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Napa Wealth Management

CIK:0001602844
Investment Adviser
$209M AUM
132 holdings
Napa, CA, US
Founded:1997
6 employees
Latest filing:Jun 30, 2025

Napa Wealth Management is an independent, SEC-registered investment adviser headquartered in Napa, California. Founded in 1997, the firm provides financial planning services and portfolio management for individuals (including high net worth clients) and small businesses, pension consulting, and educational workshops. As of the latest filings in 2025, it manages approximately $209 million and employs about 6 professionals, primarily serving individuals and retirement plans in California and beyond.

Investment Strategy

Napa Wealth Management focuses on comprehensive financial planning and discretionary portfolio management. Their investment approach combines education with careful diversification, emphasizing long-term strategy, wealth preservation, and customized solutions for each client’s life stage. The firm invests across equities, fixed income, and managed funds, leveraging ETFs and mutual funds to provide cost-efficient, broad market exposure suitable for business owners, families, and retirement plans.

Top Buys
B
BILSPDR SERIES TRUST
+$9.3M
B
BILSSPDR SERIES TRUST
+$7.6M
U
USFRWISDOMTREE TR
+$7.3M
P
PTBDPACER FDS TR
+$6.2M
V
VTIPVANGUARD MALVERN FDS
+$5.3M
Top Sells
C
CSHINEOS ETF TRUST
-$6.3M
G
GSYINVESCO ACTIVELY MANAGED EXC
-$4.7M
S
SCHQSCHWAB STRATEGIC TR
-$3.1M
F
FTGCFIRST TR EXCHANGE TRAD FD VI
-$3.1M
E
EDVVANGUARD WORLD FD
-$2.9M

Top Holdings

B
BILSPDR SERIES TRUST
+4.5%$9.3M
U
USFRWISDOMTREE TR
+4.2%$8.8M
B
BILSSPDR SERIES TRUST
+3.8%$8.0M
C
CTASIMPLIFY EXCHANGE TRADED FUN
+3.4%$7.0M
B
BOXXEA SERIES TRUST
+3.0%$6.4M

Equity Positions (123)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
B
BIL
SPDR SERIES TRUST4.46%$9.3M101,550$91.73$91.73+$9.3M
U
USFR
WISDOMTREE TR4.22%$8.8M175,454$50.30$50.31+$7.3M
B
BILS
SPDR SERIES TRUST3.82%$8.0M80,409$99.42$99.43+$7.6M
C
CTA
SIMPLIFY EXCHANGE TRADED FUN3.37%$7.0M263,528$29.12$26.74-$1.3M
B
BOXX
EA SERIES TRUST3.05%$6.4M56,557$112.09$112.68+$3.3M

Industry Allocation

CIGARETTES
+2.7%
SEMICONDUCTORS & RELATED DEVICES
+2.0%
SERVICES-PREPACKAGED SOFTWARE
+1.9%
COMMODITY CONTRACTS BROKERS & DEALERS
+1.8%
AIRCRAFT ENGINES & ENGINE PARTS
+1.3%