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David Seiler

President & Chief Operating Officer at FIRST BUSINESS FINANCIAL SERVICES
Executive

About David Seiler

President & Chief Operating Officer at First Business Financial Services, Inc. (FBIZ) since January 2023; joined First Business Bank in April 2016 and served seven years as COO before promotion. Named to succeed Corey Chambas as CEO effective May 2, 2026. Education: BBA (Marketing and Business Administration) and MS (Real Estate Appraisal & Investment Analysis), University of Wisconsin–Madison. Prior roles include Managing Director, Correspondent Banking Division, BMO Harris Bank, and other Midwest commercial banking leadership roles . Performance context: 5-year cumulative TSR of 102% vs 24% peer median; 2024 net income $43.4MM with EPS $5.20 (+20.1% y/y), efficiency ratio 60.61%, tangible book value/share +15% .

Past Roles

OrganizationRoleYearsStrategic impact
First Business Financial Services, Inc.President & Chief Operating OfficerJan 2023–presentLeads all revenue-generating lines and most internal operations; aligned to five-year plan (2024–2028) targeting sub-60% efficiency and ROATCE >15% .
First Business Financial Services, Inc.Chief Operating OfficerApr 2016–Dec 2022Drove scale in loans (+~10% avg loan growth in 2024), core deposit growth (+13% y/y in 2024), record PTPP and stable NIM during volatile rate environment .
BMO Harris BankManaging Director, Correspondent BankingPre-2016Built and led correspondent banking franchise; prior Midwest commercial banking leadership roles .

External Roles

No public company directorships or external roles disclosed for Mr. Seiler in the filings reviewed .

Fixed Compensation

MetricFY 2022FY 2023FY 2024
Salary ($)$334,459 $375,000 $434,271
Base salary rate (noted in CD&A)$455,000; increased from $392,813 effective May 1, 2024 (scope change via succession planning)
Target bonus (% of base)40% (unchanged in 2024 vs prior year) 40% (unchanged) 40%
Actual bonus (% of base)76.2% (=$254,980/$334,459) 44.3% (=$166,073/$375,000) 45.47%
Actual bonus paid ($)$254,980 $166,073 $197,464

Performance Compensation

Annual Bonus Plan – 2024 Structure and Outcome

MeasureWeightingThresholdTarget (modified Oct 2024)SuperiorActualPerformance % of Target
Operating Revenue33.33%$148.72M$156.60M$164.48M$153.46M98.00%
Efficiency Ratio (non-GAAP)33.33%63.15%61.09%59.04%60.61%100.79%
Return on Avg Assets33.33%0.96%1.12%1.28%1.20%106.78%
Plan safeguardMust meet 50% of ROA threshold before any payoutMet
Payout vs Target (Seiler)115% of target; Seiler paid 45.47% of base ($197,464)

Note: Targets for ROAA and efficiency ratio were reduced in October 2024 to exclude a delayed single-loan recovery outside management control .

Long-Term Incentives – 2024 Grants (60% PRSU / 40% RSU)

ComponentGrant dateTarget unitsGrant-date fair value ($)Vesting / Performance
PRSUsFeb 16, 20242,265$97,1533-year cliff (2024–2026) on relative TSR (50%) and ROATCE (50%) vs custom bank peer set; 50%/100%/200% payout at 25th/50th/75th pct; straight-line in-between
RSUsFeb 16, 20241,510$54,451Ratable over 3 years; dividend equivalents paid only upon vesting

PRSU Earnout – 2021–2023 Cohort (certified Apr 17, 2024)

MeasureWeightThresholdTargetSuperiorResultPayout
Relative TSR50%25th pct50th pct75th pct99th pct200%
Relative ROAE50%25th pct50th pct75th pct92nd pct200%
Shares earned (Seiler)6,920 shares delivered Apr 17, 2024

Equity Ownership & Alignment

Beneficial Ownership and Policies

  • Beneficial ownership: 27,782 common shares (<1% of outstanding); includes 4,000 shares held in a joint trust with spouse .
  • No pledging/hedging: Section 16 officers prohibited from hedging, pledging, and margin accounts; all in compliance .
  • Stock ownership guidelines: NEOs must hold stock equal to 1x base salary within five years; all NEOs are in compliance .
  • Company currently does not grant stock options to NEOs .

Vested vs Unvested (as of 12/31/2024; price $46.29)

AwardUnvested unitsMarket value ($)Notes
RSUs (2024 grant)1,510$69,898Vest ratably 2/16/2025–2027
RSUs (2023 grant)892$41,291Vest ratably 2/16/2025–2026
RSUs (2022 grant)429$19,858Vest ratably; last tranche 2/16/2025
PRSUs (2024 grant at max reporting)4,530$209,694Earned based on 2024–2026 performance; payout in 2027
PRSUs (2023 grant at max reporting)4,780$221,266Earned based on 2023–2025 performance; payout in 2026
PRSUs (2022 grant at max reporting)4,530$209,694Earned based on 2022–2024 performance; payout in 2025

Potential selling pressure calendar: RSU vesting on Feb 16, 2025/2026/2027 and PRSU share deliveries in April 2025/2026/2027, subject to performance certification and award terms .

