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James E. Goergen

About James E. Goergen

Independent director of Bassett Furniture Industries (BSET), elected by the Board on July 16, 2025 to serve beginning July 22, 2025 through the 2026 Annual Meeting (and thereafter if re‑elected). The Board determined he is an independent outside director; committee assignment was not yet determined at election. He holds an undergraduate degree in Finance and Economics from the University of Southern Indiana and has 20+ years of C‑suite experience (CEO/CFO) in commercial and residential furniture, with expertise in mergers and acquisitions, private equity, global sourcing, technology, and strategic planning .

Past Roles

OrganizationRoleTenureCommittees/Impact
Commercial & residential furniture companies (various)CEO and CFO20+ years of C‑level experienceLed strategy; M&A; global sourcing; technology; strategic planning

External Roles

OrganizationRoleTenureNotes
Not disclosed in BSET filingsNo other public company directorships disclosed in the 8‑K announcing his appointment

Board Governance

  • Independence: Board determined Mr. Goergen is an independent outside director .
  • Committee assignment: “not yet determined” at time of election .
  • Board structure: 8 directors; committees are Audit and Organization, Compensation & Nominating (OCN). Audit Committee members: Cashman (Chair), Battle, Belk, McDowell; OCN Committee members: Warden, Hamlet, Wampler (Chair) .
  • Lead Independent Director: William C. Warden, Jr., serving since 2016, with defined responsibilities in agenda, liaison, executive sessions .
  • Attendance baseline: In FY2024, the Board met 4 times; each director attended at least 75% of Board and committee meetings; all nominees attended the prior annual meeting .

Fixed Compensation

ComponentAmount ($)Notes
Annual retainer (non‑employee director)55,000Director cash retainer policy
Lead Independent Director retainer15,000Additional cash retainer for Lead Independent Director
Audit Committee Chair retainer10,000Additional cash retainer for Audit Chair
OCN Committee Chair retainer5,000Additional cash retainer for OCN Chair
Goergen pro‑rated retainerPro‑ratedPaid pro‑rated per policy upon July 2025 appointment

Director cash compensation actually paid in FY2024 (context): Cash fees ranged $55,000–$70,000 per director depending on chair/lead roles .

Performance Compensation

Equity ComponentGrant DateSharesGrant‑Date Fair Value ($/sh)Vest Date
Restricted stock (non‑employee directors, annual grant)Mar 6, 20242,58715.46Mar 6, 2025

Policy: Each non‑employee director received ~$40,000 in restricted stock following the 2024 Annual Meeting; directors who are employees receive no additional compensation . Goergen’s 8‑K does not disclose a specific equity grant at appointment; only a pro‑rated cash retainer per policy .

Other Directorships & Interlocks

CompanyRoleShared relationshipsNotes
Not disclosedNo related‑party transactions involving Mr. Goergen requiring Item 404(a) disclosure; no arrangements/understandings for his selection .

Expertise & Qualifications

  • Finance and Economics undergraduate degree; certified financial analyst career foundation .
  • Decades of executive experience across interior design, sourcing, technology; deep exposure to M&A, private equity, global sourcing, strategic planning .
  • Brings direct industry experience to strategy and operational execution, per CEO statement welcoming his appointment .

Equity Ownership

ItemStatusNotes
Beneficial ownership (shares)Not disclosedNot included in Jan 23, 2025 director ownership table; appointed mid‑2025
Director stock ownership guideline5x prior year cash feesDirectors should hold common stock equal to ≥5× prior‑year retainer and fees; all non‑employee directors were in compliance as of FY2024 close (Goergen subject to guideline prospectively)
Anti‑hedging and pledgingProhibitedCompany prohibits hedging and pledging by officers and directors

Related‑Party & Conflicts Review

  • No Item 404(a) related‑party transactions disclosed for Goergen; no arrangements/understandings exist for selection .
  • Company maintains a related‑party transaction policy administered by the OCN Committee; approvals only if in stockholders’ best interests .
  • Baseline related‑party context (others): Family employment for certain executives/directors disclosed and approved; investment in a fund affiliated with a 5% holder disclosed. None involve Goergen .

Say‑on‑Pay & Shareholder Feedback (Context)

ProposalVotes ForVotes AgainstVotes AbstainBroker Non‑Vote
Approval of officer compensation (2025)5,155,67480,49465,2742,042,785

Prior support: ~97% of votes cast supported say‑on‑pay at the 2024 Annual Meeting (proxy CD&A) .

Governance Assessment

  • Positive signals: Independence affirmed; no related‑party exposure; subject to stringent anti‑hedging/pledging and stock ownership guidelines; skills complement Audit/OCN oversight focus (finance, sourcing, technology) .
  • Open items: Committee assignment pending as of appointment; no ownership/insider filing detail in company documents reviewed; attendance metrics not yet applicable given mid‑2025 appointment .
  • Compensation alignment: Pro‑rated cash retainer under a modest director pay framework; equity grants are time‑vested restricted stock sized at ~$40k, supporting alignment without excessive risk .

No RED FLAGS identified specific to Goergen in company filings reviewed (no 404(a) transactions, no hedging/pledging, independence confirmed) .