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Mark First

Lead Independent Director at Addus HomeCare
Board

About Mark L. First

Mark L. First, age 60, is Lead Director at Addus HomeCare and has served on the Board since 2006; he previously held the title of President (unpaid) from 2006–2009 and was appointed Lead Director in October 2022 . He is Managing Director at Eos Management, L.P. (since 1994) and previously worked as an investment banker at Morgan Stanley (1991–1994) . First holds a B.S. in economics from The Wharton School and an MBA from Harvard Business School, and is recognized for financial literacy and experience in business, corporate strategy, and investment matters .

Past Roles

OrganizationRoleTenureCommittees/Impact
Addus HomeCare (ADUS)Director; Lead DirectorDirector since 2006; Lead Director since Oct 2022Lead Director presides at executive sessions and helps set Board agendas with the CEO/Chair
Addus HomeCare (ADUS)President (unpaid)2006–2009Historical executive title; Board currently deems him independent
Eos Management, L.P.Managing Director1994–presentInvestment and corporate strategy expertise
Morgan Stanley & Co.Investment Banker1991–1994Capital markets background

External Roles

OrganizationRoleStatus/TimingNotes
PetIQDirectorPrior to salePrior public company directorship
Various privately owned companiesDirectorOngoingMultiple private company boards (not individually listed)

Board Governance

  • Independence: Board determined all directors other than the CEO/Chair (R. Dirk Allison) are independent under Nasdaq rules; thus First is independent .
  • Lead Director responsibilities: Works with the CEO/Chair to set Board agendas; presides at Board/shareholder meetings if the Chair is absent, including executive sessions of non‑management directors .
  • Committee memberships: Chair, Compensation Committee; member, Compensation Committee alongside Jean Rush and Susan T. Weaver, M.D. .
  • Board/Committee activity: Board met nine times in 2024; all directors attended at least 75% of Board and applicable committee meetings; Compensation Committee met once in 2024 .
  • Annual meeting attendance: All directors attended the 2024 annual shareholder meeting .
  • Compensation consultant: Compensation Committee engaged FW Cook in 2025; Committee concluded no conflicts of interest with FW Cook .
  • Clawback: Company adopted a Dodd‑Frank compliant compensation recoupment policy on November 24, 2023 .

Fixed Compensation

ComponentAmountNotes
Annual Board retainer (independent directors)$85,000Standard independent director cash retainer
Lead Director retainer$25,000Additional cash for Lead Director responsibilities
Compensation Committee Chair retainer$15,000Committee chair cash retainer
Cash total (2024 – First)$125,000Sum of Board + Lead + Comp Chair cash
Equity grant (2024 – First)$119,990Annual restricted share grant; vests June 12, 2025
ReimbursementsReasonable expensesFor Board/committee/shareholder meeting attendance

Mix: For 2024, First’s director compensation was roughly balanced between cash ($125,000) and equity ($119,990), aligning with shareholder interests via annual restricted stock .

Performance Compensation

ElementPresenceMetricsVesting/Terms
Performance-based director payNone disclosedN/AAnnual director equity grants are time-based restricted shares, vesting on June 12, 2025

Other Directorships & Interlocks

  • Current public boards: None disclosed (post‑PetIQ sale) .
  • Compensation Committee interlocks: In 2024, First served on ADUS’s Compensation Committee; no ADUS executive officers served on a board/compensation committee of an entity with an executive officer serving on ADUS’s Board/Comp Committee (i.e., no interlock) .

Expertise & Qualifications

  • Financial literacy; corporate strategy and investment expertise; experience on corporate boards .
  • Degrees: Wharton B.S. in economics; Harvard MBA .
  • Lead Director governance skills: Agenda setting and oversight of executive sessions, providing counterbalance to combined CEO/Chair structure .

Equity Ownership

CategoryDetail
Total beneficial ownership12,449 shares; “less than 1%” of outstanding shares
Unvested restricted shares1,013 (vest on June 12, 2025)
Ownership alignment policiesInsider Trading Policy prohibits hedging, options/derivatives, short sales, margin accounts, and pledging of Company stock; requires approvals for certain standing/limit orders

Related-Party Transactions and Potential Conflicts

  • Eos affiliation and Metasource agreement: In 2024, ADUS entered a master services agreement (primarily tech‑enabled services) with Metasource, LLC, owned by an affiliate of Eos Management, L.P., where First is a Managing Director; contemplated spend >$500,000, with ~$20,000 paid in FY 2024; approved by the Audit Committee under Company policy, considered market terms and ordinary course .
  • Policy controls: Audit Committee reviews/approves related‑party transactions; Code of Conduct requires reporting and permits prohibition of conflicting board memberships for officers/employees .

Governance Assessment

  • Strengths:

    • Independent Lead Director with clear authority over executive sessions and agendas, mitigating combined CEO/Chair risk .
    • Robust independence posture; First is independent and not a Company employee (unpaid historical President role ended 2009) .
    • Anti‑hedging/anti‑pledging policy enhances alignment; director equity paid as time‑based restricted shares .
    • Use of independent compensation consultant with no conflicts; adoption of Dodd‑Frank‑compliant clawback policy .
  • Watch items / potential red flags:

    • Related‑party exposure via Metasource/Eos affiliate creates perceived conflict risk, albeit small dollar in 2024 and Audit‑approved; continued monitoring warranted .
    • Compensation Committee met only once in 2024, which could signal limited formal cadence; effectiveness depends on substantive work completed between meetings .
    • Combined CEO/Chair model relies on Lead Director rigor; ongoing evaluation of balance-of-power remains prudent .
  • Engagement/attendance signals:

    • Board met nine times in 2024 with ≥75% attendance by all directors; all directors attended the 2024 annual meeting, supporting engagement .
  • Shareholder feedback:

    • 2024 say‑on‑pay received overwhelming approval (for executives), supportive of pay‑for‑performance framework overseen by the Compensation Committee chaired by First .

Overall, First’s profile suggests strong financial and investment oversight via the Compensation Committee and Lead Director role, with alignment mechanisms (equity grants; anti‑hedging) and formal related‑party review processes; the Metasource/Eos link is a governance sensitivity that appears controlled but merits ongoing monitoring .