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Note Advisors, LLC
Note Advisors, LLC is an SEC-registered investment adviser headquartered in Buffalo, New York, founded in 2014 by Shawn Glogowski and Thomas Waring. The firm provides holistic financial planning, portfolio management, and investment advisory services to individuals, families, trusts, charitable organizations, foundations, pensions, and corporations. With approximately 8-9 employees as of 2024-2025, Note Advisors specializes in aligning financial strategies with client goals, focusing on behavioral money coaching and detailed, personalized advice.
Investment Strategy
Note Advisors, LLC employs a client-focused investment strategy that centers on building financial strategies tailored to each individual's or entity's objectives, circumstances, and risk tolerance. The firm emphasizes understanding clients' needs, educational guidance, and transparency in options. Their approach prioritizes comprehensive financial planning first, followed by ongoing portfolio and investment management. The investment philosophy stresses rising above short-term market noise and benchmarks, focusing instead on achieving client-driven goals, with diversified and asset-allocated portfolios based on thorough financial planning.
Latest 13F Filing Activity
Note Advisors, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 73 equity positions with a total 13F market value of $145M. The fund increased holdings in Dimensional Etf Trust, Dimensional Etf Trust, Dimensional Etf Trust among other positions. Note Advisors, LLC reduced exposure to Evans Bancorp Inc., Vanguard Mun BD FDS, Wisdomtree TR among others.
Top Holdings
Equity Positions (73)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
D DFAU | DIMENSIONAL ETF TRUST | 22.67% | $32.8M | 773,824 | $40.61 | $42.36 | +$9.6M |
D DFAI | DIMENSIONAL ETF TRUST | 8.06% | $11.6M | 336,987 | $30.31 | $34.57 | +$2.8M |
D DFCF | DIMENSIONAL ETF TRUST | 8.02% | $11.6M | 274,299 | $41.68 | $42.26 | +$3.6M |
B BND | VANGUARD BD INDEX FDS | 5.10% | $7.4M | 100,229 | $72.06 | $73.63 | +$673.8K |
V VONE | VANGUARD SCOTTSDALE FDS | 4.62% | $6.7M | 23,771 | $266.72 | $280.86 | +$519.7K |
Industry Allocation
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