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Bruce Robertson

Director at EXAGEN
Board

About Bruce C. Robertson, Ph.D.

Independent director of Exagen Inc. since July 2019; age 62 as of April 15, 2025. Managing Director at H.I.G. Capital since October 2005; previously Managing Director at Toucan Capital (Dec 2003–Sep 2005). Education: B.S.E. in chemical engineering and B.A. in mathematics (University of Pennsylvania), M.B.A. (Harvard Business School), and Ph.D. in chemical engineering (University of Delaware). The Board cites his medical/research background and extensive investing experience in medical technologies as core credentials .

Past Roles

OrganizationRoleTenureNotes
H.I.G. Capital, LLCManaging DirectorOct 2005–PresentGlobal private equity and investment firm
Toucan CapitalManaging DirectorDec 2003–Sep 2005Early-stage venture capital firm

External Roles

OrganizationRoleTenurePublic/PrivateNotes
Augmedics, Inc.DirectorSince Mar 2021Not disclosedMedical device; board service current
CardioFocus, Inc.DirectorSince Apr 2016Not disclosedBoard service current
Zerigo Health, Inc.DirectorSince May 2021Not disclosedBoard service current
Clarus Therapeutics, Inc.Director (prior)Nov 2007–Sep 2021Not disclosedPrior board service
Iconic Therapeutics, Inc.Director (prior)Apr 2014–Jul 2022Not disclosedPrior board service
RxSight, Inc.Director (prior)Jun 2015–Jul 2021Public (NASDAQ: RXST)Prior board service
Apollo Endosurgery, Inc.Director (prior)Sep 2017–Feb 2022Not disclosedPrior board service

Board Governance

  • Committee memberships (2025 slate): Compensation Committee Chair; Nominating and Corporate Governance Committee member .
  • Independence: Board determined Robertson is independent under Nasdaq rules; all directors except the CEO (Aballi) and Executive Chair (Nova) are independent .
  • Attendance: In 2024, each director attended at least 75% of Board and committee meetings; Board held five regular meetings . All directors attended the 2024 Annual Meeting; policy expects attendance at annual meetings .
  • Compensation Committee operations: Engaged FW Cook as independent compensation consultant; committee met once in 2024; all members determined independent and non‑employee directors .
CommitteeRole2024 Meeting CountIndependence Status
CompensationChair1 Committee members independent; non‑employee directors
Nominating & Corporate GovernanceMemberBoard majority independent; committee manages independence risks

Fixed Compensation

Director compensation program (non‑employee directors):

Cash CompensationAmount ($)
Non‑Employee Director annual retainer50,000
Incremental annual retainer for the Chairman of the Board20,000
Committee Chair incremental annual retainer – Audit12,000
Committee Chair incremental annual retainer – Compensation10,000
Committee Chair incremental annual retainer – Nominating & Governance9,000
Committee member incremental annual retainer – Audit7,500
Committee member incremental annual retainer – Compensation7,500
Committee member incremental annual retainer – Nominating & Governance7,500

Bruce Robertson – reported director compensation:

MetricFY 2022FY 2024
Fees Earned or Paid in Cash ($)33,750
Option Awards ($)
Total ($)33,750
  • Note: Company states that cash compensation payable to directors affiliated with H.I.G. Capital is paid to H.I.G. Capital, LLC .

Performance Compensation

Director equity program design:

ElementTerm
Annual stock option grant (non‑employee directors)9,000 shares; vests in full on earlier of one-year anniversary or next annual meeting, subject to continued service
New non‑employee director initial option grant15,000 shares; vests 1/36 monthly over 3 years, subject to continued service

Performance metrics tied to director compensation:

MetricApplies to Director Pay?Notes
Financial/ESG performance metricsNoDirector pay consists of fixed retainers and time‑vested options; no performance‑conditioned metrics disclosed

Outstanding options (as of Dec 31, 2024):

DirectorOptions Outstanding
Bruce C. Robertson, Ph.D.0

Other Directorships & Interlocks

  • Major shareholder affiliation: H.I.G. Bio‑Exagen, L.P. holds 1,696,252 shares (9.4%). Robertson, as Managing Director of H.I.G. Capital, may be deemed to share voting and investment control and indirect beneficial ownership with respect to shares held by H.I.G. Bio‑Exagen, L.P. .
  • Current roles: Augmedics (since 2021), CardioFocus (since 2016), Zerigo Health (since 2021) .
  • Prior public company board service includes RxSight (NASDAQ: RXST) .

