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Doug Jermasek

Executive Vice President, Corporate Strategy at Unicycive Therapeutics
Executive

About Doug Jermasek

Doug Jermasek is Executive Vice President, Corporate Strategy at Unicycive Therapeutics (UNCY), serving since November 2021; he is 64 years old as of the 2025 record date . He is a seasoned biopharma commercial leader with over 25 years of experience, including SVP, Marketing & Strategy at Akebia Therapeutics (post-merger with Keryx), and more than a decade at Genzyme where he led the Renal Global Business Unit and helped drive Renvela to blockbuster status; earlier roles include Intercept Pharmaceuticals, Prometheus Laboratories, Agouron Pharmaceuticals, and Abbott Laboratories . He holds an MBA from BYU’s Marriott School and a BS in Biological Science from BYU .

Past Roles

OrganizationRoleYearsStrategic Impact
Akebia Therapeutics (after merger with Keryx)SVP, Marketing & Strategy-Led commercial strategy post-merger
Genzyme (Sanofi)SVP & GM, Head of Renal Global Business Unit-Drove >$1B sales; established Renvela as global standard of care in CKD hyperphosphatemia
Intercept PharmaceuticalsManagement roles-Progressive commercial responsibilities
Prometheus LaboratoriesManagement roles-Progressive commercial responsibilities
Agouron PharmaceuticalsManagement roles-Progressive commercial responsibilities
Abbott LaboratoriesManagement roles-Progressive commercial responsibilities

External Roles

No public company board roles disclosed for Mr. Jermasek .

Fixed Compensation

Metric202220232024
Base Salary ($)$330,000 $330,000 $363,000 (per Aug 12, 2024 agreement)
Target Bonus (% of base)25% 25% 25%
Actual Bonus ($)$100,808 $82,500 $45,375
Option Awards – Grant-date Fair Value ($)$34,357 $859,479 $464,971
Total Compensation ($)$465,165 $1,267,854 $873,346

Performance Compensation

Metric202220232024
Bonus FrameworkDiscretionary; Board-set objectives Discretionary; Board-set objectives Discretionary; Board-set objectives
Target (% of base)25% 25% 25%
Actual Bonus ($)$100,808 $82,500 $45,375
Payout TimingPaid March 2023 Paid April 2024 Paid April 2025
Equity Incentives (Options)$34,357 grant-date fair value $859,479 grant-date fair value $464,971 grant-date fair value

Option Awards and Vesting (Grant Detail)

Grant DateSharesExercise Price ($/sh)Vesting ScheduleExpiration
Oct 20, 2021100,0002.5625% at 1-year; remaining 75% vests in equal monthly installments until 4 years 10/2031
Nov 21, 202255,0000.7525% at 12 months; remaining 75% monthly over 4 years 11/2032
Aug 28, 20231,355,0000.7525% at 12 months; remaining 75% monthly over 4 years 08/2033
Apr 15, 2024463,2501.1425% at 12 months; remaining 75% monthly over 4 years 04/2034
Aug 12, 202481,7500.3425% at 12 months; remaining 75% monthly over 4 years 08/2034
Aug 12, 2024 (grant-date fair value disclosure)81,7500.34As above$23,313 fair value

Outstanding Equity Awards at 12/31/2024 (Status)

Award (by grant)Exercisable (#)Unexercisable (#)Exercise Price ($)Expiration
10/20/2021 options79,166 20,834 2.56 10/2031
11/21/2022 options28,645 26,355 0.75 11/2032
08/28/2023 options592,812 762,188 0.75 08/2033
04/15/2024 options- 463,250 1.14 04/2034
08/12/2024 options- 81,750 0.34 08/2034

Equity Ownership & Alignment

MetricDetail
Total Beneficial Ownership (common)1,466,073 shares; 1.20% of common outstanding (120,629,281 shares)
Vested Options (within 60 days)942,271 shares
Options Vesting Within 60 Days82,213 shares
Warrants (convertible to common upon exercise & conversion)Series A-3: 79,252; Series A-4: 72,047; Series A-5: 115,275
Hedging & Pledging PolicyHedging prohibited; pledging generally prohibited but exceptions may be granted by Chief Compliance Officer upon proof of capacity to repay without resort to pledged securities
Stock Ownership GuidelinesNot disclosed in the proxy

Equity plan usage: cumulative options granted to Doug Jermasek under the plan total 1,973,250 shares (lifetime through record date) .

