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James D. Robinson IV

Director at Empire State Realty Trust
Board

About James D. Robinson IV

Independent director since 2015 (age 62); Chair of the Nominating and Corporate Governance Committee. Founder and Managing Partner at RRE Ventures with 30+ years investing and board experience across >45 technology companies; prior roles at H&Q Venture Capital and J.P. Morgan & Co. Education: master’s degree from Harvard; joint B.A. in Computer Science & Business Administration from Antioch College. Public company board experience includes Olo Inc. (NYSE: OLO) from 2008–2022; current directorships include Abra, Netsertive, Noom, TheSkimm, Pebblepost; board observer at HYPR and Bitpay; director at Partnership for New York City Investment Fund .

Past Roles

OrganizationRoleTenureCommittees/Impact
H&Q Venture CapitalInvestor/PrincipalNot disclosedVenture investing background supporting tech governance oversight
J.P. Morgan & Co.Investment/FinanceNot disclosedFinance experience; risk evaluation relevant to REIT board

External Roles

OrganizationRoleTypeTenure/Notes
Olo Inc. (NYSE: OLO)DirectorPublic company2008–2022
Abra; Netsertive; Noom; TheSkimm; PebblepostDirectorPrivate companiesCurrent; tech/media focus
HYPR; BitpayBoard observerPrivate companiesCurrent
Partnership for New York City Investment FundDirectorNon-profit/InvestmentCurrent

Board Governance

  • Independence: Board determined Robinson (and all directors except the CEO) is independent under NYSE rules; all committees are composed of independent directors .
  • Committee assignments: Chair, Nominating and Corporate Governance Committee (NGC); the NGC comprises the entire board and met 4 times in 2024 .
  • Attendance: 2024 meetings held—Board (4), Audit (12), Compensation (5), Finance (4), NGC (4); aggregate attendance was Board 98%, Audit 98%, Compensation 100%, Finance 95%, NGC 97%. Each director attended at least 75% of meetings; all directors attended the 2024 annual meeting .
  • Lead Independent Director framework codified; executive sessions of independent directors at each regular board meeting .

Fixed Compensation

ComponentAmountStructure/Notes
Annual base retainer$200,00060% equity ($120,000 LTIP units or Restricted Shares) vesting over 4 years; remaining 40% at director’s election: cash $80,000 (Option 1), fully vested equity $80,000 (Option 2), or 3-year vesting equity at 120% of face ($96,000) (Option 3). All ESRT directors have elected LTIP units to date .
Chair fee (NGC)$15,000Cash .
Committee membership feesAudit $12,500; Other committees $7,500Cash; meeting fees only if >8 meetings in a year (+$1,500 per meeting >30 minutes) .

2024 individual director compensation:

NameFees Earned or Paid in Cash ($)Stock Awards ($)Total ($)
James D. Robinson IV$15,000 $216,004 (LTIP units; elected Option 3) $231,004

Notes: For the period beginning May 10, 2024, Robinson elected Option 3 (equity vesting over 3 years at 120% of face value); grant date fair value per LTIP unit was $8.84 for Option 3 awards . Directors selecting Option 3 have a base $120,000 equity grant (four-year vesting) plus $96,000 (three-year vesting), totaling $216,000 in stock awards .

Performance Compensation

  • Directors do not receive performance-based compensation; equity is time-based LTIP units or Restricted Shares per the director compensation program .

Other Directorships & Interlocks

CompanyRoleInterlock/Notes
Olo Inc. (NYSE: OLO)Director (2008–2022)No compensation committee interlocks disclosed for Robinson; 2024 Compensation Committee members were Han, Gilbert, DeRosa—none current/former ESRT officers .

Expertise & Qualifications

  • Technology/investment expertise from leading >45 tech investments at RRE Ventures; broad digital media, cybersecurity, and risk management experience; prior finance roles at J.P. Morgan .
  • Public company board experience (Olo Inc.) and deep human capital management perspective from venture portfolio leadership .
  • As NGC Chair, oversees board composition, succession planning, governance principles, code of conduct, and related-party transactions approvals .

Equity Ownership

Beneficial ownership (as of March 3, 2025):

HolderClass A SharesClass B SharesVoting Interest %OP Units (incl. vested LTIP)Total Common + OP UnitsCombined Ownership %
James D. Robinson IV0 0 <1% (*) 127,855 127,855 <1% (**)

LTIP unit status detail:

NameTime-Based LTIP Units VestedTime-Based LTIP Units Total AwardedPerformance-Based LTIP Units VestedPerformance-Based LTIP Units Total Awarded
James D. Robinson IV127,855 192,793

Ownership alignment policies:

  • Minimum stock ownership guidelines for independent directors: hold common stock/OP/LTIP units with market value ≥5x the cash-eligible portion of annual base retainer; compliance required within 5 years of board election .
  • Hedging prohibited for directors and employees; pledging of company securities requires Compensation Committee pre-approval for executive officers and certain employees; clawback policy applies to executive incentive compensation under Rule 10D-1 (not directors) .

Insider Trades

DateFormTransaction TypeQuantitySource
May 16, 2025Form 4Award (derivative/stock units)13,352
May 2025Form 4Filing listed for Robinson

Note: SEC aggregator links indicate an award reported; quantity shown per TradeSmith; review of the underlying Form 4 is recommended for instrument type and vesting specifics .

Governance Assessment

  • Strengths: Independent NGC Chair with deep governance remit (succession, board refresh, conflicts oversight) and technology/finance expertise; board-wide NGC membership supports whole-board engagement on governance, sustainability, and human capital . Attendance metrics indicate high engagement across the board and committees in 2024 (Board 98%; NGC 97%) . Director compensation emphasizes equity via LTIP units, aligning with shareholder interests; Robinson’s 2024 mix was ~94% equity by grant-date value (216k of 231k) .
  • Potential conflicts: No related-party transactions disclosed for Robinson; the NGC (which he chairs) reviews and approves related-party transactions per policy, including notable transactions involving entities affiliated with the CEO and a tenant affiliation with another director’s family member, mitigating risks via independent review and approvals .
  • Alignment policies: Robust ownership guidelines for directors; hedging prohibited; pledging tightly controlled; majority independent board with regular executive sessions and codified Lead Independent Director responsibilities enhance oversight quality .
  • Shareholder signals: ESRT reports 96% average say-on-pay approval over four years, signaling support for compensation governance practices (executive-focused but indicative of broader investor confidence) .

RED FLAGS: None disclosed specific to Robinson. No hedging permitted; no reported pledging; no compensation committee interlocks; attendance thresholds met. Related-party transactions exist elsewhere in ESRT but are overseen by the NGC chaired by Robinson under formal policy and independent review .