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Joseph Sachetta

Director at ECB Bancorp, Inc. /MD/
Board

About Joseph Sachetta

Independent director since 1994 (31 years of service as of 2025); age 67; founding member and principal of Sachetta, LLC, with credentials as a Certified Public Accountant (CPA) and Certified Financial Planner (CFP). His educational and professional background positions him as the Board’s designated “audit committee financial expert,” with independence affirmed under Nasdaq standards .

Past Roles

OrganizationRoleTenureCommittees/Impact
Sachetta, LLC (wealth & tax advisory)Founding member and principalNot disclosedLed tax/financial advisory; expertise leveraged for accounting/tax oversight at ECBK

External Roles

OrganizationRolePublic Company?Notes
Sachetta, LLCPrincipalPrivateNo other public company directorships disclosed in proxy

Board Governance

  • Committee assignments: Audit Committee Chair; Compensation Committee member; Nominating & Corporate Governance Committee member .
  • Audit committee financial expert designation; independent under Nasdaq standards .
  • Board/committee activity: In 2024, Company board held 12 regular meetings; Audit 18, Compensation 5, Nominating 1; no director attended fewer than 75% of meetings . Directors are encouraged to attend annual meetings; all except one attended the 2024 meeting .
  • Board leadership separation maintained (Chair vs. CEO); risk oversight distributed across Audit, Compensation, and Nominating committees .
  • Anti-hedging and anti-pledging policy for directors; no exceptions approved by the Board .

Fixed Compensation

Metric (USD)FY 2023FY 2024
Annual Cash Retainer$50,000 $50,000
Audit Committee Chair Retainer$12,000 $12,000
Compensation/Nominating Chair Fees$0 (not chair) $0 (not chair)
Meeting Fees$0 $0
Total Fees Earned (Joseph)$62,000 $62,000
Deferred Fee Plan – Normal Retirement Benefit$32,500 annual at age 75 $32,500 annual at age 75
  • Director Deferred Compensation Plan permits fee deferrals with earnings indexed to top CD rate; Sachetta maintains a deferral account .
  • Retiree health/dental coverage noted for other directors (not Sachetta), tied to prior employment; not applicable to him .

Performance Compensation

Award TypeGrant DateQuantityVestingGrant-Date Fair Value
Restricted Stock (RSUs)Sep 8, 202311,664 shares 20% per year over 5 years, starting Sep 8, 2024 $137,635
Stock OptionsSep 8, 202329,160 options (unvested as of 12/31/2023) 20% per year over 5 years, starting Sep 8, 2024 $138,218 (Black-Scholes)
  • 2023 Equity Incentive Plan covers employees and non-employee directors; awards predominantly time-based vesting; no director-specific performance metrics attached to equity grants .

Other Directorships & Interlocks

CompanyRoleCommittee RolesPotential Interlocks
None disclosedNo public company boards/interlocks reported in proxy

Expertise & Qualifications

  • CPA and CFP; founding principal of a wealth and tax advisory firm; brings deep accounting and tax knowledge to the Board .
  • Designated audit committee financial expert; supports financial reporting integrity and internal control oversight .

Equity Ownership

MetricAs of Apr 12, 2024As of Mar 27, 2025
Beneficial Ownership (shares)61,664 67,496
Percent of Shares Outstanding<1% <1%
Unvested Restricted Stock11,664 9,331
Shares PledgedNone indicated (footnote) None indicated (footnote)
  • ESOP allocations not listed for Sachetta; included for certain executives only .

Governance Assessment

  • Strengths: Long-tenured independent director; Audit Chair and financial expert; strong attendance; robust anti-hedging/anti-pledging and clawback policies underpin governance discipline .
  • Alignment: 2023 equity awards (RSUs and options) provide multi-year alignment via vesting; 2024 compensation was cash-only, but prior equity remains unvested (RSUs 9,331 as of 2025), supporting continued ownership alignment .
  • Independence/Conflicts: No related-party transactions disclosed for Sachetta; related-party exposures exist elsewhere (CEO family law firm; Director Delory legal services), but not tied to Sachetta .
  • Attendance/Engagement: No director fell below 75% attendance in 2024; Board met 12 times; Audit was active (18 meetings), reflecting rigorous oversight under Sachetta’s chairship .
  • RED FLAGS: Deferred Fee Continuation Plan benefit ($32,500 annually at age 75) can be viewed as legacy/entrenchment risk if not balanced by equity ownership, though Sachetta maintains unvested RSUs; no hedging/pledging allowed mitigates alignment concerns .

Overall signal: Governance quality for Sachetta is strong—independence, financial expertise, and active committee leadership support investor confidence, with low conflict exposure and ongoing equity alignment through prior grants .