Meridian Financial, LLC
Meridian Financial, LLC is a Massachusetts-based investment adviser founded as a limited liability company, serving primarily individual investors. The firm is relatively small, with an estimated employee count in the single digits. As of 2025, Meridian Financial operates out of Holliston, MA and managed $258 million in client assets. It is a registered investment adviser focusing on portfolio management and regulatory compliance for private clients, until recent regulatory actions.
Investment Strategy
Meridian Financial, LLC serves individual investors with a focus on portfolio management and fiduciary responsibility. The firm’s strategy emphasizes compliance with SEC regulations, transparency with clients, and the avoidance of unsubstantiated marketing claims. Meridian experienced regulatory scrutiny due to compliance and marketing oversight, suggesting a need for ongoing alignment between advisory practices and required disclosures. Its philosophy centers on client-driven portfolio solutions tailored to client needs, with increased attention to operational, compliance, and transparency standards after 2025.
Top Holdings
Equity Positions (140)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
J JPST | J P MORGAN EXCHANGE TRADED F | 5.90% | $10.5M | 206,584 | $50.40 | $50.73 | +$133.4K |
I IVV | ISHARES TR | 5.71% | $10.1M | 15,142 | $476.57 | $669.30 | +$753.7K |
S SCHD | SCHWAB STRATEGIC TR | 5.58% | $9.9M | 362,794 | $26.17 | $27.30 | +$252.1K |
Q QQQ | INVESCO QQQ TR | 5.06% | $9.0M | 14,962 | $600.37 | $600.37 | +$9.0M |
D DGRO | ISHARES TR | 4.63% | $8.2M | 120,706 | $56.05 | $68.08 | +$671.2K |