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Aida Levitan

Director at USCB FINANCIAL HOLDINGS
Board

About Aida Levitan

Aida Levitan, Ph.D., APR, is an independent director of USCB Financial Holdings (USCB) since its formation in 2021 and of U.S. Century Bank since 2013; she served as Board Chair from 2017 until January 2023. She is 77, a nationally recognized marketing communications and civic leader, founder and President of The Levitan Group (since 2006), with a Ph.D. in Spanish Literature from Emory University (1977) and a B.A. from the University of Miami (1969). The Board has affirmatively determined all non-employee directors, including Dr. Levitan, are independent under Nasdaq rules.

Past Roles

OrganizationRoleTenureCommittees/Impact
The Levitan Group, Inc.Founder & President2006–presentStrategic branding/marketing leadership
Bromley CommunicationsVice Chair/President2004–2005Helped transform into No. 1 Hispanic ad agency (Advertising Age 2004)
Sanchez & Levitan; later Publicis Sanchez & LevitanCo‑founder; Co‑Chairman/CEOCo‑founded 1986; Co‑Chairman/CEO 2001–2003Built a top-10 U.S. Hispanic ad agency (Advertising Age)
The Art Institutes (public company)Director2000–2010Board service at public company
Aetna Latino Advisory CouncilChairpersonNot specifiedAdvisory leadership role

External Roles

OrganizationRoleTenureNotes
FACE (Facts About Cuban Exiles)Chair2019Community leadership
University of Miami Cuban Heritage Collection Amigos BoardChair2019Cultural leadership
ArtesMiami, Inc. (nonprofit)President2016–presentFounder (1995), cultural nonprofit leadership
National Museum of the American Latino CommissionCommissionerAppointed 2010Presidential/Congressional appointment
Smithsonian Latino Center National BoardVice Chair2014–2017National cultural governance
Council on Foreign RelationsMemberSince 2015National policy network

Board Governance

  • Independence and tenure: Independent director; USCB Board since 2021 and bank board since 2013; former Board Chair (2017–Jan 2023).
  • Committee assignments (2024 activity levels in parentheses): Compensation Committee member (7 meetings in 2024; Chair: W. Kirk Wycoff); Nominating & Corporate Governance Committee member (3 meetings in 2024; Chair: Ramón Abadin). Not on Audit & Risk Committee (15 meetings in 2024).
  • Attendance: Board met 10 times in 2024; no director attended fewer than 75% of Board and applicable committee meetings; all directors attended the 2024 Annual Meeting.
  • Board leadership/structure: CEO is Board Chair; lead independent director (Wycoff) designated to counterbalance combined role and lead executive sessions.
  • Trading and alignment policy: Directors are prohibited from hedging, pledging, short sales, and derivative trading in company securities; pre‑clearance required; 10b5‑1 plan restrictions enforced.
  • Compensation committee interlocks: None in 2024; all members, including Dr. Levitan, determined independent.
  • Related‑party oversight: Audit & Risk Committee pre‑approves and oversees related‑party transactions; as of 12/31/2024, no director/executive loans outstanding and no related-party loans in adverse status.

Fixed Compensation (Director)

YearComponentAmountNotes
2024Annual cash retainer$90,000Non‑employee director standard retainer
2024Committee chair fee$0Not a committee chair in 2024
2024Equity taken in lieu of cash$0Up to 100% of retainer may be paid in restricted stock; none taken by Dr. Levitan in 2024
2024Total (reported)$90,000As disclosed in Director Compensation table
2025Annual cash retainer (policy)$110,000Committee chair fees unchanged vs. 2024

Performance Compensation (Director)

Element2024 StatusTerms/Metrics
Stock options (grants)NoneNo options granted to non‑employee directors in 2024
Options outstanding14,000 options (fully vested)Included in options outstanding table for directors
Restricted stock awards (RSAs)None granted to Dr. Levitan in 2024Directors may elect to take retainer in restricted stock; some peers received RSAs vesting in 2024
Performance metrics tied to director equityNot disclosedDirector equity is described as time‑based; no director performance metrics disclosed

Note: USCB shifted equity incentives for executives toward restricted stock since 2022; directors can receive retainer in restricted stock but no director options were granted in 2024. This reduces option‑related risk and emphasizes time‑based equity.

