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Richard Duff
Managing Partner, Portfolio Manager at Redwood Investment Management, LLC
About
Richard Duff is Managing Partner and Portfolio Manager at Redwood Investment Management, LLC, based in Scottsdale, Arizona. In this role, he leads the firm's investment strategy and risk management initiatives, focusing on developing and managing advanced quantitative solutions, including mutual funds, ETFs, and risk-budgeted portfolios for financial advisors and their clients.
Duff specializes in engineered, risk-managed portfolios that diversify across asset classes while maintaining defined drawdown limits, leveraging proprietary quantitative models to address drawdown risk in equity and multi-asset strategies. His expertise spans quantitative investment strategies, portfolio construction, and advisory support for planning-focused financial advisors, with an emphasis on both equity and multi-asset class solutions.
Before joining Redwood in 2015, Duff served as President at OMT Capital Management and held senior portfolio management and executive roles at J&W Seligman, Citizens JMP, BlackRock, Nicholas Applegate, Pacific Income Advisers, and Harvest Capital Strategies. He holds a BA in History from the University of California, Berkeley, and a JD from the University of San Francisco School of Law, with additional studies at Washington and Lee University School of Law and The Hill School.
Career History
| Organization | Role | Date Range | Details |
|---|---|---|---|
| Redwood Investment Management, LLC | Managing Partner, Portfolio Manager | Mar 2015 to Present | Redwood is an investment management firm dedicated to partnering with financial advisors to deliver RiskFirst® solutions to clients through turnkey, Engineered Risk Budgeted and Dynamic Risk Budgeted ... |
| OMT Capital Management | President | May 2010 to Feb 2015 | OMT Capital Management, LLC is the general partner and investment manager of Hawthorne Capital Partners, LP and Hawthorne Offshore Fund, Ltd. as well as the investment manager of small cap oriented, l... |
| J&W Seligman | Senior Vice President | Jan 2008 to Apr 2010 | J&W Seligman was acquired by Ameriprise Financial and merged into their RiverSource Investments money management division, which is now known as Columbia Management. |
| Harvest Capital Strategies (formerly JMP Asset Management) | Managing Director | Jan 2006 to Jan 2008 | Head of Distribution & Product Management & Development |
| BlackRock | Managing Director | Jan 2002 to Jan 2005 | Co-Head of the Private Client Group, Head of Sales for Private Client Group, Member Equity Operating Committee, Member AMG Executive Committee |
| Forward Management | Managing Director | Jan 2001 to Jan 2002 | — |
| Nicholas Applegate | Senior Vice President, National Sales Manager | Jan 1998 to Jan 2001 | — |
| Pacific Income Advisers | Senior Investment Officer | Jan 1996 to Jan 1998 | — |
Education
University of California, Berkeley
University of San Francisco School of Law
Washington and Lee University School of Law
The Hill School
Skills & Expertise
Others at Redwood Investment Management, LLC (4)
| Name | Role | Location |
|---|---|---|
M Michael Cheung | Portfolio Manager and Head of Quantitative Research | Los Angeles, CA , United States |
D Daniela T. | Senior Analyst | Phoenix, AZ , United States |
| Senior Analyst | Phoenix, AZ , United States | |
| Associate Investment Analyst | Scottsdale, AZ , United States |
Similar Fund Managers
| Name | Role | Fund | Location |
|---|---|---|---|
| Portfolio Manager | Trajan Wealth LLC | Phoenix, AZ , United States | |
D David Busch | Co-Chief Investment Officer | Trajan Wealth LLC | Scottsdale, AZ , United States |