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Matthew McNeill

President and Chief Banking Officer at Bankwell Financial Group
Executive

About Matthew McNeill

Matthew McNeill is President and Chief Banking Officer of Bankwell Financial Group (elected January 22, 2025), with more than 20 years in commercial banking; he joined BWFG in March 2020 and is age 50 . Prior roles include Head of Commercial Lending at Metropolitan Commercial Bank, where lending assets grew from $400 million to over $3 billion during his 7-year tenure, plus lending roles at HSBC Bank USA and Banco Santander, and Managing Partner at American Real Estate Lending . Company performance used in 2024 incentive decisions included ROAA 0.31%, ROATCE 3.64%, NIM 2.70%, efficiency ratio 57.9%, CET1 9.60%, and fully diluted TBV per share of $34.09; 2023 used ROAA 1.13%, ROATCE 14.70%, NIM 2.98%, noninterest expense/avg assets 1.55%, CET1 9.28%, total capital (Bank) 12.32%, and TBV $33.39 .

Past Roles

OrganizationRoleYearsStrategic Impact
Metropolitan Commercial BankHead of Commercial Lending7 yearsLending assets grew from $400M to >$3B
HSBC Bank USALending rolesNot disclosedNot disclosed
Banco SantanderLending rolesNot disclosedNot disclosed
American Real Estate LendingManaging PartnerNot disclosedCommercial real estate finance company

Fixed Compensation

Metric2021202220232024
Base Salary ($)$425,000 $425,000 $450,000 $450,000
Target Bonus (% of Base)40% 40% 40% 40%
Target Bonus ($)$170,000 $170,000 $180,000 $180,000

Performance Compensation

Annual Cash Bonus – Metrics and Payouts

YearMetricTargetActualOverall Payout vs TargetNotes
2023ROAANot disclosed1.13% 153% Committee assessed financial/strategic goals holistically
2023ROATCENot disclosed14.70% 153%
2023NIMNot disclosed2.98% 153%
2023Noninterest expense/avg assetsNot disclosed1.55% 153%
2023CET1 (Company)Not disclosed9.28% 153%
2023Total capital (Bank)Not disclosed12.32% 153%
2023TBV per shareNot disclosed$33.39 153%
2024ROAANot disclosed0.31% 50% Below target due to credit charge-offs
2024ROATCENot disclosed3.64% 50%
2024NIMNot disclosed2.70% 50%
2024Noninterest expense/avg assetsNot disclosed1.60% 50%
2024CET1 (Company)Not disclosed9.60% 50%
2024Total capital (Bank)Not disclosed12.70% 50%
2024TBV per shareNot disclosed$34.09 50%
Cash Bonus Outcome2021202220232024
Actual Bonus ($)$297,500 $340,000 $275,000 $90,000

Long-Term Equity – Grants and Vesting

Grants (Target value and shares; 50% service-based and 50% performance-based):

Grant YearTarget Value ($)Time-Based Shares (#)Performance-Based Shares (#)
2022$310,633 4,530 4,529
2023$336,333 5,593 5,592
2024$265,108 5,384 5,384

Performance-vesting outcomes (per-year tranches):

Vest YearPerformance PeriodTarget Shares Vested (#)Above Target Vested (#)Vesting Percent
20222021/20221,450 580 140% for 2021; CEO-only 200% for 2022
20232022 and 20232,960 2,960 200% (2022 perf) and 100% (2023 perf)
202420234,822 0 100%

Key design features:

  • Service-based RSUs vest in 1/3 increments over three years; performance-based RSUs vest annually in 1/3 increments with 0–200% payout for awards granted prior to 2024, and 0–150% for awards granted in 2024 and later .
  • 2025 program shifts to a more formulaic incentive approach for bonuses; Committee retains discretion .

