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Compass Financial Services Inc.

CIK:0002039088
Investment Adviser
$334M AUM
302 holdings
West Des Moines, IA, USA
Founded:1997
11 employees
Latest filing:Jun 30, 2025

Compass Financial Services Inc is an investment advisory firm headquartered in West Des Moines, Iowa. Founded in 1997, the firm has approximately 11-12 employees, split between investment and brokerage roles. Compass primarily serves individual clients, especially high net worth individuals, with discretionary investment management services. The firm reports over 1,600 accounts managed and focuses on personalized, fiduciary advisory for individuals seeking wealth management and financial planning solutions.

Investment Strategy

Compass Financial Services Inc pursues a strategy focused on discretionary investment management for individuals and high net worth clients. Their approach is tailored, with portfolio allocations across equities and fixed income, designed to align with each client's risk tolerance and financial goals. The firm does not serve institutions or pooled vehicles, reflecting a focus on customized service, asset allocation, and long-term financial planning for personal financial well-being.

Top Buys
S
SPMOINVESCO S&P
+$7.8M
R
RSPAINVESCO S&P
+$3.7M
Q
QYLGGLOBAL X
+$2.5M
D
DGRWWISDOMTREE US
+$1.6M
H
HELOJPMORGAN HEDGED
+$1.5M
Top Sells
Q
QYLDGLOBAL X
-$5.7M
J
JPSTJPMORGAN
-$4.2M
J
JEPQJPMORGAN
-$1.9M
S
SPLGSPDR PORTFOLIO
-$1.8M
V
VLUSPDR S&P
-$681.0K

Top Holdings

S
SPLGSPDR PORTFOLIO
+16.1%$33.1M
D
DGRWWISDOMTREE US
+12.4%$25.5M
J
JPSTJPMORGAN
+11.2%$23.2M
K
KNGFIRST TRUST
+8.0%$16.5M
Q
QQQMINVESCO NASDAQ
+5.9%$12.1M

Equity Positions (297)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SPLG
SPDR PORTFOLIO16.05%$33.1M455,893$68.90$72.69-$1.8M
D
DGRW
WISDOMTREE US12.37%$25.5M305,001$80.98$83.74+$1.6M
J
JPST
JPMORGAN11.23%$23.2M457,425$50.38$50.68-$4.2M
K
KNG
FIRST TRUST7.98%$16.5M335,433$50.19$49.10-$21.6K
Q
QQQM
INVESCO NASDAQ5.86%$12.1M53,245$209.56$227.10+$1.4M

Industry Allocation

RETAIL-AUTO DEALERS & GASOLINE STATIONS
+1.0%
ELECTRONIC COMPUTERS
+0.6%
SERVICES-PREPACKAGED SOFTWARE
+0.6%
FIRE, MARINE & CASUALTY INSURANCE
+0.3%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+0.2%