Smith, Moore & Co.
Smith Moore & Co., founded in 1913 and headquartered in Clayton, Missouri, is a boutique, full-service wealth management and financial advisory firm. It is 100% employee-owned and operates as both an SEC-registered investment adviser and a FINRA-registered broker-dealer. The firm employs approximately 75 staff, including 50 licensed advisors, and manages $2.0 billion in assets. Serving individuals, families, businesses, and institutions across over 36 states, Smith Moore provides comprehensive financial, retirement, tax, and estate planning, emphasizing a client-first and personalized approach. Its legacy as one of the oldest independent investment firms west of the Mississippi highlights a commitment to stability and long-term client service.
Investment Strategy
Smith Moore & Co. takes a people-focused, client-first approach to wealth management, delivering customized investment strategies tailored to each client's financial goals, risk tolerance, and time horizon. The firm offers a broad array of investment vehicles and financial planning services across all life stages, including accumulation, distribution, and legacy planning. As an independent advisor and broker-dealer, Smith Moore emphasizes objective, conflict-free advice with no pressure to recommend proprietary products, enabling financial advisors to craft individualized solutions encompassing investment, tax, estate, and retirement planning for individuals and institutions.
Latest 13F Filing Activity
Smith, Moore & Co. filed their most recent 13F report on Jun 30, 2025 disclosing 509 equity positions with a total 13F market value of $1B. The fund increased holdings in Bondbloxx Etf Trust, Tidal Trust I, Pacer FDS TR among other positions. Smith, Moore & Co. reduced exposure to Pacer FDS TR, Wisdomtree TR, American Centy Etf TR among others.
Top Holdings
Equity Positions (509)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 5.62% | $67.0M | 107,900 | $318.77 | $620.90 | +$6.0M |
V VTI | VANGUARD INDEX FDS | 4.75% | $56.6M | 186,334 | $124.91 | $303.93 | +$4.4M |
I IVE | ISHARES TR | 3.25% | $38.7M | 198,115 | $120.16 | $195.42 | +$333.9K |
M MDY | SPDR S&P MIDCAP 400 ETF TR | 2.87% | $34.2M | 60,296 | $294.20 | $566.48 | +$1.9M |
S SPY | SPDR S&P 500 ETF TR | 2.77% | $33.0M | 53,410 | $316.80 | $617.85 | +$3.6M |
Industry Allocation
Investment Team (1)
| Name | Role | Location | |
|---|---|---|---|
D Debbie Manley | Trader | Arnold, MO , United States |
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