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Trek Financial, LLC

CIK:0001768195
Investment Adviser
$3B AUM
416 holdings
Scottsdale, AZ, United States
Founded:2011
56 employees
Latest filing:Jun 30, 2025

TREK Financial, LLC is an independent investment advisory and asset management firm headquartered in Scottsdale, Arizona. The firm manages $2.5 billion in assets as of July 2025 and serves over 11,000 accounts, primarily high net worth individuals and retail clients, with a focus on customized investment solutions. With 56 employees, of which 98% are investment professionals, TREK Financial operates as an SEC-registered investment adviser focused on delivering client-centric financial planning and investment management services.

Investment Strategy

TREK Financial, LLC employs a client-centered investment strategy, tailoring portfolios to meet the unique objectives and risk tolerances of high net worth and individual investors. The firm offers diversified asset management, including equities and ETFs, and applies disciplined research-driven processes to select investments. Their advisory model places a strong emphasis on financial planning, diversification, and long-term growth, often incorporating both passive and active management techniques depending on client requirements.

Top Buys
B
BNDXVANGUARD CHARLOTTE FDS
+$21.0M
X
XLKSELECT SECTOR SPDR TR
+$17.3M
N
NVDANVIDIA CORPORATION
+$12.9M
X
XLCSELECT SECTOR SPDR TR
+$12.3M
I
IEMGISHARES INC
+$10.1M
Top Sells
S
SGOVISHARES TR
-$79.9M
T
TUASIMPLIFY EXCHANGE TRADED FUN
-$18.2M
I
IUSVISHARES TR
-$16.5M
V
VOOVANGUARD INDEX FDS
-$13.4M
R
RFIXSIMPLIFY EXCHANGE TRADED FUN
-$12.5M

Top Holdings

X
XLKSELECT SECTOR SPDR TR
+4.9%$73.8M
X
XLFSELECT SECTOR SPDR TR
+2.2%$32.8M
I
IEMGISHARES INC
+2.1%$31.8M
X
XLYSELECT SECTOR SPDR TR
+2.1%$31.0M
I
IUSBISHARES TR
+1.9%$28.6M

Equity Positions (404)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
X
XLK
SELECT SECTOR SPDR TR4.95%$73.8M291,615$152.90$253.23+$17.3M
X
XLF
SELECT SECTOR SPDR TR2.19%$32.8M625,597$36.51$52.37-$1.2M
I
IEMG
ISHARES INC2.13%$31.8M528,982$54.40$60.03+$10.1M
X
XLY
SELECT SECTOR SPDR TR2.08%$31.0M142,791$179.83$217.33+$5.8M
I
IUSB
ISHARES TR1.92%$28.6M618,568$46.42$46.23-$2.5M

Options Positions (1)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
S
SPY
SPDR S&P 500 ETF TRBought
Call
$659.2K322$617.85$586.14+59+$522.7K

Industry Allocation

COMMODITY CONTRACTS BROKERS & DEALERS
+4.2%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+3.7%
GOLD AND SILVER ORES
+3.0%
SEMICONDUCTORS & RELATED DEVICES
+2.8%
SERVICES-PREPACKAGED SOFTWARE
+2.5%