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Andrew Johnson Jr.

Director at AGNC Investment
Board

About Andrew A. Johnson, Jr.

Independent director at AGNC since 2021; age 62. Johnson is a fixed-income investor with more than 20 years leading investment-grade teams, including CIO roles at Neuberger Berman and Lehman Brothers Asset Management. He currently serves as Senior Diversity & Inclusion Leader at Neuberger Berman Services. Education: MBA (Finance), University of Chicago; MSEE and BSEE, Illinois Institute of Technology .

Past Roles

OrganizationRoleTenureCommittees/Impact
Neuberger Berman Investment Advisers & Neuberger Berman Fixed Income LLCManaging Director; Head of Global Investment Grade Fixed Income; Chief Investment Officer2009–2019Led investment-grade fixed income; CIO oversight
Lehman Brothers Asset Management, LLCManaging Director; Co-Head Investment Grade Fixed Income; Chief Investment Officer2003–2009Co-led IG Fixed Income; CIO responsibilities

External Roles

OrganizationRoleTenureNotes
Neuberger Berman ServicesSenior Diversity & Inclusion Leader2019–presentLeads firmwide D&I initiatives
Hartford Funds (mutual fund complex)Non-Interested Trustee on Board of Trustees of certain mutual fundsCurrentRegistered investment company governance; specific funds not enumerated

Board Governance

  • Independence: AGNC Board determined Johnson is independent under Nasdaq Rule 5605(a)(2) .
  • Committee assignments: Member, Audit Committee; not designated as Audit Committee financial expert (committee experts are Donna Blank and Frances Spark) .
  • Engagement: Audit Committee held 5 meetings in 2024; Board held 8 meetings in 2024, plus independent director executive sessions .
  • Attendance: Company reported “100% attendance at 95% of our Board and committee meetings in 2024,” and stated each independent director attended all Board and committee meetings except one independent director who missed one Board meeting (not identified) .
  • Shareholder support: Re-elected in 2025 with 325,196,963 For / 5,474,074 Against / 3,751,132 Abstain; 2024 election received 246,752,911 For / 4,216,298 Against / 2,522,702 Abstain .
Annual Meeting Votes20242025
For246,752,911 325,196,963
Against4,216,298 5,474,074
Abstain2,522,702 3,751,132

Fixed Compensation

AGNC pays non-employee directors cash retainers and annual RSUs; no meeting fees.

Component20232024
Board Cash Retainer ($)118,750 125,000
Committee Chair Fees ($)— (not a chair) — (not a chair)
Lead Independent Director/Vice Chair Premium ($)
Stock Awards (RSUs) – grant date fair value ($)165,000 165,000
Total ($)283,750 290,000

Key details:

  • 2024 annual RSU grant: 18,211 RSUs on April 18, 2024 (valued at $165,000; AGNC closing price $9.06 on grant date); vest on earlier of April 18, 2025 or the 2025 AGM, with dividend equivalents .
  • As of Dec 31, 2024 each independent director had unvested RSUs relating to 20,330 shares (includes dividend equivalents) .

Performance Compensation

AGNC does not provide performance-based equity to independent directors; awards are time-based RSUs only .

Performance Metrics in Director CompensationStatus
Performance-based equity metrics for directorsNot applicable; directors receive time-based RSUs

Other Directorships & Interlocks

  • Non-Interested Trustee for certain Hartford mutual funds (registered investment companies) .
  • No disclosed related-party transactions in 2024 involving Johnson or other related persons; AGNC policy requires disclosure, Audit Committee approval, and recusal for interested directors .

Expertise & Qualifications

  • Fixed income markets: leadership across investment-grade portfolios; CIO roles .
  • Governance: current trustee in mutual fund complex; Audit Committee member at AGNC .
  • Human capital and inclusion: Senior D&I Leader at Neuberger Berman Services .
  • Education: MBA (Finance), University of Chicago; MSEE/BSEE, Illinois Institute of Technology .

Equity Ownership

Director stock ownership guideline: minimum holdings equal in value to 5x the annual cash retainer; until met, retain at least 50% of post-vest shares; unvested time-based RSUs and deferred vested RSUs count; all directors were in compliance as of Feb 21, 2025. Hedging, pledging, margin loans, and short sales are prohibited .

Ownership (Guideline Calculation Categories)As of Feb 23, 2024As of Feb 21, 2025
Beneficially Owned Shares (#)
Unvested Shares (#)18,756 20,568
Vested/Deferred Shares (#)16,136 40,382
Total (per guideline) (#)34,892 60,950

Governance Assessment

  • Strengths:

    • Independence and Audit Committee membership reinforce financial reporting oversight; Johnson signed the Audit Committee report (indicating active participation) .
    • Strong re-election support in 2024 and 2025; say-on-pay also approved (2025: 306,410,432 For; 2024: 233,594,079 For) .
    • Clear policies on related-party transactions and conflicts; no related-person transactions in 2024 .
    • Stock ownership guideline compliance; strict anti-hedging/pledging policy .
  • Watch items:

    • Alignment depends primarily on RSUs and deferred shares; beneficially owned common shares reported as none under guideline table categories (not uncommon for AGNC directors given RSU structure) .
    • Not designated an Audit Committee financial expert; relies on committee experts (Blank, Spark) .

Overall, Johnson’s fixed income expertise and mutual fund trustee experience align with AGNC’s MBS-focused risk profile, with independent committee service and shareholder support bolstering governance quality .

RED FLAGS: None disclosed regarding related-party transactions, hedging/pledging, tax gross-ups, or option repricing; AGNC’s policies explicitly prohibit such practices for directors and executives .