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James Hesketh

Director at SOLITARIO RESOURCES
Board

About James Hesketh

James Hesketh, age 68, has served on Solitario Resources Corp.’s (XPL) board since July 2017. He holds a B.S. in Mining Engineering and an M.S. in Mineral Economics from the Colorado School of Mines, and brings more than 40 years of mining industry experience spanning operations, finance, and corporate leadership .

Past Roles

OrganizationRoleTenureCommittees/Impact
Atna Resources Ltd. (TSX: ATN, former)President, CEO, DirectorMar 2008–Dec 2016Operated two gold mines; filed Chapter 11 in 2015; liquidation plan confirmed in 2016
Canyon Resources Corporation (NYSE American, former)President, CEO, Director2005–2008Merged with Atna Resources in 2008
NM Rothschild & Sons (Denver) Inc.Principal Mining Engineer; Vice President2000–2004Structured lending to global metals/mining industry

External Roles

OrganizationRoleTenureNotes
Viva Gold Corp. (TSXV: VAU; OTCQB: VAUCF)President, CEO, DirectorSince Feb 2017Advanced-stage gold project near Tonopah, NV
Interlock noteXPL CEO Christopher E. Herald is also a director of Viva Gold Corp., creating a governance interlock

Board Governance

  • Independence: The board has determined Hesketh is independent under NYSE American rules .
  • Committee assignments:
    • Audit Committee: Member (Chair: John Labate)
    • Compensation Committee: Member (Chair: Brian Labadie)
    • Health, Safety, Environment & Social Responsibility (HS&E): Member (Chair: Debbie Austin)
  • Attendance: The board met 4 times in 2024; Hesketh attended all board and committee meetings. Only Joshua Crumb missed one board meeting .
  • Annual meeting attendance: Only CEO Christopher Herald attended the June 20, 2024 annual meeting; there is no policy requiring directors to attend .
CommitteeRoleChair?
AuditMemberNo (Chair: John Labate)
CompensationMemberNo (Chair: Brian Labadie)
HS&EMemberNo (Chair: Debbie Austin)

Fixed Compensation

ComponentAmountDetail
Annual director retainer (cash)$9,800Paid quarterly ($2,450)
Committee chair fees$2,300Audit Chair only; Hesketh is not Audit Chair
Chairman of the Board fee$2,300Applies to Chairman; Hesketh is not Chairman
One-time director bonus (2024)$20,000Paid in 2024
Fees earned in 2024 (cash)$9,800As reported for Hesketh

Notes:

  • Fees cover participation in all board and committee meetings; reductions may occur for missed regularly scheduled meetings. No changes to fee levels from 2023 to 2024 .

Performance Compensation

Equity AwardGrant DateNo. of OptionsGrant-Date Fair Value ($)Exercise PriceTermVesting SchedulePerformance Metrics
Stock options (2023 Plan)Jun 7, 2024160,00084,354$0.855 years25% at grant; 25% annually on anniversariesOptions not tied to financial metrics; grants discretionary

Other Directorships & Interlocks

CompanyRoleInterlock/Conflict Note
Viva Gold Corp.President, CEO, DirectorGovernance interlock with XPL CEO Herald (also a Viva director). No related-party transactions disclosed by XPL .

Expertise & Qualifications

  • Formal training in engineering and economics; extensive leadership across mining operations, finance, M&A, permitting, and construction domestically and internationally .
  • Board views his >40 years of broad-based industry experience as uniquely suited to XPL’s needs .

Equity Ownership

HolderBeneficial Ownership (shares)% of OutstandingOptions Exercisable within 60 days
James Hesketh (Director)432,100<1%252,500

Notes:

  • The proxy does not disclose pledging of shares; XPL’s insider trading policy restricts trading while in possession of MNPI, with pre-clearance and blackout periods; directors may use 10b5-1 plans .
  • No related-party transactions involving Hesketh reported for 2024–2025 .

Governance Assessment

  • Strengths:

    • Independent director with strong mining finance/operations background; sits on Audit, Compensation, and HS&E committees, indicating broad engagement .
    • Full attendance at board and committee meetings in 2024; indicates good engagement .
    • Director pay structure is modest and primarily options-based; cash retainer of $9,800 and one-time bonus; equity grants follow standard vesting and were not timed around material filings .
    • Existence of compensation recoupment policy (applies to executive officers), and clear related-party transaction policy with board/committee oversight .
  • Potential concerns and RED FLAGS:

    • Prior bankruptcy involvement: As CEO of Atna Resources, the company filed Chapter 11 in 2015; liquidation plan effective Dec 31, 2016. While industry-driven, it’s a governance risk indicator requiring contextual monitoring of risk oversight and strategic judgment .
    • Interlock: Hesketh’s CEO role at Viva Gold and XPL CEO Herald’s directorship at Viva create a network interlock. Limited immediate conflict given no disclosed related-party transactions, but any future dealings between XPL and Viva would warrant heightened scrutiny for independence and arm’s-length terms .
    • Annual meeting presence: Only Herald attended the 2024 annual meeting; while attendance is not required, broader director presence can signal investor engagement. Absence is not necessarily a deficiency but is a soft governance signal to track over time .
  • Director Compensation Mix:

    • 2024 structure: modest cash plus option grant (160,000 options; $84,354 fair value) at $0.85 exercise price, 5-year term, standard vesting; options not tied to specific financial metrics (discretionary, reflecting operational milestones and broader industry context) .
  • Independence and conflicts:

    • Confirmed independent under NYSE American; sits on key committees without chair roles; no Item 404 related-party transactions disclosed; Section 16 filings timely for directors except one missed Form 4 by Joshua Crumb (not Hesketh) .

Overall, Hesketh’s profile reflects strong technical and financial expertise aligned with XPL’s exploration-stage needs, solid committee participation and attendance, and a conservative director pay design emphasizing options. Monitor potential interlock conflicts with Viva Gold and maintain awareness of past bankruptcy context when evaluating his risk oversight on XPL’s board .