Other Directorships & Interlocks

CompanyTickerRoleTenureInterlocks/Notes
The Art Institutes (public)Director2000–2010Past public company board; no current public company directorships disclosed for Dr. Levitan
Compensation Committee Interlocks (USCB)2024None in 2024 (committee includes independent directors; no interlocks)

Expertise & Qualifications

  • Core expertise: Marketing communications, branding, community relations; prior leadership of top Hispanic advertising agencies; extensive civic/nonprofit governance.
  • Education: Ph.D. (Spanish Literature), Emory University (1977); B.A., University of Miami (1969).
  • Credentials: APR designation included in director biography.
  • Governance strengths: Prior Board Chair experience; service on Compensation and Nominating & Governance committees; independent status.

Equity Ownership

HolderShares (incl. derivative context)% of Class ADetail/Notes
Aida Levitan, Ph.D., APR (beneficial)28,968<1%Includes options to purchase 14,000 shares exercisable within 60 days and 14,968 shares in The Second Restatement of the Aida T. Levitan Living Trust u/t/d Dec. 20, 2012
Options outstanding (as of 12/31/2024)14,000Non‑employee director options fully vested
Pledged/hedged sharesProhibited by policyCompany prohibits pledging/hedging by directors

Recent Insider Transactions (Form 4)

Date (Trans.)TypeSharesPricePost‑Trans. OwnershipSEC Link
2025‑10‑08 (filed 10‑09‑2025)Gift (G)10,000$0.000 (reporting account)https://www.sec.gov/Archives/edgar/data/1901637/000143774925030769/0001437749-25-030769-index.htm
2025‑09‑12 (filed 09‑16‑2025)Option exercise (M) to common2,500$7.5010,000https://www.sec.gov/Archives/edgar/data/1901637/000143774925029133/0001437749-25-029133-index.htm
2025‑09‑12 (filed 09‑16‑2025)Option exercise (M) to common7,500$7.507,500https://www.sec.gov/Archives/edgar/data/1901637/000143774925029133/0001437749-25-029133-index.htm
2025‑09‑12 (filed 09‑16‑2025)Derivative disposition (M)(2,500 options)$7.500 (derivative line)https://www.sec.gov/Archives/edgar/data/1901637/000143774925029133/0001437749-25-029133-index.htm
2023‑02‑13 (filed 02‑23‑2023)Code “D‑Return”250$12.0814,968https://www.sec.gov/Archives/edgar/data/1901637/000143774923004304/0001437749-23-004304-index.htm
2023‑02‑10 (filed 02‑23‑2023)Code “D‑Return”250$12.3014,718https://www.sec.gov/Archives/edgar/data/1901637/000143774923004304/0001437749-23-004304-index.htm

Interpretation: In September 2025, Dr. Levitan exercised 10,000 options at $7.50 and subsequently gifted 10,000 shares in October 2025; these are not open‑market sales and often reflect estate/charitable planning. Beneficial ownership as of April 7, 2025 was 28,968 (including options and trust shares); later transactions may have changed her reported holdings. (Form 4 URLs above)

Governance Assessment

  • Strengths

    • Independent director with prior Board Chair experience and deep community/marketing expertise valuable for brand/reputation and market positioning.
    • Active on Compensation and Nominating & Governance committees; both committees comprised entirely of independent directors; no compensation committee interlocks in 2024.
    • Attendance robust at Board/committee (≥75%); full Board attendance at 2024 Annual Meeting; structured lead independent director role to balance combined CEO/Chair.
    • Strong insider trading policy prohibiting hedging/pledging, supporting alignment.
    • No director/executive related‑party indebtedness; related‑party transactions overseen by Audit & Risk Committee with pre‑approval policy.
  • Watch‑items / potential red flags

    • Company engages in recurring related‑party transactions with entities linked to other directors (e.g., Auxilior, Patriot/Priam‑affiliated institutions); while disclosed and subject to oversight, they warrant continued monitoring for independence perception risk.
    • 2025 increase in director retainer to $110,000 raises fixed cash component; investors may prefer greater equity mix for alignment (directors can elect stock in lieu of cash, but Dr. Levitan did not in 2024).
    • 2025 option exercises followed by gifting remove recently acquired share exposure; however, policy prohibits hedging/pledging and gifts are not sales; alignment remains via options/trust holdings as disclosed earlier in 2025. (Form 4 URLs; )

Overall: Dr. Levitan appears as a seasoned, independent director with strong governance participation and prior leadership on the Board. Key governance processes (independence, attendance, anti‑hedging/pledging, committee oversight) are in place; the broader Board’s related‑party transaction footprint requires continued vigilance by independent directors to sustain investor confidence.