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Stage Harbor Financial, LLC

CIK:0001934721
Investment Adviser
$973M AUM
55 holdings
Westwood, MA, United States
Founded:2018
9 employees
Latest filing:Jun 30, 2025

Stage Harbor Financial, LLC is an SEC-registered investment adviser headquartered in Westwood, Massachusetts. Founded in February 2018, the firm manages nearly $1 billion in assets and employs approximately 9 professionals, most of whom are focused on investment and advisory roles. Stage Harbor Financial serves primarily high net worth individuals and families, providing financial planning and investment management services with a fiduciary duty to act in clients' best interests. Their client base is almost entirely made up of individuals, particularly those considered high net worth, with transparent fee structures based on AUM and fixed fees.

Investment Strategy

Stage Harbor Financial implements diversified investment strategies guided by academic research in portfolio construction, aiming to apply evidence-based methodologies to create robust, risk-managed portfolios. The firm primarily serves high net worth individuals, tailoring advice to each client's needs while maintaining compliance and fiduciary standards prescribed by the SEC. Stage Harbor is committed to a personalized approach with transparent fees and an emphasis on long-term wealth preservation and growth. Their process integrates multiple investment strategies, not limited strictly to academic models, allowing for adaptive solutions through evolving market conditions.

Top Buys
V
VUGVANGUARD INDEX FDS
+$4.1M
D
DFLVDIMENSIONAL ETF TRUST
+$3.1M
D
DXUVDIMENSIONAL ETF TRUST
+$1.5M
E
EFAISHARES TR
+$619.8K
E
EVTRMORGAN STANLEY ETF TRUST
+$416.4K
Top Sells
M
MUBISHARES TR
-$2.1M
I
IVVISHARES TR
-$945.7K
I
IWFISHARES TR
-$866.5K
V
VOOVANGUARD INDEX FDS
-$806.7K
I
IJRISHARES TR
-$443.2K

Top Holdings

V
VUGVANGUARD INDEX FDS
+15.4%$18.9M
D
DFLVDIMENSIONAL ETF TRUST
+14.7%$18.1M
M
MUBISHARES TR
+13.1%$16.1M
E
EFVISHARES TR
+4.9%$6.0M
I
IWFISHARES TR
+4.5%$5.6M

Equity Positions (55)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
V
VUG
VANGUARD INDEX FDS15.36%$18.9M43,126$327.38$438.40+$4.1M
D
DFLV
DIMENSIONAL ETF TRUST14.74%$18.1M585,040$28.80$31.02+$3.1M
M
MUB
ISHARES TR13.05%$16.1M153,801$108.41$104.48-$2.1M
E
EFV
ISHARES TR4.89%$6.0M94,816$52.66$63.48+$341.1K
I
IWF
ISHARES TR4.52%$5.6M13,100$303.26$424.58-$866.5K

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+1.0%
SEMICONDUCTORS & RELATED DEVICES
+0.8%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+0.5%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+0.5%
SERVICES-VIDEO TAPE RENTAL
+0.3%