Expertise & Qualifications

  • Education: B.S.E. & B.A. (University of Pennsylvania), M.B.A. (Harvard Business School), Ph.D. (University of Delaware) .
  • Board qualifications: Medical/research background; extensive investing experience in medical technologies; Board explicitly cites these as qualifications .
  • Committee leadership: Compensation Committee Chair, matching finance/compensation oversight expertise .

Equity Ownership

HolderShares Beneficially Owned% of OutstandingNotes
Bruce C. Robertson, Ph.D.1,696,2529.4%Includes shares that may be deemed beneficially owned via H.I.G. Bio‑Exagen, L.P.; 18,002,329 shares outstanding as of Apr 15, 2025
Options exercisable within 60 days (Robertson)0No options reported as exercisable within 60 days
  • Hedging/pledging: Company prohibits all hedging transactions involving Exagen equity; pledging not discussed in proxy .

Insider Trading Filings

ItemStatusNotes
Section 16(a) compliance (FY 2024)Compliant for directors, with exceptions noted for Dr. Kahn and NMSIC; no exception for RobertsonCompany disclosed late Form 4s for Dr. Kahn and NMSIC only

Governance Assessment

  • Strengths

    • Independent director; Board majority independent; committee independence affirmed .
    • Compensation Committee engages independent consultant FW Cook; structured charter; annual reviews; met in 2024 .
    • Attendance: Board held five meetings in 2024; each director met ≥75% attendance; all attended 2024 Annual Meeting; policy requires efforts to attend .
    • Insider policy prohibits hedging; equity grant timing safeguards around MNPI .
  • Watch items / RED FLAGS

    • Potential conflict: Major shareholder affiliation and influence. Robertson is MD at H.I.G. Capital; H.I.G. Bio‑Exagen, L.P. owns 9.4% and he may share voting/investment control. He also chairs the Compensation Committee—this concentration of influence merits monitoring for pay decisions and minority shareholder alignment even though the Board deems him independent under Nasdaq rules .
    • Director compensation alignment: No individual cash or option awards reported for Robertson in 2024, and his outstanding options were 0 at year‑end; while fees for H.I.G.-affiliated directors are paid to H.I.G., the absence of individual equity may reduce direct “skin‑in‑the‑game” at the director level. Monitor for ongoing alignment and disclosure rationale .
  • Related‑party transactions: Company reports none ≥$120,000 since Jan 1, 2023; policy requires Audit Committee review of any related‑person transactions .

Board Governance Detail

AttributeDisclosure
Board classification3 classes; staggered three‑year terms; Robertson nominated as Class III (term to expire 2028 if re‑elected)
Removal standardDirectors may be removed only for cause by ≥2/3 voting power
Lead structureSeparate Executive Chair and CEO roles

Fixed Compensation – Program Summary and Notes

  • Cash retainers and committee fees as listed above; cash paid quarterly in arrears; prorated for partial quarters; fees for H.I.G.-affiliated directors paid to H.I.G. Capital, LLC .
  • Annual director options: 9,000 shares with time‑based vesting; new director grants 15,000 shares with monthly vesting; Executive Chair has separate grant history (not applicable to Robertson) .

Performance Compensation – Metrics

  • No performance-conditioned metrics (e.g., revenue, EBITDA, TSR) are disclosed for director compensation; director equity is time‑vested options .