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Yubao Li

Chairman of the Board at YUNHONG GREEN CTI
Board

About Yubao Li

Yubao Li is Chairman of the Board at Yunhong Green CTI Ltd. (YHGJ). He has served as a director since January 13, 2020, was elected Chairman on June 1, 2020, and served as Chief Executive Officer from September 2020 to January 2022. Age: 42 (as of July 24, 2025, per proxy). He is not classified as an independent director by the Board. Core credentials include leadership roles across the Yunhong Group of companies in energy, solar, and materials in China, and a research leadership role at China’s Academy of Management Science.

Past Roles

OrganizationRoleTenureCommittees/Impact
Yunhong Green CTI Ltd. (YHGJ)Chairman of the BoardJune 1, 2020 – PresentBoard leadership; not on independent committees
Yunhong Green CTI Ltd. (YHGJ)DirectorJan 13, 2020 – PresentBoard oversight
Yunhong Green CTI Ltd. (YHGJ)Chief Executive OfficerSept 2020 – Jan 2022Management leadership

External Roles

OrganizationRoleTenureCommittees/Impact
Yunhong InternationalChairman (former CEO Jan–Sept 2019)Chair since Jan 2019Oversight of affiliated entity
Hubei Academy of Science and Technology Service StationPresidentSince July 2018Research/industry linkage
China’s Academy of Management Science – Photoproteins Research CentreDirectorSince June 2018Sets research focus
Hubei Teruiga Energy Co., Ltd.Executive Director & General ManagerSince Nov 2017Energy technology leadership
Hubei Yuntong Energy Co., Ltd.Executive DirectorSince Apr 2016Solar/agriculture operations
Hubei Yun Hong Photovoltaic Co., Ltd.Executive Director & General ManagerSince May 2016Solar/agriculture operations
Hubei Yunhong Deren Tourism Co., Ltd.PresidentSince May 2016Tourism development
Yunhong Group Holdings Co., Ltd.PresidentSince 2013Solar construction and PV power generation
China Hubei Yunhong Energy Group Co., Ltd.Founder & ChairmanSince 2013Nutrition company leadership

Board Governance

  • Independence status: The Board identifies independent directors as Darlene Chiu Bryant, Gerald (J.D.) Roberts, Jr., and Philip Wong; Mr. Li is not classified as independent.
  • Committee assignments: Audit (Chair Philip Wong; members Bryant, Roberts), Compensation (Chair Roberts; members Bryant, Wong), and Nominating & Governance (Roberts, Bryant, Wong) are fully independent; Mr. Li is not a member of these committees.
  • Leadership: Mr. Li is Chairman; Philip Wong serves as Lead Independent Director and convenes independent-only sessions.
  • Attendance: Board met 5 times in 2024; each director then in office attended at least 75% of meetings. The 10-K also notes no director was absent for more than one meeting in 2024.

Fixed Compensation

Component2024 AmountNotes
Annual Board retainer (cash)$0No director fees paid to Mr. Li in 2024
Committee membership fees$0Committees are independent-only; Mr. Li not a member
Committee chair fees$0N/A (not an independent committee chair)
Meeting fees$0No separate meeting fees disclosed for Mr. Li

Performance Compensation

ElementGrant DateMetricsVesting2024 Value
Director equity (RSUs/DSUs/options)N/ANone disclosed for Mr. LiN/A$0 (no stock awards recognized for Mr. Li in 2024)

No performance-based metrics are tied to Mr. Li’s director compensation; the company’s performance equity metrics disclosed apply to executives (e.g., EBITDA, share price triggers), not directors.

Other Directorships & Interlocks

CompanyPublic/PrivateRolePotential Interlock/Conflict Considerations
Yunhong InternationalNot disclosed as public in filingChairman (former CEO)Affiliated entity; overlap with Yunhong Group ecosystem
Multiple Yunhong Group entities (Teruiga Energy, Yuntong Energy, Yun Hong Photovoltaic, Yunhong Deren Tourism, Yunhong Group Holdings)Private (China)Executive/President rolesAffiliated supplier/technology ecosystem potentially interacting with YHGJ strategy

Expertise & Qualifications

  • Domains: Energy technology, solar PV, operations leadership, and research programme direction at China’s Academy of Management Science.
  • Audit committee financial expert: Not designated; the Audit Committee Financial Expert is Philip Wong.

Equity Ownership

MetricAs of Dec 31, 2024As of Jul 23, 2025 (record date for 2025 meeting)
Shares beneficially owned12,100,000 12,100,000
Ownership % of outstanding46.6% (based on 26,019,837 shares) 43.6% (based on 27,738,626 shares)
NotesIncludes shares held via LF International PTE and Yunhong Environmental Protection Technology Co., Ltd., both controlled by Mr. Li Same footnote

No pledging/hedging or vested vs. unvested breakdown for Mr. Li is disclosed in the filings reviewed.

Governance Assessment

  • Alignment signals
    • Very high “skin-in-the-game”: ~46.6% ownership at 12/31/24 and ~43.6% at 7/23/25; no separate director pay in 2024, aligning outcomes with equity value.
    • Independent-only committees with designated Lead Independent Director; Audit Committee Financial Expert identified.
    • Adoption of an executive clawback policy (Rule 10D-1 compliant), enhancing recourse on incentive comp.
  • Risk indicators and potential conflicts
    • Concentration of control: Mr. Li’s near-controlling stake may influence governance and related-party decisions.
    • Related-party transactions: In 2024, YHGJ issued 5 million shares (valued $6.25M) to acquire assets from Yunhong Environmental Protection Technology Co., Ltd. and Yunhong China Group, entities affiliated with certain stockholders (affiliates of Mr. Li); strategy explicitly seeks to leverage Yunhong Group advancements. Oversight described by Audit Committee, but transaction heightens conflict risk.
    • Financial reporting/control risk: Material weaknesses in ICFR (insufficient accounting resources; manual environment) and going concern emphasis amplify governance scrutiny.
    • Listing/compliance risk: Prior Nasdaq minimum bid non-compliance leading to reverse split proposal; continued-listing risk cited.
  • Attendance/engagement
    • Met attendance thresholds; no director absent from more than one meeting in 2024 per 10-K.

RED FLAGS: Related-party asset purchase with Yunhong affiliates paid in stock; near-controlling ownership concentration; material weaknesses in internal controls; going concern uncertainty; Nasdaq bid-price compliance history.

Notes and Additional Disclosures

  • Director Compensation Context: Independent directors received modest cash retainers; Mr. Li received $0 in 2024 as a director, and no director equity was recognized for him.
  • Committee Composition (current per 2025 Proxy): Audit (Chair Wong; members Bryant, Roberts), Compensation (Chair Roberts; members Bryant, Wong), Nominating & Governance (Roberts, Bryant, Wong).
  • Lead Independent Director: Philip Wong.