Employment Terms

Change-in-Control (CIC) Agreement – David R. Seiler

ProvisionTerms / Amount
Agreement dateNov 14, 2016
TriggerDouble-trigger: CIC plus qualifying termination (involuntary without cause or good reason) within 12 months
Cash severance$1,092,000 (equals 2x base salary payable in installments plus target bonus; structure per NEO CIC policy)
Equity accelerationRSAs/RSUs and PRSUs accelerate or continue vesting per plan terms upon qualifying CIC termination (PRSU vesting assumed at target for estimates)
Estimated equity acceleration (12/31/2024)RSAs/RSUs: $131,047; PRSUs: $213,551
Health benefits$0 estimated in Seiler’s CIC scenario table
Non-compete / non-solicitOne or two years post-termination (per NEO CIC agreements)
280G cutbackBenefits reduced if needed to avoid excess parachute taxes if after-tax value is higher

Clawback and Insider Trading Policies

  • Clawback: 2019 Clawback Policy for misconduct and material restatements; 2023 Recovery Policy compliant with SEC/Nasdaq mandates requires recovery of excess incentive-based pay for restated periods (prior 3 fiscal years) .
  • No-hedging/no-pledging: Applies to all Section 16 reporting persons; currently in compliance .

Compensation Structure Analysis

  • Mix emphasizes at-risk pay: NEOs (incl. Seiler) targeted with ~40% variable comp; LTI mix ~60% PRSUs and 40% RSUs ties outcomes to multi-year TSR and ROATCE vs peers, aligning with shareholder returns and capital efficiency .
  • Year-over-year shifts: Seiler’s base salary rate increased in May 2024 due to expanded responsibilities under succession planning; target bonus remained 40% of base; LTI sizing at 35% of base maintained leverage while reinforcing retention (time-based RSUs) .
  • Governance watchpoint: 2024 annual bonus targets for ROAA/efficiency ratio were reduced in October to exclude an expected one-off recovery that did not occur, which modestly increased payout sensitivity; however, plan retained a ROA safeguard and overall payout was 115% of target company-wide .

Performance & Track Record Context

MetricResultNotes
5-year cumulative TSR (to 12/31/2024)102%Outperformed peer median (24%), Russell 2000 (43%), and S&P 500 Bank index (45%)
2024 Net Income$43.4MMEPS $5.20 up 20.1% y/y
2024 Efficiency Ratio (non-GAAP)60.61%Approaching sub-60% strategic target by 2028
2024 Pre-tax, Pre-provision Earnings growth+16% y/yRecord PTPP in 2024
2024 Tangible Book Value per Share growth+15% y/yTBV/share increased, reflecting strong earnings and neutral balance sheet

PRSUs for 2021–2023 certified at 200% based on 99th percentile TSR and 92nd percentile ROAE versus ~127-bank peer set, supporting a pay-for-performance narrative during Seiler’s leadership tenure as COO/President & COO .

Compensation Committee, Peer Group, Say-on-Pay

  • Independent Compensation Committee (Chavarria, Chair; Benson; Lorenz) uses McLagan (Aon) as independent consultant; targets not pegged to a specific percentile but references peer medians and role scope/performance .
  • Peer groups updated in 2024 to reflect company growth; relative performance for PRSUs measured against a broader custom bank set (assets $1.75–$7B) .
  • Say-on-Pay support: 92% approval at 2024 annual meeting, indicating strong shareholder endorsement of the program .

Investment Implications

  • Alignment and leverage: Seiler’s comp is meaningfully performance-linked (PRSUs/ROATCE/TSR) with strict no-pledging and stock ownership requirements, indicating strong alignment and moderate retention risk; sizable unvested PRSUs/RSUs and upcoming CEO role further anchor retention .
  • Potential supply overhang windows: RSU vesting (Feb 16 annually) and PRSU payouts (April following performance periods) may create episodic insider selling windows, though policy requires post-vesting holding until guideline compliance and prohibits hedging/pledging .
  • Governance quality: Double-trigger CIC, 280G cutback, robust clawback, and high Say-on-Pay support mitigate pay risk; the October 2024 target adjustment should be monitored but appears limited and transparent .
  • Execution track record: Multi-year TSR and ROATCE outperformance, improving efficiency, and TBV growth endorse management execution under Seiler’s operating leadership, supportive for the CEO transition slated for May 2026 .