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Sterling Manor Financial, LLC

CIK:0001842015
Investment Adviser
$150M AUM
35 holdings
Saratoga Springs, NY, United States
Founded:2019
3 employees
Latest filing:Sep 30, 2025

Sterling Manor Financial, LLC is an SEC-registered investment advisor headquartered in Saratoga Springs, NY. Founded in 2019, the firm manages over $140 million in assets and employs about 3 professionals. Serving primarily individuals and families, Sterling Manor offers investment management and comprehensive financial planning services through its flagship Sterling 3-D Process, aiming to help clients achieve retirement, investment, and legacy goals through deeply personalized service and disciplined strategy.

Investment Strategy

Sterling Manor Financial provides a goals-based approach to investment management and financial planning. The firm's 3-D Process encompasses a disciplined, comprehensive strategy focused on giving clients a better understanding of their financial lives, empowering them to make informed decisions, and delivering customized portfolios tailored to their individual risk tolerance, retirement aspirations, and legacy planning objectives. Sterling Manor primarily uses individual securities and broad-based ETFs in diversified, long-term investment portfolios, continuously tailored as market conditions and client goals evolve.

Top Buys
I
IDEVISHARES TR
+$3.9M
Y
YSEPFIRST TR EXCHNG TRADED FD VI
+$3.2M
S
SPBOSPDR SERIES TRUST
+$2.5M
S
SJNKSPDR SERIES TRUST
+$1.1M
S
SHLDGLOBAL X FDS
+$725.6K
Top Sells
S
SHYISHARES TR
-$1.6M
S
SPYGSPDR SERIES TRUST
-$1.1M
I
IWPISHARES TR
-$884.6K
D
DGROISHARES TR
-$636.4K
V
VFVAVANGUARD WELLINGTON FD
-$366.6K

Top Holdings

S
SPBOSPDR SERIES TRUST
+11.5%$18.3M
R
RSPINVESCO EXCHANGE TRADED FD T
+8.2%$13.0M
I
IDEVISHARES TR
+7.5%$11.9M
S
SPYGSPDR SERIES TRUST
+7.0%$11.2M
D
DGROISHARES TR
+7.0%$11.1M

Equity Positions (33)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SPBO
SPDR SERIES TRUST11.53%$18.3M617,319$29.64$29.63+$2.5M
R
RSP
INVESCO EXCHANGE TRADED FD T8.20%$13.0M68,515$179.23$189.70+$622.8K
I
IDEV
ISHARES TR7.48%$11.9M148,033$73.16$80.17+$3.9M
S
SPYG
SPDR SERIES TRUST7.03%$11.2M106,713$63.01$104.51-$1.1M
D
DGRO
ISHARES TR7.01%$11.1M163,402$53.84$68.08-$636.4K

Industry Allocation

RETAIL-DEPARTMENT STORES
+5.1%
ELECTRONIC COMPUTERS
+2.0%
SERVICES-PREPACKAGED SOFTWARE
+0.6%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+0.5%
ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP)
+0.4%