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Fox Financial, Inc.

CIK:0002004131
Investment Adviser
$0 AUM
13 holdings
Olean, NY, United States
Latest filing:Jun 30, 2025

FOX FINANCIAL, INC is a comprehensive financial services and investment advisory firm headquartered in Olean, New York. Registered with the SEC, the firm specializes in customized financial planning, retirement planning, income planning, and tax strategies for individuals and families. Through a client-centered approach, Fox Financial aims to simplify complex financial concepts and build long-term relationships based on trust. The firm was founded to provide personalized financial guidance, serving clients primarily in the Northeastern United States. The employee count is not publicly listed; however, they emphasize a personalized, small-team approach to service.

Investment Strategy

Fox Financial focuses on developing personalized financial roadmaps and customized retirement strategies for individuals and families, emphasizing a comprehensive approach across income planning, tax minimization, and education planning. The firm is independent and not tied to any particular product providers, ensuring unbiased advice. Their philosophy centers on building long-term relationships and providing ongoing support, unbiased advice, and practical solutions to address both short- and long-term financial goals. All strategies are tailored to the client’s individual circumstances, risk tolerance, and objectives.

Top Buys
Q
QQQINVESCO QQQ TR
+$2.7M
X
XLKSELECT SECTOR SPDR TR
+$2.6M
S
SPTMSPDR SERIES TRUST
+$2.3M
S
SMLFISHARES TR
+$1.9M
I
IWRISHARES TR
+$1.2M
Top Sells
S
SMLFISHARES TR
+$1.9M
I
IWRISHARES TR
+$1.2M
D
DLNWISDOMTREE TR
+$1.0M
S
SPYGSPDR SERIES TRUST
+$91.4K
O
OMFLINVESCO EXCH TRD SLF IDX FD
+$63.6K

Top Holdings

D
DLNWISDOMTREE TR
+21.9%$25.9M
S
SPTMSPDR SERIES TRUST
+19.7%$23.3M
S
SMLFISHARES TR
+16.5%$19.5M
Q
QQQINVESCO QQQ TR
+15.5%$18.3M
I
IWRISHARES TR
+12.2%$14.5M

Equity Positions (13)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
D
DLN
WISDOMTREE TR21.87%$25.9M314,980$68.69$82.14+$1.0M
S
SPTM
SPDR SERIES TRUST19.73%$23.3M311,660$58.71$74.89+$2.3M
S
SMLF
ISHARES TR16.46%$19.5M286,455$63.27$67.95+$1.9M
Q
QQQ
INVESCO QQQ TR15.49%$18.3M33,214$410.37$551.64+$2.7M
I
IWR
ISHARES TR12.25%$14.5M157,525$79.34$91.97+$1.2M

Industry Allocation