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Richard A. Clarke

Director at Claritev
Board

About Richard A. Clarke

Richard A. Clarke (age 74) is an independent director of Claritev (CTEV) serving since October 2020; he is Chief Executive Officer of Good Harbor Security Risk Management and chairs Claritev’s Risk Committee, bringing deep cybersecurity and national security expertise from a 30-year U.S. government career, including roles as the first White House “Counter‑Terrorism Czar” and “Cyber Czar” . The Board has affirmatively determined he is independent under SEC and NYSE rules .

Past Roles

OrganizationRoleTenureCommittees/Impact
U.S. Government (White House, State, Defense)Senior national security roles; Assistant Secretary of State; Deputy Assistant Secretary of State for Intelligence; Pentagon roles~30 years (prior to 2003)First White House “Counter‑Terrorism Czar” and “Cyber Czar”; cross‑administration leadership on counter‑terrorism and cyber policy
ABC NewsOn‑air consultantSince 2003 (post-government)National security/cyber commentary
Harvard Kennedy SchoolFaculty (taught)Post‑government (years not specified)Cyber/security teaching and research
Good Harbor Security Risk ManagementChief Executive OfficerSince 2012Cybersecurity risk management advisory to enterprises; sector expertise in aviation, insurance, finance, health, technology, media

External Roles

OrganizationRoleCurrent/PriorNotes
Middle East Institute (Washington, D.C.)Chairman, Board of GovernorsCurrentNonprofit policy institute leadership
Paladin Capital GroupAdvisorCurrentVenture capital advisor (security/cyber focus)
Visible Assets (private)DirectorCurrentPhysical security device manufacturer
Veracode; Carbon Black (f/k/a Bit9); Sectigo; BlueCat Networks; Nok Nok Labs (all private or formerly public)Director (various)PriorMultiple cyber/software boards
RedSeal; Awake Security; Red Five Security; HawkEye 360 (private)Corporate advisory boardsPriorCyber/security advisory roles

Board Governance

  • Committee assignments: Risk Committee (Chair); following the 2025 Annual Meeting, he will join the Nominating & Corporate Governance Committee as a member .
  • Independence: Board determined Clarke and a majority of directors are independent under NYSE and SEC rules .
  • Attendance and engagement: In 2024, the Board met 5 times; Risk Committee met 4 times; each director participated in at least 75% of Board and committee meetings of which they were a member .
  • Executive sessions: Non‑management directors meet in executive sessions; independent directors also meet privately at least twice a year .
  • Board leadership: Allen R. Thorpe serves as Lead Independent Director; role enumerated (agenda setting, information approval, independent director leadership) .
  • Mandatory retirement: Directors retire at 75 absent a Board waiver; non‑executive directors will not be nominated after 15 years’ service—Clarke is age 74, nearing the retirement threshold .

Fixed Compensation

ComponentPolicy/Amount2024 Clarke Amount
Annual cash retainer (Non‑Employee Directors)$100,000Included in fees
Committee chair/member retainersRisk: Chair $20,000; Member $10,000. Audit: Chair $25,000; Member $12,500. Compensation: Chair $20,000; Member $10,000. Nominating & Corporate Governance: Chair $15,000; Member $7,500 Risk Chair $20,000 (Clarke was Risk Chair in 2024)
Total cash fees (2024)Fees earned or paid in cash$120,000 (base + Risk Chair)
Equity (annual RSU grant)$100,000 grant date fair value; vests at earlier of 1‑year anniversary or next Annual Meeting; pro‑rata vesting on voluntary resignation; full vesting on termination without cause in connection with/following a change in control (except for cause) Stock awards: $100,000 (2024)
Aggregate unvested director RSUs outstanding (12/31/2024)4,310 units (Clarke)

Notes: Directors are reimbursed for reasonable expenses; some directors elected to forego compensation (not Clarke) . Director RSUs are granted under the company’s equity plan and are subject to clawback policies and restrictions as described under the plan documents .

Performance Compensation

  • Directors do not receive performance-based equity (PSUs) or options for board service; annual director equity is time‑vested RSUs with the vesting and change‑in‑control treatment described above .
  • No director‑specific revenue/EBITDA/TSR metrics apply to Clarke’s director compensation (those apply to executives’ PSUs) .

Other Directorships & Interlocks

Company/InstitutionCategoryRolePotential Interlock/Conflict Noted
Middle East InstituteNonprofitChairman, Board of GovernorsNone disclosed with Claritev counterparties
Visible Assets (private)Private companyDirectorNone disclosed
Paladin Capital GroupVenture capitalAdvisorNone disclosed
Prior cyber/software boards (e.g., Veracode, Carbon Black, BlueCat, Sectigo, Nok Nok)Private/public (historical)Director (prior)None disclosed

The proxy’s Related Party Transactions section describes transactions with Hellman & Friedman (H&F) affiliates (e.g., Hub International insurance brokerage) but does not identify Clarke as a related party to these transactions .

