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Richard Duff

Richard Duff

Managing Partner, Portfolio Manager at Redwood Investment Management, LLC

Scottsdale, AZ , United States

About

Richard Duff is Managing Partner and Portfolio Manager at Redwood Investment Management, LLC, based in Scottsdale, Arizona. In this role, he leads the firm's investment strategy and risk management initiatives, focusing on developing and managing advanced quantitative solutions, including mutual funds, ETFs, and risk-budgeted portfolios for financial advisors and their clients.

Duff specializes in engineered, risk-managed portfolios that diversify across asset classes while maintaining defined drawdown limits, leveraging proprietary quantitative models to address drawdown risk in equity and multi-asset strategies. His expertise spans quantitative investment strategies, portfolio construction, and advisory support for planning-focused financial advisors, with an emphasis on both equity and multi-asset class solutions.

Before joining Redwood in 2015, Duff served as President at OMT Capital Management and held senior portfolio management and executive roles at J&W Seligman, Citizens JMP, BlackRock, Nicholas Applegate, Pacific Income Advisers, and Harvest Capital Strategies. He holds a BA in History from the University of California, Berkeley, and a JD from the University of San Francisco School of Law, with additional studies at Washington and Lee University School of Law and The Hill School.

Career History

OrganizationRoleDate RangeDetails
Redwood Investment Management, LLCManaging Partner, Portfolio ManagerMar 2015 to Present
Redwood is an investment management firm dedicated to partnering with financial advisors to deliver RiskFirst® solutions to clients through turnkey, Engineered Risk Budgeted and Dynamic Risk Budgeted ...
OMT Capital ManagementPresidentMay 2010 to Feb 2015
OMT Capital Management, LLC is the general partner and investment manager of Hawthorne Capital Partners, LP and Hawthorne Offshore Fund, Ltd. as well as the investment manager of small cap oriented, l...
J&W SeligmanSenior Vice PresidentJan 2008 to Apr 2010
J&W Seligman was acquired by Ameriprise Financial and merged into their RiverSource Investments money management division, which is now known as Columbia Management.
Harvest Capital Strategies (formerly JMP Asset Management)Managing DirectorJan 2006 to Jan 2008
Head of Distribution & Product Management & Development
BlackRockManaging DirectorJan 2002 to Jan 2005
Co-Head of the Private Client Group, Head of Sales for Private Client Group, Member Equity Operating Committee, Member AMG Executive Committee
Forward ManagementManaging DirectorJan 2001 to Jan 2002
Nicholas ApplegateSenior Vice President, National Sales ManagerJan 1998 to Jan 2001
Pacific Income AdvisersSenior Investment OfficerJan 1996 to Jan 1998

Education

University of California, Berkeley

University of San Francisco School of Law

Washington and Lee University School of Law

The Hill School

Skills & Expertise

Microsoft Office
Sales
Customer Service
Strategy
Alternative Investments
Private Equity
Management
Portfolio Management
Capital Markets
Investment Strategies
Due Diligence
Investments
Trading
Asset Management
Separately Managed Accounts
Product Management
Fixed Income
Institutional Investments
Asset Allocation
Mutual Funds
Equities
Hedge Funds
Investment Management

Others at Redwood Investment Management, LLC (4)

NameRoleLocation
M
Michael Cheung
Portfolio Manager and Head of Quantitative ResearchLos Angeles, CA , United States
D
Daniela T.
Senior AnalystPhoenix, AZ , United States
Michael Sasaki
Michael Sasaki
Senior AnalystPhoenix, AZ , United States
Shea Saferite
Shea Saferite
Associate Investment AnalystScottsdale, AZ , United States

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