Employment Terms

TopicTerms
Role & Start DateEVP, Corporate Strategy; since November 2021
Employment AgreementsOriginal agreement dated Nov 11, 2021; superseded by new agreement dated Aug 12, 2024
Base Salary$330,000 under 2021 agreement; increased to $363,000 under 2024 agreement
Target BonusEligible for annual discretionary bonus, target 25% of base salary (Board-set objectives)
Initial Equity Grant (2021)100,000 options; 25% vest at 1-year, remainder monthly; 4-year full vest
Severance – Outside Change in ControlIf terminated without cause, non-renewal, or resigns for “good reason” (outside CIC): (i) cash equal to annual base salary; (ii) continuation of health benefits; (iii) lump sum of earned but unpaid prior-year bonus; (iv) lump sum of accrued current-year bonus through termination date
Change-in-Control (Double Trigger within 12 months post-CIC)If terminated without cause or resigns for “good reason” within 12 months post-CIC: same cash and bonus elements as above plus full acceleration of any unvested time-vesting equity awards
Death/DisabilityLump sum of earned prior-year bonus and accrued current-year bonus; full acceleration of unvested time-vesting equity awards
Illustrative Severance Values at 12/31/2024Equity accelerated: $99,000; cash payments: $453,750; total: $552,750 (based on $0.79 stock price on 12/29/2024)
ClawbackNot specifically disclosed in proxy
Section 16 ComplianceCompany reports timely Section 16 filings for fiscal year 2024

Risk Indicators & Red Flags

  • Anti-hedging policy in place; pledging discouraged and requires exception approval—reduces alignment risk from hedging/pledging; no pledges disclosed for Jermasek .
  • Large multi-year option grants with monthly vesting post-anniversary across low strike prices ($0.34–$1.14 and $0.75) may create ongoing incremental exercisability; as of 12/31/2024, substantial unexercisable blocks remain (e.g., 762,188 shares from 2023 grant, 463,250 and 81,750 from 2024 grants) .
  • Section 16 compliance noted; no material proceedings reported involving current executives, mitigating governance/legal risk signals .
  • Related party transaction review policy in place; no related person transactions involving executives beyond items disclosed (none specific to Jermasek) .

Compensation Structure Analysis

  • Shift toward equity-heavy compensation: option award fair values of $859,479 (2023) and $464,971 (2024) alongside modest cash bonuses ($82,500 in 2023; $45,375 in 2024), indicating significant at-risk pay tied to stock value .
  • Guaranteed compensation rose with 2024 salary increase to $363,000 via new agreement, while target bonus remained at 25%—limited inflation in cash incentives .
  • No disclosure of specific performance metrics or weighting for annual bonuses beyond “Board-set objectives,” implying discretionary assessment rather than formulaic pay-for-performance .

Equity Ownership & Alignment Commentary

  • Beneficial ownership of 1.20% aligns incentives, with substantial vested options (942,271) and warrants that can convert into common stock upon exercise and conversion; ongoing vesting increases alignment but also potential future selling pressure as tranches vest .

Investment Implications

  • Alignment: Heavy use of long-dated options with four-year vesting and low strike prices ties upside to execution and share appreciation; beneficial ownership of 1.20% supports skin-in-the-game .
  • Retention & severance: Double-trigger CIC acceleration and one-year salary severance outside CIC provide retention but limited cash severance, suggesting governance discipline; illustrative severance as of 12/31/2024 totals $552,750 plus $99,000 equity acceleration in a CIC or death/disability scenario .
  • Trading signals: Significant unvested options from 2023–2024 grants (e.g., 762,188 @ $0.75; 463,250 @ $1.14; 81,750 @ $0.34) with monthly vesting could create periodic exercise/sale windows; monitor Form 4s around vest anniversaries and price thresholds near these strikes .
  • Governance risk: Anti-hedging and limited pledging exceptions reduce misalignment risk; company reported timely Section 16 compliance and no material proceedings for executives, tempering red flag concerns .