Tandem Financial, LLC
Tandem Financial, LLC is an SEC-registered investment adviser headquartered in Greenwood Village, Colorado. Founded in 2018 by Michael Franklin and Ryan Erickson, the firm provides investment and wealth management services for individuals (including high-net-worth clients), charitable organizations, and some retirement plans. With 6 employees, the firm emphasizes personalized wealth management and fiduciary retirement plan services for its clients, guiding them to build, manage, and preserve wealth.
Investment Strategy
Tandem Financial manages most client accounts on a discretionary basis, making buy and sell decisions within an agreed-upon risk allocation without client pre-approval. Their investment and wealth management practice includes developing diversified portfolios tailored to each client's financial goals, risk tolerance, and time horizon. For retirement plan sponsors, Tandem serves as an ERISA 3(38) investment manager, selecting, monitoring, and replacing plan investments, and providing annual investment review reports. They utilize a blend of ETFs, mutual funds, and other investment vehicles to ensure diversification and flexibility in client portfolios.
Top Holdings
Equity Positions (48)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
G GDX | VANECK ETF TRUST | 8.81% | $9.4M | 181,429 | $33.91 | $52.06 | -$795.1K |
S SPY | SPDR S&P 500 ETF TR | 8.64% | $9.3M | 14,950 | $600.37 | $617.85 | +$4.7M |
F FNDE | SCHWAB STRATEGIC TR | 7.88% | $8.4M | 255,799 | $33.01 | $33.01 | +$8.4M |
V VGLT | VANGUARD SCOTTSDALE FDS | 6.97% | $7.5M | 133,132 | $55.35 | $56.12 | -$1.1M |
I IMCG | ISHARES TR | 6.67% | $7.2M | 89,169 | $76.69 | $80.23 | +$2.4M |
Options Positions (2)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
Q QQQ | INVESCO QQQ TR | New | Put | $496.5K | 9 | $551.64 | $551.64 | +9 | +$496.5K |
S SPY | SPDR S&P 500 ETF TR | New | Put | $247.1K | 4 | $617.85 | $617.85 | +4 | +$247.1K |