Sign in

Peak Financial Management, Inc.

CIK:0001669662
Investment Adviser
$453M AUM
101 holdings
Wellesley, MA, United States
Founded:1991
9 employees
Latest filing:Sep 30, 2025

Peak Financial Management, Inc., headquartered in Wellesley, Massachusetts, is a registered investment adviser (RIA) founded in 1991. The firm manages more than $450 million in assets and employs 9 professionals, primarily serving individuals and high-net-worth individuals. They provide personalized financial planning and investment management solutions.

Investment Strategy

Peak Financial Management, Inc. focuses on customized investment advisory and portfolio management for individuals and high-net-worth clients. The firm employs a long-term strategy, orienting portfolios toward diversified asset allocations across equities and fixed income, with emphasis on risk management and meeting clients’ financial goals rather than active trading or speculation. Their approach typically involves thorough financial planning, investment selection rooted in clients’ risk tolerance, and ongoing monitoring to ensure alignment with changing objectives.

Top Buys
N
NFLTETFIS SER TR I
+$4.2M
V
VXUSVANGUARD STAR FDS
+$3.1M
F
FLXRTCW ETF TRUST
+$3.0M
S
SDCIUSCF ETF TR
+$2.9M
S
SPGMSPDR INDEX SHS FDS
+$2.1M
Top Sells
I
ILTBISHARES TR
-$2.6M
C
COMTISHARES U S ETF TR
-$1.7M
S
SCHPSCHWAB STRATEGIC TR
-$700.1K
T
TLHISHARES TR
-$694.6K
T
TIPISHARES TR
-$538.3K

Top Holdings

V
VXUSVANGUARD STAR FDS
+11.7%$44.1M
V
VTIVANGUARD INDEX FDS
+8.3%$31.3M
S
SPGMSPDR INDEX SHS FDS
+7.4%$27.8M
V
VOOVANGUARD INDEX FDS
+4.6%$17.4M
R
RSPINVESCO EXCHANGE TRADED FD T
+4.5%$17.1M

Equity Positions (98)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
V
VXUS
VANGUARD STAR FDS11.65%$44.1M599,979$54.68$73.46+$3.1M
V
VTI
VANGUARD INDEX FDS8.26%$31.3M95,233$107.30$328.17+$1.4M
S
SPGM
SPDR INDEX SHS FDS7.36%$27.8M371,448$39.98$74.90+$2.1M
V
VOO
VANGUARD INDEX FDS4.61%$17.4M28,473$197.07$612.38+$460.0K
R
RSP
INVESCO EXCHANGE TRADED FD T4.52%$17.1M90,157$179.02$189.70+$1.3M

Industry Allocation

COMMODITY CONTRACTS BROKERS & DEALERS
+4.3%
SEMICONDUCTORS & RELATED DEVICES
+1.5%
ELECTRONIC COMPUTERS
+1.3%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+0.9%
SERVICES-PREPACKAGED SOFTWARE
+0.6%