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Peak Financial Management, Inc.
Peak Financial Management, Inc., headquartered in Wellesley, Massachusetts, is a registered investment adviser (RIA) founded in 1991. The firm manages more than $450 million in assets and employs 9 professionals, primarily serving individuals and high-net-worth individuals. They provide personalized financial planning and investment management solutions.
Investment Strategy
Peak Financial Management, Inc. focuses on customized investment advisory and portfolio management for individuals and high-net-worth clients. The firm employs a long-term strategy, orienting portfolios toward diversified asset allocations across equities and fixed income, with emphasis on risk management and meeting clients’ financial goals rather than active trading or speculation. Their approach typically involves thorough financial planning, investment selection rooted in clients’ risk tolerance, and ongoing monitoring to ensure alignment with changing objectives.
Latest 13F Filing Activity
Peak Financial Management, Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 98 equity positions with a total 13F market value of $378M. The fund increased holdings in Etfis Ser TR I, Vanguard Star FDS, TCW Etf Trust among other positions. Peak Financial Management, Inc. reduced exposure to Ishares TR, Ishares U S Etf TR, Schwab Strategic TR among others.
Top Holdings
Equity Positions (98)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VXUS | VANGUARD STAR FDS | 11.65% | $44.1M | 599,979 | $54.68 | $73.46 | +$3.1M |
V VTI | VANGUARD INDEX FDS | 8.26% | $31.3M | 95,233 | $107.30 | $328.17 | +$1.4M |
S SPGM | SPDR INDEX SHS FDS | 7.36% | $27.8M | 371,448 | $39.98 | $74.90 | +$2.1M |
V VOO | VANGUARD INDEX FDS | 4.61% | $17.4M | 28,473 | $197.07 | $612.38 | +$460.0K |
R RSP | INVESCO EXCHANGE TRADED FD T | 4.52% | $17.1M | 90,157 | $179.02 | $189.70 | +$1.3M |
Industry Allocation
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