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Tandem Financial, LLC
Tandem Financial, LLC is an SEC-registered investment adviser headquartered in Greenwood Village, Colorado. Founded in 2018 by Michael Franklin and Ryan Erickson, the firm provides investment and wealth management services for individuals (including high-net-worth clients), charitable organizations, and some retirement plans. With 6 employees, the firm emphasizes personalized wealth management and fiduciary retirement plan services for its clients, guiding them to build, manage, and preserve wealth.
Investment Strategy
Tandem Financial manages most client accounts on a discretionary basis, making buy and sell decisions within an agreed-upon risk allocation without client pre-approval. Their investment and wealth management practice includes developing diversified portfolios tailored to each client's financial goals, risk tolerance, and time horizon. For retirement plan sponsors, Tandem serves as an ERISA 3(38) investment manager, selecting, monitoring, and replacing plan investments, and providing annual investment review reports. They utilize a blend of ETFs, mutual funds, and other investment vehicles to ensure diversification and flexibility in client portfolios.
Latest 13F Filing Activity
Tandem Financial, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 48 equity positions and 2 options positions with a total 13F market value of $107M. The fund increased holdings in Schwab Strategic TR, SPDR S&P 500 Etf TR, Invesco Exch TRD SLF Idx FD among other positions. Tandem Financial, LLC reduced exposure to Ishares TR, First TR Exchange-traded FD, Ishares TR among others.
Top Holdings
Equity Positions (48)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
G GDX | VANECK ETF TRUST | 8.81% | $9.4M | 181,429 | $33.91 | $52.06 | -$795.1K |
S SPY | SPDR S&P 500 ETF TR | 8.64% | $9.3M | 14,950 | $600.37 | $617.85 | +$4.7M |
F FNDE | SCHWAB STRATEGIC TR | 7.88% | $8.4M | 255,799 | $33.01 | $33.01 | +$8.4M |
V VGLT | VANGUARD SCOTTSDALE FDS | 6.97% | $7.5M | 133,132 | $55.35 | $56.12 | -$1.1M |
I IMCG | ISHARES TR | 6.67% | $7.2M | 89,169 | $76.69 | $80.23 | +$2.4M |
Options Positions (2)
Industry Allocation
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