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John Pitstick

Director at Velocity Financial
Board

About John P. Pitstick

Independent director of Velocity Financial, Inc. since January 2020; currently Audit Committee Chair and member of the Compensation Committee. The Board determined he is independent under NYSE rules; all non‑employee nominees were affirmed independent in 2025 . A CPA (inactive) with 30+ years in accounting, finance, SEC reporting, internal controls and capital markets; prior roles include CFO of Conversant, Inc. and Senior Manager at Ernst & Young . In 2024, the Board met 7 times and all directors, including Mr. Pitstick, attended at least 75% of Board and committee meetings; he qualifies as an “audit committee financial expert” under SEC rules per company disclosure .

Past Roles

OrganizationRoleTenureCommittees/Impact
Conversant, Inc. (public)EVP (2005–2007); Chief Financial Officer (2007–2015)2005–2015Led public-company finance, SEC reporting, internal controls
Ernst & Young LLPSenior Manager (Technology, Biotech, Financial Services clients)1995–2004Audit/SEC reporting advisory; internal controls expertise
Caldera Medical, Dyve Biosciences, Seven Lakes EnterprisesFinancial executive roles (privately held)2015–2024Finance operations for growth-stage/private firms

External Roles

OrganizationRoleTenurePublic/PrivateCommittees/Notes
Gameverse Interactive, Inc.Chief Financial OfficerCurrentNot stated as publicOperating CFO; no board role disclosed
Public company directorshipsNone disclosed in VEL proxy

Board Governance

  • Committees and roles: Audit Committee Chair; member of the Compensation Committee . The Audit Committee had 5 meetings in 2024; Compensation Committee had 2 .
  • Audit Committee financial expert: Company states each Audit Committee member (including Pitstick) meets SEC “financial expert” criteria .
  • Independence: Board affirmed all non‑employee director nominees are independent under NYSE rules; additional relationships for sponsor designees reviewed; determination unchanged .
  • Attendance: Board met 7 times in 2024; all directors attended ≥75% of Board and committee meetings .
  • Executive sessions: Independent directors and each committee can meet in executive session at any time; presiding officer is Board Chair, Lead Independent Director, or committee chair as applicable .
  • Stock ownership guidelines: Directors must hold ≥4x annual cash retainer within four years (sponsor-designees exempt; Pitstick not exempt) .
  • Anti‑hedging/pledging: Company prohibits pledging, short sales, and hedging by directors and executives .

Fixed Compensation

ComponentAmountNotes
Annual Board cash retainer$75,000Standard director retainer
Committee member retainer$10,000 per committeeApplies to each committee membership
Committee chair retainer$10,000 per chairAdditional for chair responsibilities
Annual equity grant (restricted stock)$95,000 grant-date fair valueIssuable upon re‑election at the annual meeting; director awards may vest at the earlier of 1‑year or next AGM per plan exceptions

2024 individual compensation (director):

NameFees Earned (Cash)Stock Awards (Grant-Date FV)Total
John P. Pitstick$105,000 $95,000 $200,000

Cash composition detail for Mr. Pitstick: $75,000 board retainer + $10,000 Audit Committee member + $10,000 Compensation Committee member + $10,000 Audit Committee chair = $105,000 .

Performance Compensation

  • Director plan design: Non‑employee directors receive time‑based restricted stock; no performance-vested metrics are applied to director equity .
  • Company incentive framework (executive reference): Core Net Income Annual Growth and individual/corporate objectives are the primary metrics for executive annual cash incentives; PSUs use 3‑year average Core Net Income Annual Growth (0–200% payout). Directors are not participants in these performance plans .
Metric (for directors)Applies?Detail
Performance-vested equity (PSUs)NoDirector equity is time‑based restricted stock
Cash bonus tied to metricsNoNot applicable to directors

Other Directorships & Interlocks

CategoryDisclosure
Current public company boardsNone disclosed for John P. Pitstick
Committee roles at other public companiesNone disclosed
InterlocksCompany states no executive served on another entity’s compensation committee where a reciprocal interlock existed in 2024

Expertise & Qualifications

  • CPA (inactive); extensive audit, accounting, internal control and SEC reporting experience .
  • Financial executive with public-company CFO background; capital markets and operational finance experience .
  • Audit Committee financial expert per SEC definition (company determination) .
  • Skills map emphasis (board-wide): accounting/audit, risk oversight, corporate finance, M&A, and financial services domain experience .

