Compensation

TPTA does not maintain executive equity plans and does not pay officer equity awards; no performance metric-based compensation for officers is disclosed.

MetricWeightingTargetActualPayoutVesting
Executive PSU/RSU ProgramNot applicable Not applicable Not applicable Not applicable Not applicable
Option AwardsNot applicable Not applicable Not applicable Not applicable Not applicable

Notes:

  • TPTA discloses no compensation committee and no executive compensation paid by the company; equity compensation plans are not maintained as of 12/31/2024 .

Equity Ownership & Alignment

ItemValueNotes
Total Beneficial Ownership (Class B Common)0 shares As of April 18, 2025
Ownership % of Outstanding0.00% 24,338,581 Class B shares outstanding
Vested vs. Unvested SharesNot applicable No executive equity grants; no plan maintained
Options (Exercisable/Unexercisable)None disclosed No executive equity compensation
Pledging/HedgingProhibited by Insider Trading Policy (short sales, options, hedging, pledging) Pre-clearance required; blackout restrictions
Ownership GuidelinesNot disclosed External management structure; no officer comp

Employment Terms

TermDetail
Appointment Effective DateFebruary 27, 2024
Employment AgreementCompany standard indemnification agreement; filed as Exhibit 10.17 to 10‑K (Mar 13, 2023)
SeveranceNot disclosed at individual level; company does not compensate officers
Change‑of‑ControlNot disclosed at individual level; company does not compensate officers
Non‑Compete / Non‑SolicitNot disclosed for Ms. Schwarzschild
IndemnificationCompany maintains indemnification agreements with officers per proxy
Compensation SourceOfficers are employees of the Manager’s parent; no cash compensation from TPTA

Additional context on external management:

  • TPTA’s Management Agreement (amended Mar 11, 2024) extends through Dec 31, 2027 with automatic one‑year renewals; termination fees equal to three times average fees/reimbursements over prior 24 months if terminated under specified conditions . These are company‑to‑manager terms, not individual officer employment terms.

Performance & Track Record

  • Background achievement: Co-led a $3B strategic capital platform at BGO/Metropolitan and oversaw secondaries strategies and SMAs; led Partners Group’s U.S. real estate secondary team managing >$2B dedicated capital .
  • Manager platform context: Terra Capital Partners (leading TPTA’s Manager) highlights a 20‑year real estate credit track record with financings across office, retail, industrial, hotel, and multifamily; senior team includes Ms. Schwarzschild as COO .
  • Company‑level performance metrics (TSR, revenue growth, EBITDA growth) and any officer‑specific pay‑for‑performance targets are not disclosed due to external management structure .

Governance and Policies Relevant to Alignment

  • No compensation committee; no executive compensation paid by TPTA .
  • Insider Trading Policy prohibits short sales, public options, hedging/monetization transactions, and pledging; requires pre‑clearance and imposes blackout restrictions .
  • Security ownership shows no direct or indirect Class B stock ownership for Ms. Schwarzschild as of April 18, 2025 .

Risk Indicators & Red Flags

  • External management structure: officers are not compensated by TPTA, which can dilute direct pay‑for‑performance alignment at the public registrant level .
  • Time allocation and conflicts: risk factors note competing demands on officers (including Ms. Schwarzschild) across Manager‑affiliated programs, potentially impacting focus and returns .
  • Related‑party dynamics: Manager fees and amendments are negotiated among related parties and may not reflect arm’s‑length terms .
  • Hedging/pledging bans: policy reduces misalignment risks but also implies limited liquidity flexibility for any future company stock holdings .
  • Ownership: zero share ownership at TPTA limits direct equity alignment .

Investment Implications

  • Alignment: With no TPTA‑paid executive compensation or equity awards and zero disclosed share ownership, Ms. Schwarzschild’s alignment with public shareholders is primarily via Manager performance rather than TPTA equity, reducing traditional pay‑for‑performance signaling at the registrant level .
  • Retention: Appointment in 2024 and indemnification coverage suggest stability, but retention risk is structurally tied to the Manager’s platform rather than company employment; monitor any future Item 5.02 events or changes to the Management Agreement .
  • Trading signals: Insider Trading Policy prohibits hedging/pledging and requires pre‑clearance; currently no share ownership reported for Ms. Schwarzschild, implying minimal near‑term insider selling pressure; watch for any future equity acquisitions or Form 4 activity .
  • Governance and fees: Amendments extending the Management Agreement and termination fee mechanics (3x average fees) underscore the importance of Manager economics; investor focus should track Manager fee levels, related‑party transactions, and allocation policies as key levers of value .