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Warberg Asset Management LLC
Warberg Asset Management LLC is an SEC-registered investment adviser headquartered in Winnetka, Illinois. Founded in 2013, the firm manages accounts primarily for institutional investors and high-net-worth individuals. With a lean team of approximately 10 professionals, Warberg specializes in discretionary asset management, employing diverse investment techniques and product offerings tailored to client objectives.
Investment Strategy
Warberg Asset Management LLC deploys a discretionary investment strategy with a focus on liquid U.S. equities, exchange-traded funds (ETFs), and convertible debt securities. The firm is active in both long and short positions, including the use of options such as puts on broad indices and specific companies, indicating a tactically driven, event, and risk-managed approach. Emphasis is placed on security selection, portfolio turnover, and tactical allocation to manage risk and pursue alpha across multiple sectors.
Latest 13F Filing Activity
Warberg Asset Management LLC filed their most recent 13F report on Jun 30, 2025 disclosing 61 equity positions with a total 13F market value of $643M. The fund increased holdings in Paramountglobal, Stereotaxisinc, Corescientificincnew among other positions. Warberg Asset Management LLC reduced exposure to Invesco QQQ TR, Ishares TR, Climaterock among others.
Top Holdings
Equity Positions (61)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
| EPRPPTYS | 0.54% | $3.4M | 135,412 | $22.33 | $25.05 | +$1.4M | |
P PARA | PARAMOUNTGLOBAL | 0.40% | $2.6M | 200,000 | $12.90 | $12.90 | +$2.6M |
S STXS | STEREOTAXISINC | 0.40% | $2.5M | 1,201,500 | $2.06 | $2.12 | +$2.0M |
| CORESCIENTIFICINCNEW | 0.33% | $2.1M | 194,514 | $5.35 | $10.84 | +$1.5M | |
| OCCIDENTALPETECORP | 0.19% | $1.2M | 58,599 | $20.71 | $20.71 | +$1.2M |
Industry Allocation
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