Sign in

You're signed outSign in or to get full access.

Sandra L. Yeager

Director at TRI-CONTINENTAL
Board

About Sandra L. Yeager

Independent director since June 2020; born 1964. Over 26 years in investment management, including senior leadership roles in global equity research and portfolio management; retired after founding and leading Hanoverian Capital, LLC (2008–2016) . Current term proposed 2025–2028; oversees 172 funds within the Columbia Funds Complex .

Past Roles

OrganizationRoleTenureCommittees/Impact
AllianceBernsteinSenior Vice President; began as equity analyst; advanced to global portfolio manager1990–2004Progressed from research to portfolio management for institutional and mutual fund clients
Morgan Stanley Investment ManagementManaging Director; Head of Global Equity Research2004–2006Led a team of thirty people in global equity research
DuPont CapitalManaging Director; Head of International Equities2006–2008Led international equities; senior investment leadership
Hanoverian Capital, LLCPresident & Founder; Chief Investment Officer (SEC-registered RIA)2008–2016Founded boutique specializing in international equities for institutional clients

External Roles

OrganizationRoleTenureNotes
NAPE (National Alliance for Partnerships in Equity) Education FoundationDirectorOct 2016–Oct 2020Non-profit board service
Jennersville YMCAAdvisory BoardJun 2022–Jun 2023Community advisory role

Board Governance

  • Independence: Listed among Independent Director Nominees; Director since June 2020; term proposed 2025–2028 .
  • Committee assignments: Audit; Contracts; Investment Review .
  • Audit engagement: Signatory to Audit Committee Report with Brian J. Gallagher and Patricia M. Flynn .
  • Attendance: The proxy states each incumbent director attended at least 75% of Board and committee meetings in 2024 .
  • Scope of oversight: Oversees 172 funds in the Columbia Funds Complex .

Fixed Compensation

MetricFY 2022FY 2023FY 2024
Aggregate Compensation From the Corporation ($)$6,503 $6,447 $6,381
Total Compensation From the Corporation and the Columbia Funds Complex ($)$496,000 $484,000 $448,000
  • Effective Jan 1, 2025, independent directors (other than Board Chair) receive: $275,000 annual retainer; committee chair additional $25,000; sub-committee chair additional $15,000; $6,000 per day for in-person Board meetings; $3,000 per day for in-person committee meetings (not same day as Board); $3,000 per special virtual meeting; plus $10,000 annually from the two closed-end funds including the Corporation. Board Chair cash compensation set at $575,000 (plus $10,000 closed-end funds and $3,000 per special virtual meeting) .

Performance Compensation

Deferred Compensation Elections (from Corporation pay)FY 2023FY 2024
Amount Ms. Yeager elected to defer ($)$3,223 $3,190
  • No stock, option, RSU/PSU awards disclosed for independent directors; compensation is cash-based with optional deferral into fund-tracked accounts under the Deferred Compensation Plan (treated as if invested in selected Columbia funds; paid based on performance of those investments; unfunded; distributions lump sum or over years) .

Other Directorships & Interlocks

CategoryDetails
Public company boards (past 5 years)None disclosed for Yeager; non-profit roles listed (NAPE; Jennersville YMCA) .
Committee roles at other companiesNot disclosed .
Interlocks with competitors/suppliers/customersNone disclosed in proxy materials .

Expertise & Qualifications

  • Deep investment management expertise: global equity research leadership; international equities; institutional portfolio management; founder/CIO of SEC-registered RIA .
  • Financial oversight: Audit Committee member and report signatory, with discussions encompassing auditor independence and PCAOB-required communications .
  • Board experience across complex structures: Oversight across 172 funds, indicating familiarity with compliance, contracts, and investment review processes .

Equity Ownership

MetricAs of Dec 31, 2023As of Dec 31, 2024
Dollar Range of TY equity owned by Ms. Yeager$10,001–$50,000 $10,001–$50,000
Aggregate Dollar Range of equity across Columbia Funds ComplexOver $100,000 (includes value of deferred compensation elections tracked to fund shares) Over $100,000 (includes value of deferred compensation elections tracked to fund shares)
Directors and officers as a group—% of TY common stockLess than 1% Less than 1%

Governance Assessment

  • Strengths: Independent status; Audit Committee participation and oversight (including auditor independence); consistent attendance threshold met in 2024; substantive investment and research leadership background aligned with fund oversight .
  • Alignment: Holds $10,001–$50,000 of TY and over $100,000 across the Columbia Funds Complex; participation in Deferred Compensation Plan aligns compensation with fund performance rather than guaranteed cash alone .
  • Compensation structure: Cash-based retainer and meeting fees, with transparent fee schedule and peer-complex benchmarking (aiming at or below median) set by independent board members; YOY total compensation from the Columbia Funds Complex decreased from $496,000 (2022) to $448,000 (2024) .
  • Potential watch items: High oversight load (172 funds) necessitates ongoing monitoring of engagement; however, attendance met proxy threshold in 2024. No Section 16(a) late filing noted for Yeager; one late filing was noted for a different director (Carrig) in 2023 .

No related-party transactions, hedging/pledging disclosures, stock/option grants, clawbacks, or change-of-control provisions are disclosed for independent directors in the proxy materials reviewed; governance risk indicators specific to Ms. Yeager are not flagged in the filings cited .