Equity Ownership & Alignment

Beneficial Ownership

As-of DateShares Beneficially Owned (#)% of Class
April 6, 202350,220 * (less than 1%)
April 4, 202457,733 * (less than 1%)
March 27, 202566,260 * (less than 1%)
  • Anti-hedging/anti-pledging policy prohibits hedging and pledging; officers may not hold shares in margin accounts or pledge as collateral .
  • Executive stock ownership guideline: 1× base salary for executives (2× for CEO), to be met within 3 years; retain all vested shares (net of taxes) until compliant, then maintain .

Outstanding Equity Awards (12/31/2023)

Grant DateUnvested Time-Based Shares (#)Market Value ($)Unearned Performance Shares (#)Market/Payout Value ($)
1/4/20211,448 $43,701 1,448 $43,701
1/13/20223,020 $91,144 3,019 $91,113
1/25/20235,593 $168,797 5,592 $168,767
Note: Market values reflect $30.18 closing price on 12/31/2023 . No options outstanding as of 12/31/2023 .

Vesting schedule initial dates for grants:

  • 1/4/2021: initial vest 1/2/2022
  • 1/13/2022: initial vest 2/7/2023
  • 1/25/2023: initial vest 2/7/2024
  • 6/22/2020 new-hire grant: 40% vest on March 1, 2021; 40% on March 1, 2022; 20% on March 1, 2023

Employment Terms

TermDetail
Current RolePresident & Chief Banking Officer (elected Jan 22, 2025)
Company Start DateMarch 2020
Contract TermOne-year term; renews annually on Jan 1 if company elects by Oct 1 notice
Non-Compete / Non-Solicit6 months post-termination (12 months for CEO)
Target Bonus %40% of base salary
ClawbackCompensation subject to clawback per SEC/Nasdaq Rule 10D-1; adoption following 2023 listing requirement
PerquisitesLimited; no significant perquisites; “All Other Compensation” typically 401(k) match, life/AD&D premiums, BOLI imputed income

Severance and Change-in-Control Economics

ScenarioCash MultipleBonus TreatmentEquity TreatmentCOBRA280G Handling
Termination without Cause / Good Reason (no CIC)1× base salary Pro-rated target bonus Not accelerated COBRA reimbursed 1–2 years N/A
Double-Trigger CIC (termination within 24 months)2× salary + 2× target bonus (lump sum) Pro-rated target bonus Immediate vesting of all equity COBRA reimbursed 1–2 years Best-net cutback (no gross-up)

Compensation Committee & Peer Group; Say‑on‑Pay

  • Independent Compensation Committee with advisor Pearl Meyer; CEO excluded from deliberations on his pay .
  • 2024 peer group comprises similarly sized Northeast/Mid‑Atlantic banks (approx. $2.2–$4.8B assets), used for market benchmarking; peer composition updated vs. 2023 .
  • “Best practices”: emphasize variable pay, double‑trigger CIC, ownership/retention, anti‑hedging/pledging, clawback; no tax gross‑ups or option repricing without shareholder approval .
  • Say‑on‑pay 2024 approval: 89.1% support .

Investment Implications

  • Pay-for-performance linkage: McNeill’s annual bonus flexed materially with performance (153% of target for strong 2023; 50% for challenged 2024), and PSU vesting outcomes moved from 200%/100% to 100% as conditions normalized; 2024 awards cap reduced to 150% to moderate risk .
  • Alignment and selling pressure: Beneficial ownership grew from ~50K to ~66K shares (2023–2025), with strict anti-hedging/anti-pledging and executive ownership/retention requirements limiting near-term sell pressure; multi-year RSU schedules support retention but create periodic supply at vesting events .
  • Retention and CIC economics: One-year rolling term, 6-month non‑compete, and three‑year equity vesting support continuity; double‑trigger CIC at 2× salary+bonus plus equity acceleration is standard and not value‑inflating (no gross‑ups; best‑net cutback), mitigating deal friction .
  • Execution track record: Prior lending growth at Metropolitan (>$3B assets) and bonus metric set breadth (ROAA, ROATCE, NIM, capital, efficiency, TBV) suggest focus on prudent growth and profitability; 2025’s move to formulaic incentives should enhance transparency of performance-pay linkage .