Equity Ownership

MeasureAmountNotes
Beneficial ownership (common shares)70,634As of April 3, 2025; 0.2% of class
Unvested restricted shares (included above)15,811Voting but no investment power
Options (exercisable)12,500Vested options held at 12/31/2024; strike/expiry not disclosed for directors
Options (unexercisable)Not disclosed
Shares pledgedProhibited by policy; no pledging disclosed
Ownership guidelines4x annual cash retainer for directors (within 4 years) Pitstick is subject to the guideline (not a sponsor designee)
Indicative value vs guideline~$1.38M vs ~$0.30M70,634 shares × $19.56 (12/31/2024 close) vs 4×$75k; suggests he exceeds guideline based on reported holdings and price

Insider Trades

ItemDisclosure
Section 16 complianceCompany reports all required insider ownership filings were timely in 2024; no exceptions
Recent Form 4 transactionsNot enumerated in proxy; refer to SEC filings for trade-level detail

Governance Assessment

  • Strengths

    • Independent director with deep finance/audit background; Audit Chair and SEC “financial expert” status support strong financial oversight .
    • High engagement indicated by ≥75% attendance; Board/committee cadence (7 Board; 5 Audit; 2 Compensation) provides oversight touchpoints .
    • Compensation alignment: directors paid with balanced cash/equity; equity subject to minimum vesting and no single-trigger CIC; robust clawback and anti-hedging/pledging policies .
    • Stock ownership guideline should align director interests; based on disclosed holdings and year-end price, Pitstick appears to exceed the 4x retainer threshold .
  • Watch items

    • Board includes sponsor designees from Snow Phipps/TruArc and PIMCO; the Board reviewed these relationships and maintained independence determinations, but concentrated ownership remains a structural governance consideration (not specific to Pitstick) .
    • No director-specific say-on-pay vote data or individual attendance percentages disclosed; rely on company-level statements .

Related-Party and Conflicts Check

  • Related-party transactions: Only disclosure in 2024 involved employment of the CEO’s adult child; no transactions involving Pitstick reported .
  • Policies: Audit Committee oversees Related Person Transaction Policy; all covered transactions reviewed for arm’s-length terms and best interests of the company .

Director Compensation Detail (Structure Analysis)

Element2024 vs prior designImplication
Cash retainersFlat schedule: $75k Board; $10k per committee; +$10k per chair Pay anchored to role/responsibility; no meeting fees disclosed
Equity formTime-vested restricted stock; $95k annual grant Time-based equity emphasizes retention and alignment; not performance-vested
Plan safeguardsNo single-trigger CIC; repricing requires shareholder approval; minimum vesting; clawback Shareholder-friendly terms reduce governance risk

Committee Composition Snapshot

Committee2024 MeetingsChairMembers
Audit5John P. Pitstick Joy L. Schaefer; Dorika M. Beckett
Compensation2Alan H. Mantel Michael W. Chiao; John P. Pitstick
Governance1John A. Pless Joy L. Schaefer; Dorika M. Beckett

The Audit Committee is responsible for auditor oversight, financial statement integrity, internal control over financial reporting, legal/regulatory matters impacting financial statements, whistleblower program, and related-party policy oversight . The Compensation Committee oversees executive pay, incentive plan design, director pay recommendations, and consultant independence .

Summary Signals for Investors

  • Board effectiveness: Strong financial oversight anchored by Pitstick’s Audit Chair role and expert designation; committee workload and disclosures align with best practices .
  • Alignment: Director equity and ownership guidelines (and Pitstick’s apparent compliance) support “skin-in-the-game”; anti-hedging/pledging reduces misalignment risk .
  • Conflicts: No Pitstick-related transactions disclosed; formal related-person review in place; sponsor influence monitored with independence determinations .