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Robert Dallas

Director at UNITY BANCORP INC /NJ/
Board

About Robert H. Dallas, II

Independent director at Unity Bancorp, Inc. (Unity Bank), age 78, serving since 1991. President of Dallas Group of America, Inc. (chemicals); brother of Board Chairman David D. Dallas, indicating a family relationship on the board. Classified as independent under Nasdaq rules in 2024; attended at least 75% of board and committee meetings, and participated in the 2024 Annual Meeting .

Past Roles

OrganizationRoleTenureCommittees/Impact
Unity Bancorp, Inc. / Unity BankDirector1991–presentCorporate Governance & Nominating Committee member; member of ALCO; member of Executive Loan Committee (per board matrix)
Dallas Group of America, Inc.PresidentNot disclosedExternal operating experience in chemicals sector

External Roles

OrganizationRolePublic Company?Committee Roles
Dallas Group of America, Inc.PresidentNo (private)Not disclosed
Other public company directorshipsNone

Board Governance

  • Committees: Corporate Governance & Nominating (member; Chair: Dr. Mary E. Gross); Executive Loan (member); ALCO (member) .
  • Independence: All directors independent in 2024 except CEO James A. Hughes; audit and compensation members meet heightened independence standards .
  • Attendance: Board met 12 times in 2024; no director under 75% attendance; all directors attended the 2024 Annual Meeting .
  • Board leadership: Separate Chair and CEO; Chair is non-employee (David D. Dallas) .

Fixed Compensation

ComponentAmountNotes
Fees Earned/Paid in Cash (2024)$18,900Board/committee meeting fees
Equity Awards (2024 grant)$65,0982,200 restricted shares granted Jan 2, 2024; vests 25% annually starting Jan 2, 2025
All Other Compensation$27,000Annual retainer paid in 2024 for 2023 service
Director fee/meeting frameworkRetainer $32,000; committee chair retainer $5,000; Board chair retainer $8,000; $900 per board meeting; $500–$900 per committee meeting; +$200 for chair per meetingPolicy for 2024, paid in 2025

Performance Compensation

  • Not applicable for non-executive directors; Unity does not link director pay to specific performance metrics. Director equity awards vest over four years and are service-based, with no repricing permitted under the plan .

Director Equity Vesting Schedule (Unvested as of Feb 28, 2025)

Grant DateShares Outstanding (Unvested)Vesting CadenceFirst Vest Date
Jan 3, 2022500500 shares annually over four yearsJan 3, 2023
Jan 3, 20231,000500 shares annually over four yearsJan 3, 2024
Jan 2, 20241,650550 shares annually over four yearsJan 2, 2025
Jan 27, 20251,600400 shares annually over four yearsJan 27, 2026
  • Aggregate outstanding restricted stock at year-end for Robert Dallas: 4,950 shares; options outstanding: 17,300 (exercisable) .

Other Directorships & Interlocks

CategoryDetail
Other public boardsNone (no Unity director also serves as a director of an SEC-registered company)
Committee interlocksNone on HR/Compensation Committee per SEC rules
Family relationshipsBrother of Chairman David D. Dallas

Expertise & Qualifications

  • Operating leadership: Long-tenured president in chemicals industry, bringing business oversight experience .
  • Governance participation: Corporate Governance & Nominating Committee member, contributing to board composition and annual board evaluations .

Equity Ownership

MetricValueBreakdown
Total beneficial ownership1,823,605 shares27,303 direct; 17,300 options exercisable; 1,773,396 via Dallas Financial Holdings LLC (50% owner); 4,750 restricted stock; 856 DRIP shares
Ownership % of outstanding17.71%As of Feb 28, 2025 (10,057,597 shares outstanding)
Pledged sharesNoneNo shares pledged as collateral

Insider Filings and Trades

ItemStatus
Section 16 compliance (2024)All reporting persons compliant; exception noted only for Mary Gross due to clerical error. No issues disclosed for Robert Dallas

Governance Assessment

  • Strengths: Independent status; active committee work; strong attendance; no related-party transactions beyond ordinary-course lending; no pledging; director equity vesting aligned with multi-year service; no option repricing; clawback policy for incentive compensation at the company level .
  • Alignment: Significant long-term share ownership (17.71%) via direct holdings, options, and Dallas Financial Holdings LLC indicates substantial alignment with shareholder outcomes, albeit concentrated .
  • Potential Conflicts / RED FLAGS:
    • Family tie: Sibling relationship with the Board Chairman may raise perceived independence concerns despite formal independence designation; mitigated by committee independence and governance structures .
    • Ownership concentration: Large stake through Dallas Financial Holdings LLC could influence governance outcomes; transparency on related-party review noted, with no non-ordinary transactions in 2024–2023 .
  • Overall signal: While formal independence and governance practices are robust, investors should monitor board dynamics given family representation and ownership concentration for any impact on board effectiveness and minority shareholder rights .