You're signed outSign in or to get full access.
Howard Bailey Securities, LLC
Howard Bailey Securities, LLC is an Indiana-based registered investment adviser founded in 2019 and headquartered in Fort Wayne, Indiana. As of June 2025, the firm manages approximately $485 million in regulatory assets under management (AUM) and employs 16 professionals, all serving in investment advisory roles. Howard Bailey primarily serves individual investors (non-high-net-worth), as well as pension and profit sharing plans, and a limited number of business clients. The firm is a subsidiary of Howard Bailey Financial, Inc. and specializes in comprehensive financial planning and investment management dedicated to helping clients achieve retirement security and financial confidence.
Investment Strategy
Howard Bailey Securities, LLC employs a variety of investment strategies tailored to the individual needs of its clients, with a strong focus on comprehensive retirement and financial planning. The firm provides both discretionary management and personalized advice, guiding clients in asset allocation, portfolio construction, and long-term planning. Its portfolios typically incorporate a diversified range of equities, including large-cap technology companies, as well as fixed income and other asset classes, consistent with clients' objectives and risk tolerances. Howard Bailey emphasizes transparency, regulatory compliance, and fiduciary care in managing client assets, with all accounts maintained under discretionary authority.
Latest 13F Filing Activity
Howard Bailey Securities, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 136 equity positions with a total 13F market value of $261M. The fund increased holdings in Capitol Ser TR, Ishares TR, Listed FDS TR among other positions. Howard Bailey Securities, LLC reduced exposure to Vanguard Scottsdale FDS, Ishares TR, Vanguard Scottsdale FDS among others.
Top Holdings
Equity Positions (136)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SCEC | CAPITOL SER TR | 8.56% | $22.3M | 883,642 | $25.27 | $25.27 | +$22.3M |
I IWY | ISHARES TR | 8.20% | $21.4M | 86,754 | $220.25 | $246.51 | +$2.9M |
N NTSX | WISDOMTREE TR | 5.28% | $13.8M | 275,227 | $46.98 | $50.06 | +$1.2M |
I IWX | ISHARES TR | 4.74% | $12.4M | 146,932 | $81.17 | $84.19 | -$41.6K |
D DGRW | WISDOMTREE TR | 4.49% | $11.7M | 140,023 | $82.53 | $83.74 | +$402.3K |
Industry Allocation
Ask Fintool AI Agent
Get instant answers from SEC filings, earnings calls & more