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Financial Management Professionals, Inc.

CIK:0001568132
Investment Adviser
$952M AUM
946 holdings
Austin, TX, US
Founded:1987
14 employees
Latest filing:Sep 30, 2025

Financial Management Professionals, Inc. (FMP Wealth Advisers) is an SEC-registered investment adviser headquartered in Austin, Texas. Founded in 1987, the firm provides fee-only financial planning and investment management services to individuals (including high net worth individuals), pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm is known for its personalized, confidential approach, serving over 2,600 accounts with approximately 14 employees. FMP Wealth Advisers does not sell investment products for commission and rejects finder’s fees, with a strict focus on client-driven advice and planning.

Investment Strategy

FMP Wealth Advisers utilizes a fee-only approach to comprehensive financial planning and investment management, tailoring solutions to clients’ specific objectives. Their strategy integrates tax efficiency, cash flow management, retirement and estate planning, and asset allocation. Investment selections are made through periodic reviews based on client needs, and the firm generally does not act as a custodian for client assets except for pooled investment vehicles. FMP emphasizes transparency, avoiding commissions, and regularly re-evaluates client portfolios in line with changing financial goals. For specialized pooled funds, such as FMP Select Assets Diversified Fund, fees may include both management and performance-based components.

Top Buys
F
FDHYFidelity High Yield Factor ETF
+$20.2M
S
SPYSPDR S&P 500 ETF
+$10.3M
S
SPTMSPDR Portfolio S P 1500 CMPST ST ETF
+$9.2M
G
GSLCGoldman Sachs Actvbeta US LRG ETF
+$8.7M
S
SCHGSchwab US Large Cap Growth ETF
+$5.7M
Top Sells
P
PULSPgim Ultra Short Bond ETF
-$17.9M
S
SCHFSchwab International Equity ETF
-$8.9M
F
FEZSPDR Euro Stoxx 50 ETF
-$8.5M
P
PSLInvesco Dorsey WRGHT CNSMR STPS ETF
-$2.8M
I
IWFiShares Russell 1000 Growth ETF IV
-$2.4M

Top Holdings

G
GSLCGoldman Sachs Actvbeta US LRG ETF
+11.7%$112.2M
S
SCHGSchwab US Large Cap Growth ETF
+6.6%$63.7M
D
DFAIDimensional Intern Core EQT MKT ETF
+6.4%$61.7M
S
SCHXSchwab US Large Cap ETF
+6.3%$60.3M
J
JHMMJohn Hancock Multifctr Mid CP ETF
+6.0%$57.7M

Equity Positions (935)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
G
GSLC
Goldman Sachs Actvbeta US LRG ETF11.68%$112.2M861,151$78.93$130.28+$8.7M
S
SCHG
Schwab US Large Cap Growth ETF6.63%$63.7M1,997,526$19.69$31.91+$5.7M
D
DFAI
Dimensional Intern Core EQT MKT ETF6.42%$61.7M1,696,259$30.17$36.35+$5.1M
S
SCHX
Schwab US Large Cap ETF6.28%$60.3M2,289,295$22.45$26.34+$5.2M
J
JHMM
John Hancock Multifctr Mid CP ETF6.00%$57.7M891,463$52.25$64.69+$4.5M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+1.3%
ELECTRONIC COMPUTERS
+0.7%
SERVICES-PREPACKAGED SOFTWARE
+0.6%
COMMODITY CONTRACTS BROKERS & DEALERS
+0.6%
PETROLEUM REFINING
+0.5%