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Richmond Investment Services, LLC

CIK:0002031991
Investment Adviser
$366M AUM
207 holdings
Mequon, WI, US
Founded:2006
11 employees
Latest filing:Jun 30, 2025

Richmond Investment Services, LLC is an SEC-registered investment adviser headquartered in Mequon, Wisconsin. Founded in September 2006, the firm is principally owned by Matthew Richmond, provides tailored investment advisory and financial planning services for individuals, high net worth clients, trusts, estates, and charitable organizations. They focus on personalized discretionary portfolio management, retirement planning, and estate conservation. The firm has approximately 10–11 employees serving over 1,200 accounts, with a commitment to fiduciary standards and client-centric solutions.

Investment Strategy

Richmond Investment Services delivers personalized, discretionary and non-discretionary investment advisory services, tailoring strategies to meet each client’s financial needs, risk tolerance, and objectives. The firm utilizes asset allocation programs (including LPL Financial–Sponsored offerings such as Optimum Market Portfolios and Model Wealth Portfolios) and diversified portfolios of mutual funds and ETFs. RIS conducts in-depth financial analysis for every client to align holdings with their risk capacity and goals, emphasizing a fiduciary approach to portfolio management. Trades are executed in the best interest of clients, and advisory programs are selected to maximize suitability and performance within defined objectives.

Top Buys
I
IWLISHARES TR
+$32.3M
Q
QQQINVESCO QQQ TR
+$20.5M
S
SPLGSPDR SERIES TRUST
+$19.3M
M
MOATVANECK ETF TRUST
+$14.4M
V
VNLAJANUS DETROIT STR TR
+$13.6M
Top Sells
P
PFFISHARES TR
-$5.5M
I
IHDGWISDOMTREE TR
-$4.6M
F
FXLFIRST TR EXCHANGE TRADED FD
-$270.9K
F
FXHFIRST TR EXCHANGE TRADED FD
-$213.6K
B
BSCQINVESCO EXCH TRD SLF IDX FD
+$198.1K

Top Holdings

I
IWLISHARES TR
+12.2%$57.7M
Q
QQQINVESCO QQQ TR
+7.4%$35.2M
M
MOATVANECK ETF TRUST
+6.2%$29.3M
V
VNLAJANUS DETROIT STR TR
+4.8%$22.7M
S
SPLGSPDR SERIES TRUST
+4.7%$22.3M

Equity Positions (206)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
I
IWL
ISHARES TR12.18%$57.7M376,570$148.80$153.12+$32.3M
Q
QQQ
INVESCO QQQ TR7.44%$35.2M63,861$530.39$551.64+$20.5M
M
MOAT
VANECK ETF TRUST6.20%$29.3M312,899$93.10$93.79+$14.4M
V
VNLA
JANUS DETROIT STR TR4.79%$22.7M460,617$49.08$49.20+$13.6M
S
SPLG
SPDR SERIES TRUST4.72%$22.3M307,324$71.84$72.69+$19.3M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+1.5%
FIRE, MARINE & CASUALTY INSURANCE
+1.4%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+1.1%
ELECTRONIC COMPUTERS
+0.9%
SERVICES-PREPACKAGED SOFTWARE
+0.9%