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Carlos Ruiz Sacristán

Director at BYLINE BANCORP
Board

About Carlos Ruiz Sacristán

Carlos Ruiz Sacristán, age 75, has served on Byline Bancorp’s Board since October 2023 and is a member of the Risk Committee; he also serves on the Byline Bank board and its Risk Committee . His background spans senior leadership in energy, mining, and government, including CEO of PEMEX, Mexico’s Secretary of Communications and Transportation, Chairman/Executive President of IEnova (2012–2018), and CEO of Sempra North American Infrastructure Group (2018–Sep 2020); he holds a bachelor’s in business administration from Universidad Anáhuac and a master’s from Northwestern University . The Board has determined he is independent under NYSE rules .

Past Roles

OrganizationRoleTenureCommittees/Impact
PEMEX (Mexico’s national oil company)Chief Executive OfficerNot disclosedLed national energy enterprise
Government of MexicoSecretary of Communications and TransportationNot disclosedSenior policy oversight in national infrastructure
IEnova (Sempra Energy’s Mexican subsidiary)Chairman of the Board and Executive PresidentSep 2012–Nov 2018Executive leadership of Mexican energy operations
Sempra North American Infrastructure GroupChief Executive Officer2018–Sep 2020Led North American energy infrastructure business
SempraStrategic AdvisorCurrentStrategic advisory capacity

External Roles

OrganizationRoleTenureCommittees/Impact
Southern Copper CorporationDirectorCurrentMining industry board experience
Constructora y Perforadora Latina, S.A. de C.V.DirectorCurrentExploration/drilling industry board experience
Grupo Financiero Ve Por Mas (BX+)DirectorCurrentBanking industry board experience
Diego Rivera & Frida Kahlo MuseumBoard memberCurrentCultural institution governance

Board Governance

  • Committee assignment: Risk Committee member (Byline Bancorp); Risk Committee met 7 times in 2024; chaired by Steven P. Kent .
  • Independence: Determined independent under NYSE rules; not on audit or compensation committees (heightened independence requirements referenced for other members) .
  • Attendance: In 2024, each director attended at least 90% of Board and applicable committee meetings; all directors attended the 2024 annual meeting .
  • 2025 shareholder vote: Received 35,960,660 “For”; 121,054 “Withheld”; 2,781,049 broker non-votes, indicating strong support .

Committee Memberships (current)

CommitteeRole
RiskMember
AuditNot a member
CompensationNot a member
Governance & NominatingNot a member

Fixed Compensation

ItemAmountNotes
2024 Fees Earned or Paid in Cash ($)112,264Director compensation for service on Byline and Byline Bank boards
2024 Stock Awards ($)No stock awards in 2024
2024 Total ($)112,264Sum of cash and equity
2025 Annual Board Retainer (program)115,000Non‑employee director annual cash retainer; may elect shares
Risk Committee Member Fee (program)5,000Additional cash retainer for Risk Committee membership
Payment/DeferralRetainer paid monthly; directors may elect up to 100% in common stock under 2017 Omnibus Plan
2023 appointment (initial retainer)100,000 (prorated)Entitled to prorated portion upon appointment in Oct 2023

Performance Compensation

  • Non‑employee directors receive fixed retainers and may elect retainer in restricted common stock; no performance bonus, option awards, or PSU/TSR‑linked director awards disclosed .
  • Hedging/pledging prohibited for directors; a copy of the policy is available on the company’s website .

Other Directorships & Interlocks

External BoardNature of Interlock/Notes
Grupo Financiero Ve Por Mas (BX+)Shared affiliation with Byline’s Lead Director, Antonio del Valle Perochena, who is Chairman of BX+; signals potential network interlock (no related‑party transactions disclosed)
Southern Copper; Constructora y Perforadora Latina; Diego Rivera & Frida Kahlo MuseumBroader external roles; no related‑party transactions with Byline disclosed

Expertise & Qualifications

  • Deep executive leadership in energy and infrastructure; prior government cabinet role; mining and banking board experience .
  • Education: Bachelor’s in business administration (Universidad Anáhuac) and master’s (Northwestern University) .

Equity Ownership

HolderShares Beneficially Owned% OutstandingAs-of DateShares Outstanding
Carlos Ruiz Sacristán44,831* (<1%)April 9, 202546,226,562

Director stock ownership policy: non‑employee directors must own shares equal to 3x the board retainer (to be achieved within 5 years; must retain at least 50% of vested full‑value shares until met) . Hedging and pledging of company stock by directors is prohibited .

Governance Assessment

  • Independence and attendance: Independent under NYSE rules, with Board‑wide ≥90% attendance in 2024; strong shareholder support in 2025 re‑election, enhancing investor confidence .
  • Committee effectiveness: Placement on Risk Committee aligns with his infrastructure/energy oversight background; Risk Committee’s 2024 cadence (7 meetings) suggests active ERM oversight in a bank context .
  • Alignment and incentives: 2024 compensation was cash‑only ($112,264) with the option to elect stock; beneficial ownership of 44,831 shares provides skin‑in‑the‑game, though ownership is <1% of outstanding shares; director ownership guidelines (3x retainer) further reinforce alignment .
  • Conflicts and related parties: Company reports no related‑party transactions or appointment arrangements; hedging/pledging ban reduces misalignment risk; note the external interlock with BX+ via Lead Director—monitor for any cross‑relationships, though no transactions are disclosed .

RED FLAGS: None disclosed in filings regarding related‑party transactions, pledging/hedging, or low attendance; monitor the BX+ interlock for potential future conflicts if business dealings emerge .