Marshall & Sterling Wealth Advisors Inc.
Marshall & Sterling Wealth Advisors Inc. is a registered investment adviser headquartered in Poughkeepsie, NY. The firm offers professional investment management and wealth planning services to individuals (including high-net-worth individuals), pension and profit-sharing plans, corporations, and charitable organizations. Founded as a subsidiary of the broader Marshall & Sterling insurance organization, the wealth division primarily serves U.S. clients. As of 2025, the firm manages assets for approximately 1,484 clients with a staff of 13 employees, nearly half of whom are investment professionals. They focus on helping clients achieve financial goals via tailored investment and retirement strategies.
Investment Strategy
Marshall & Sterling Wealth Advisors Inc. employs a disciplined, transparent investment process that begins with a deep discovery phase to understand each client's values, goals, and priorities. Their strategies are client-focused and prioritize diversification and risk management. The firm provides roadmaps and customized strategies based on clients' current situations and desired outcomes, utilizing a collaborative, research-based framework. Ongoing communication and active portfolio monitoring are core practices intended to help clients adapt to changing markets while remaining focused on core wealth objectives. They serve a mix of individual, pension, and organizational clients, emphasizing personal service and tailored investment options.
Top Holdings
Equity Positions (626)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VCIT | VANGUARD SCOTTSDALE FDS | 7.33% | $10.8M | 130,773 | $80.83 | $82.92 | +$1.5M |
D DGRW | WISDOMTREE TR | 6.65% | $9.8M | 117,480 | $81.07 | $83.74 | +$902.5K |
M MOAT | VANECK ETF TRUST | 5.77% | $8.5M | 90,981 | $92.72 | $93.79 | +$199.1K |
R RSP | INVESCO EXCHANGE TRADED FD T | 5.09% | $7.5M | 41,492 | $175.33 | $181.74 | +$504.2K |
V VGT | VANGUARD WORLD FD | 4.48% | $6.6M | 10,070 | $624.09 | $663.28 | +$1.5M |