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Lisa Wade

Director at U.S. GoldMining
Board

About Lisa Wade

Lisa Wade (age 52) is an independent director of U.S. GoldMining Inc. (USGO) since September 12, 2022. She is an environmental engineer with 28+ years of mining-sector experience; she holds B.S. and M.S. degrees in Environmental Engineering from Montana Tech. She chairs the Sustainability Committee and serves on the Nominating & Corporate Governance Committee; her 2024 attendance was 100% across Board and committee meetings. Residence: Kila, MT.

Past Roles

OrganizationRoleTenureCommittees/Impact
Goldcorp Inc.Vice President, Environmental, Reclamation & Closure; prior senior environmental roles2005–2019Led global environmental strategies and closure planning initiatives
Multiple mining companiesLeadership across environmental engineering, community relations, permitting, and executive managementn/aBroad ESG, permitting and sustainability execution experience

External Roles

OrganizationRoleTenureNotes
Liberty Gold Corp. (TSX)DirectorJan 25, 2023 – PresentCurrent public company directorship
Gold Standard Ventures Corp. (NYSE/TSX)DirectorJun 2021 – Aug 2022Company acquired by Orla Mining in Aug 2022

Board Governance

  • Independence: The Board determined Lisa Wade is independent under Nasdaq, SEC Rule 10A-3(b)(1), NI 58-101 and NI 52-110. Four of six USGO directors are independent.
  • Committee assignments (current): Sustainability Committee (Chair); Nominating & Corporate Governance Committee (Member).
  • Attendance (FY2024): Board 4/4; Nominating & Corporate Governance 2/2; Sustainability 2/2; independent director sessions 4 in FY2024.
  • Board structure: Chair and CEO roles are separated; independent directors meet without management.
  • Related-party oversight: Audit Committee reviews and approves related party transactions; charters posted on company website.
  • Trading and hedging: Company prohibits directors and employees from hedging transactions (e.g., shorts, puts/calls).

Fixed Compensation

Component (Director Pay)FY2023FY2024Notes
Annual cash retainer$6,033 [pro-rated in 2023] $10,000 Paid quarterly; no committee fees
Committee fees$0 $0 No additional fees

Performance Compensation

Equity AwardGrant DateUnits/TermsFair Value/AssumptionsVesting
Stock OptionsMay 4, 202310,000 options @ $10.00Black-Scholes value $4.1803; risk-free 3.47%; vol 61.34%; 3-yr life 25% at grant; 25% at 6, 12, 18 months
Stock OptionsDec 20, 202410,000 options @ $10.00Black-Scholes value $3.2064; risk-free 4.32%; vol 55.45%; 3-yr life 25% at grant; 25% at 6, 12, 18 months
RSUsDec 20, 2024Amount embedded in value belowGrant-date FV per unit $8.32 25% at 3, 6, 9, 12 months
Director Compensation Detail (Lisa Wade)FY2023FY2024
Fees Earned (Cash)$6,033 $10,000
Stock-Based Awards (RSUs)$0 $8,320
Option Awards (FV)$41,803 $32,064
Total$47,836 $50,384

Notes and implications:

  • Mix shift: Introduction of time-vested RSUs in 2024 ($8.3k) and lower option grant value year-over-year; cash retainer increased to $10k. This tilts slightly toward lower-risk equity (RSUs) while retaining option-based upside alignment.
  • Plan performance metrics: While Lisa’s 2024 RSUs are time-based, USGO’s 2023 Incentive Plan permits performance awards tied to financial and operational metrics (e.g., revenue, EBITDA, EPS, cash flow, TSR) at the committee’s discretion. No director-specific performance metrics were disclosed for Lisa’s awards.

Other Directorships & Interlocks

  • Current public board: Liberty Gold Corp. (TSX) Director. No USGO-disclosed committee roles at Liberty.
  • Prior public board: Gold Standard Ventures (NYSE/TSX) Director until Aug 2022 (acquired).
  • Compensation Committee interlocks: None reported company-wide in FY2024.
  • Potential interlocks/conflicts: USGO has a controlling shareholder (GoldMining Inc., ~80.2% ownership as of Apr 15, 2025) and disclosed related-party service arrangements with a firm tied to a GoldMining family member; no Lisa Wade-specific related-party transactions were disclosed.

Expertise & Qualifications

  • Technical: Environmental engineering, reclamation/closure, ESG strategy, permitting.
  • Education: B.S. and M.S. in Environmental Engineering (Montana Tech).
  • Board qualifications: ESG and sustainability leadership with global mining operators; chairs USGO’s Sustainability Committee.

Equity Ownership

Ownership ElementAmountNotes
Total beneficial ownership12,750<1% of outstanding shares
Common shares (direct)250Included in total
Options (vested or vesting within 60 days)Up to 12,500Included in beneficial ownership per SEC rules
RSUsNot specified in ownership table12/20/24 grant vests over 12 months; not expressly enumerated in ownership table
Shares outstanding (record date)12,474,767Record date: Apr 15, 2025

Policies:

  • Hedging/derivatives: Prohibited for directors under the company’s insider trading policy. No pledging or hedging by Lisa Wade disclosed.

Say-on-Pay & Shareholder Feedback

Item2024 Result2025 ResultImplication
Director elections (Lisa Wade)For 10,670,116; Withhold 11,043; Broker non-votes 458,476 For 10,727,000; Withhold 3,351; Broker non-votes 630,209 Very strong re-election support two years running
Auditor ratificationFor 11,133,525; Against 3,936; Abstain 2,174 For 11,351,601; Against 8,059; Abstain 900 Strong support
Say-on-Pay (NEO)For 10,603,753; Against 22,845; Abstain 54,561; Broker non-votes 458,476 Not on ballotHigh approval of pay program
Say-on-Frequency1 Year: 10,117,309; 2 Years: 29,567; 3 Years: 479,723; Abstain 54,560; Broker non-votes 458,476 Not on ballotShareholders favored annual SOP

Related-Party Transactions (Context)

  • 2024 allocations from GoldMining (shared services) to USGO: $23,877 (treated as capital contribution).
  • 2024 payments to Blender Media (controlled by family member of GoldMining co-chair): $142,140 for IT, branding, media, and web services. Approved under Audit Committee oversight process.

Governance Assessment

Key positives

  • Independence and attendance: Independent director; 100% attendance across Board and committees in FY2024; strong re-election support (~99.97% for in 2025).
  • Relevant expertise: Deep ESG/closure and permitting expertise; chairs Sustainability Committee—highly relevant for an early-stage mining issuer.
  • Pay alignment: Director pay modest in cash ($10k) with equity grants; options provide upside alignment; RSUs add retention and lower-risk equity mix.

Watch items / potential red flags

  • Controlling shareholder: GoldMining Inc. owns ~80.2% of USGO; while a majority of directors are independent, concentrated control can affect minority investor influence. Not specific to Wade but a governance context risk.
  • Related-party exposure: Services procured from an entity tied to a GoldMining family member; no Lisa Wade involvement disclosed, but it underscores the importance of rigorous Audit Committee oversight.
  • Equity mix shift: Addition of time-vested RSUs to directors in 2024 slightly lowers performance sensitivity versus options; appropriate at small cap but should be monitored for balance.

No director-specific adverse disclosures

  • No legal proceedings, SEC investigations, pledging/hedging, loans, or related-party transactions disclosed for Lisa Wade personally.

Overall implication

  • Lisa Wade is a technically strong, active, and independent director whose ESG skillset aligns with USGO’s needs; shareholder support is strong. Key governance risk stems from the company’s control structure and related-party context (not Wade-specific), warranting continued oversight focus by the independent committees.