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Ramon Rodriguez

Director at USCB FINANCIAL HOLDINGS
Board

About Ramon A. Rodriguez

Independent director since February 2022; age 79 as of April 7, 2025. Former Chairman and CEO of Cable Insurance Company, with a long track record as Chairman of Republic Services (NYSE: RSG) and director at Alico (Nasdaq: ALCO), and PBS; career foundation in public accounting as President/CEO of Madsen, Sapp, Mena, Rodriguez & Co. (acquired by Crowe Horwath in 2006) . Currently chairs USCB’s Audit and Risk Committee and is designated the audit committee financial expert; Board affirmed his independence under Nasdaq rules . Education: B.S. Accounting (Florida Atlantic University); Harvard Business School Owner/President Management Program .

Past Roles

OrganizationRoleTenureCommittees/Impact
Cable Insurance CompanyChairman & CEOApr 2021–2023Led a commercial auto insurer; retired 2023
Republic Services, Inc. (NYSE: RSG)Director; Chairman of the Board1999–2020Oversight of a large-cap public company
Alico, Inc. (Nasdaq: ALCO)Director2009–2015Sector: agriculture/environmental resources
Madsen, Sapp, Mena, Rodriguez & Co.President & CEO1971–2009Firm acquired by Crowe Horwath (2006)
DME CorporationFounder, Treasurer, Director1975–2009Defense/aerospace manufacturing
Public Broadcasting Service (PBS)Director2015–2021Non-profit governance

External Roles

OrganizationRoleTenureNotes
Florida Board of AccountancyChairmanPrior roleState regulatory oversight
Florida Institute of CPAsPresidentPrior roleProfessional body leadership

Board Governance

  • Committees: Chairs Audit and Risk; members include Alonso, Abadin, Fernandez; audit committee met 15 times in 2024 and designated Rodriguez as the “audit committee financial expert” .
  • Independence: Board determined all directors except the CEO are independent per Nasdaq; Rodriguez is independent .
  • Attendance: Board held 10 meetings in 2024; no director attended fewer than 75% of Board and committee meetings; all directors attended the May 28, 2024 Annual Meeting .
  • Lead independent director: W. Kirk Wycoff since January 2023; approves Board information/agenda and can call meetings of independent directors .
  • Code of Ethics: Anti-hedging and anti-pledging policy; directors must pre-clear transactions and gifts; no margin/pledging permitted .
  • Related party oversight: Audit & Risk Committee administers the related party transaction policy, pre-approves/ratifies transactions, and can terminate non-compliant arrangements .

Fixed Compensation

Component2024 AmountNotes
Annual Board retainer (cash)$90,000 Paid quarterly; up to 100% can be taken as restricted stock
Committee chair fee (Audit & Risk)$15,000 Audit chair higher than other committees
Total 2024 director compensation$105,000 No options granted in 2024
2025 Board retainer (cash)$110,000 Committee chair fees unchanged vs. 2024

Performance Compensation

  • Directors may elect to receive retainer in restricted stock; no performance-based director metrics disclosed; no options granted to non-employee directors in 2024 .
  • Audit committee chair responsibilities rather than incentive metrics drive governance performance .

Other Directorships & Interlocks

CompanyStatusRoleInterlock/Notes
Republic Services, Inc. (NYSE: RSG)PriorDirector; Board ChairEnded 2020
Alico, Inc. (Nasdaq: ALCO)PriorDirector2009–2015
PBSPriorDirector2015–2021
Crowe LLP (USCB auditor)N/AN/AUSCB’s auditor in 2024/2025; Rodriguez’s former firm was acquired by Crowe Horwath in 2006; audit committee confirmed auditor independence and no relationships beyond typical client work .

Note: No compensation committee “interlocks” in 2024 (no cross-director compensation overlapping roles) .

Expertise & Qualifications

  • Financial expertise: Designated audit committee financial expert; decades of public company board leadership and accounting firm management .
  • Regulatory and governance experience: Former Chair of Florida Board of Accountancy; strong familiarity with audit/regulatory standards .
  • Education: B.S. Accounting; HBS OPM program .

Equity Ownership

MetricValueNotes
Beneficial ownership – shares17,000
Options outstanding (exercisable within 60 days)5,000
Ownership % of Class A Common<1% (*)
Shares outstanding (Class A)20,048,385
Pledged sharesProhibited by policy; none disclosed
Indebtedness to USCBNone for directors/officers as of Dec 31, 2024

Insider Trading and Filings

ItemStatusNotes
Section 16(a) compliance (2024)CompliantNo delinquent filings disclosed for Rodriguez; two other directors had late Form 4s
Anti-hedging/pledgingProhibitedCompany policy bans hedging, short sales, and pledging by directors

Governance Assessment

  • Strengths

    • Independent director chairing Audit & Risk with “financial expert” designation; committee met 15 times in 2024, indicating active oversight of financial reporting, controls, and risk (including cybersecurity) .
    • High engagement indicators: attendance compliance and participation in the annual meeting; Board has lead independent director structure balancing combined Chair/CEO .
    • Clear insider trading restrictions (no hedging/pledging) and formal related-party transaction policy administered by the audit committee .
  • Potential Risk Indicators and RED FLAGS

    • Board-level related-party exposures: repeated loan purchases/participations sourced through entities tied to other directors (e.g., Auxilior/Patriot/Priam), increasing perception risk; audit committee oversight and policy guardrails are in place, but continued scrutiny is warranted .
    • Structural investor influence rights: Side Letter Agreement gives Patriot and Priam ongoing Board representation and committee selection rights, which can affect governance dynamics; requires strong audit committee independence and process rigor .
    • Auditor familiarity risk: Historic acquisition of Rodriguez’s prior firm by Crowe Horwath vs. current auditor Crowe LLP; audit committee affirmed independence and absence of relationships beyond typical engagements .

Overall read-through: Rodriguez’s deep accounting and public board experience, combined with his audit chair role and independence, are positives for investor confidence. The board’s related-party transactions, while disclosed and policy-controlled, merit continued monitoring, with the audit committee’s proactive engagement being a key mitigating factor .