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Christopher L. Byrd

Director at FIRST CAPITAL
Board

About Christopher L. Byrd

Christopher L. Byrd is an independent director of First Capital, Inc. (First Harrison Bank’s holding company), age 57, serving on the Board since 2010. He is a licensed attorney (CLLB, LLC, New Albany, IN) and a certified public accountant, and he manages/owns local businesses (Hoosier Hollywood Development, LLC d/b/a Corydon Cinemas; ABCD, LLC d/b/a Busy B’s Car Wash) that provide small business operating experience. The Board designated him an “audit committee financial expert,” reinforcing his finance and governance credentials. He is independent under Nasdaq rules; the Board explicitly considered director banking relationships (including loans/lines of credit to Mr. Byrd) and maintained his independence designation.

Past Roles

OrganizationRoleTenureCommittees/Impact
Hoosier Hollywood Development, LLC (Corydon Cinemas)Manager/OwnerCurrentProvides local market and small-company operating insight to the Board
ABCD, LLC (Busy B’s Car Wash)OwnerCurrentCommunity business perspective outside financial services
CLLB, LLC (New Albany, IN)Licensed AttorneyCurrentLegal perspective; paired with CPA credential strengthens audit/controls oversight
Certified Public AccountantCPA (licensed)CurrentFinancial reporting and controls expertise; supports Audit Committee work

External Roles

OrganizationRoleListingCommittee Positions
Public company boardsNone disclosed in proxy

No public company directorships/interlocks disclosed; Mr. Byrd’s external roles are private business ownership and professional practice.

Board Governance

  • Independence: Independent under Nasdaq rules; Board considered director banking relationships (including Mr. Byrd) and confirmed independence. Only the CEO (Frederick) and former CEO (Harrod) are non‑independent.
  • Committee memberships (2024): Executive Committee member; Audit Committee member; not on Compensation or Nominating.
  • Financial expert: Identified by the Board as an “audit committee financial expert.”
  • Committee meeting cadence (2024): Executive 0; Audit 9; Compensation 2; Nominating 3; Board held 12 meetings.
  • Attendance: Only one director (Dana L. Huber) attended <75% in 2024; all others, including Mr. Byrd, met attendance thresholds. Mr. Byrd attended the 2024 annual meeting (absent directors were Guilfoyle and John M. Shireman).
  • Board leadership: Independent Chair (Kathryn W. Ernstberger); strong committee structure for risk oversight.

Fixed Compensation

ComponentAmount/DetailPeriod
Cash fees (retainer)$19,521 2024
Committee feesNone (no separate fees for committees or FCAP Board) 2024–2025 policy
Monthly director fee (Bank board)$1,697 per month 2025
Meeting feesNone disclosed 2024–2025

Performance Compensation

ComponentDetailAmount
Stock awards (restricted common)75 shares granted Feb 20, 2024 under the 2019 Equity Incentive Plan; valued at $28.00 per share (grant-date fair value) $2,100
Cash bonus (“All Other Compensation”)Earned for 2024 performance; paid Q1 2025 under the supplemental Bonus Plan $2,812

Performance Metrics Table (Director Bonus & Equity Triggers)

ProgramMetrics/TriggersNotes
Supplemental Bonus Plan (directors eligible)Profitability and efficiency performance goals; payout upon exceeding defined thresholds Bonuses earned in 2024 paid in Q1 2025
2019 Equity Incentive Plan (director stock awards)Annual restricted stock grants tied to Company performance (75 shares in 2024) Vesting terms for director grants not disclosed in proxy

Mix signals: Directors receive performance-linked cash bonuses and restricted stock grants. This can strengthen alignment but may raise questions on director independence from management if metrics are not clearly board‑specific; disclosures confirm metrics are bank profitability/efficiency oriented.

Other Directorships & Interlocks

TypeEntityNotes
Public companyNone disclosedNo public‑company interlocks identified for Mr. Byrd.
Private companyLocal businesses (cinema, car wash)Operating roles; no related‑party transactions >$120,000 disclosed.

Expertise & Qualifications

  • Audit committee financial expert; licensed CPA and attorney, providing strong financial reporting, compliance, and legal oversight skillset.
  • Small business operator within the Bank’s local markets, offering community and customer insight outside financial services.

Equity Ownership

ItemAmountNotes
Shares beneficially owned6,090 Includes 225 restricted shares
Ownership as % of outstanding<1.0% 3,355,353 shares outstanding as of Apr 1, 2025
Shares pledged as collateralNone; no pledging by named individuals Alignment positive
Vested vs unvested breakdownNot disclosed for directorsRestricted share vesting details not provided for director grants

Insider Trades (Section 16)

DisclosureSummary
Section 16 complianceCompany believes all insiders complied with filing requirements for 2024 transactions; proxy does not list individual Form 4 trades.

Governance Assessment

  • Strengths

    • Independent director with formal “audit committee financial expert” designation; skill mix (CPA + attorney + operator) is well‑aligned to Audit Committee oversight.
    • Strong engagement: Audit Committee met 9x; Board 12x in 2024; only one director <75% attendance and not Mr. Byrd; Mr. Byrd attended the annual meeting.
    • Independent Board leadership (independent Chair).
    • Equity ownership; no pledging; beneficial ownership disclosed and modest, consistent with community bank norms.
  • Watch items / RED FLAGS

    • Director banking relationships: Board explicitly notes loans/lines of credit to directors including Mr. Byrd; permissible under banking regs and considered in independence determinations, but remain a potential perceived conflict in investor optics.
    • Related-party oversight policy: Company states it does not have a comprehensive written policy for review/approval/ratification of related‑party transactions (relies on banking regulation and Board review of certain loans), which is a governance red flag vs. best practices.
    • Director performance pay: Directors are eligible for cash incentives under a supplemental Bonus Plan tied to bank profitability/efficiency, and receive performance‑based equity grants; while it fosters alignment, investors may question independence and potential short‑term bias if targets/methodology are not transparent at the director level.
  • Overall view

    • Mr. Byrd brings strong technical oversight credentials and local market acumen, is independent, and actively engaged via the Audit Committee. The absence of a comprehensive related‑party transaction policy and director eligibility for performance‑based pay warrant monitoring for board independence and alignment concerns.