Expertise & Qualifications

  • Cybersecurity and security risk management expertise; CEO of Good Harbor; advisor to Paladin Capital; author of multiple cyber risk books; former senior White House/national security official—strong fit for Risk Committee chairing and oversight of cybersecurity, AI, privacy, and risk management .
  • Public policy and regulatory experience; diplomatic and national security background with Senate‑confirmed role as Assistant Secretary of State .

Equity Ownership

ItemDetail
Beneficial ownership (3/7/2025)8,000 shares total: 3,690 shares held directly plus 4,310 RSUs vesting within 60 days
% of shares outstanding~0.05% of 16,726,008 outstanding shares (inputs: 8,000 shares; 16,726,008 outstanding)
Vested vs. unvestedAs of 12/31/2024, 4,310 RSUs unvested (director annual grant); remaining are owned shares
OptionsNone disclosed for director compensation (director equity is RSUs)
Hedging/PledgingHedging prohibited; pledging requires pre‑clearance from General Counsel (case‑by‑case); no footnote disclosure of any pledged Clarke shares
Stock ownership guidelinesNon‑executive directors: 5x annual cash retainer; 5‑year compliance window; must retain 50% of net shares until compliant

Compensation Structure Analysis (Director)

  • Mix stable year‑over‑year: cash retainer plus time‑vested RSUs—no options, no PSUs—aligns directors with shareholders while avoiding performance metric entanglements that could impair director independence .
  • Change‑in‑control protection: RSUs fully vest if director is terminated in connection with/following a change in control (except for cause), which is standard for market practice; no tax gross‑ups disclosed for directors .

Say‑on‑Pay & Shareholder Feedback (Context)

  • 2025 Annual Meeting results: Say‑on‑pay received 10,173,260 For; 111,881 Against; 6,816 Abstain; 1,121,602 broker non‑votes—passed .
  • 2024 Say‑on‑pay (prior year): 99% approval of votes cast, per proxy disclosure used to guide 2025 program continuity .
  • 2025 equity plan amendment: Share increase under 2020 Omnibus Incentive Plan approved (For 10,016,838; Against 274,592; Abstain 527) .

Compensation Peer Group (Exec program reference)

  • 2024 peer set used for benchmarking: ACI Worldwide; Broadridge; Clarivate; Concentrix; CSG Systems; Evolent; FICO; HealthEquity; Maximus; Premier; R1 RCM; Veeva; Veradigm; WEX (informing overall compensation philosophy and equity pool needs) .

Related Party Transactions & Conflicts Check

  • Policy: Audit Committee pre‑approves related‑party transactions over $120,000; considers arm’s‑length terms and extent of related party interest .
  • Disclosed 2024 transaction: insurance brokerage via Hub International Limited (an H&F affiliate); ~$1.0 million in payments and carrier commissions; no director‑specific related party involvement disclosed for Clarke .
  • Compensation Committee interlocks: none with company officers; outgoing chair Philbrick affiliated with H&F but without a material interest in disclosed transactions .

2025 Director Election Results (Signal)

NomineeForWithholdBroker Non‑Vote
Richard A. Clarke9,871,901420,0561,121,602
Julie D. Klapstein10,225,99165,9661,121,602
Jason Kap10,279,98611,9711,121,602

Observation: Clarke received more withhold votes than the other Class II nominees, a potential (modest) signal to monitor, though he was elected and remains Risk Chair .

Governance Assessment

  • Positives:

    • Independent director with rare, directly relevant cyber and risk oversight expertise; serves as Risk Committee Chair overseeing enterprise risk, cybersecurity, AI, and data privacy—key for a healthcare data/technology platform .
    • Strong board structure and processes (Lead Independent Director; executive sessions; majority independence; robust RPT policy) .
    • Director compensation is simple and aligned (cash + time‑vested RSUs; ownership guidelines) .
  • Watch items / potential red flags:

    • Mandatory retirement age risk: Clarke is 74 vs. retirement at 75 unless waived—potential near‑term refresh/continuity risk for Risk Committee leadership .
    • 2025 election support: Higher withhold votes relative to other nominees (still elected); suggests engaging with shareholders to maintain support, particularly on risk oversight communication .
    • Equity plan dilution pressure acknowledged in proxy; board relying more on time‑vested and cash‑settled RSUs in 2025 due to limited pool—ongoing need to manage dilution optics (contextual to board equity as well) .

Overall, Clarke’s cyber/risk credentials underpin board effectiveness in a sector with material cybersecurity and data‑privacy risks; the primary governance consideration is succession planning given the retirement‑age policy and ensuring continuity of risk oversight .