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Michael J. Pacyna, Jr.

Executive Vice President and Chief Credit Officer at FIDELITY D & D BANCORP
Executive

About Michael J. Pacyna, Jr.

Michael J. Pacyna, Jr., age 59, is Executive Vice President and Chief Lending Officer of The Fidelity Deposit and Discount Bank, having joined on April 14, 2015 as EVP and Chief Business Development Officer; he was named Chief Lending Officer in 2021 . He previously spent 26.5 years at PNC Bank as SVP, Commercial and Corporate Manager based in Scranton, PA, bringing deep commercial lending expertise to FDBC . Company performance metrics central to executive pay include EPS, deposit growth, and KPIs; pay-versus-performance disclosure shows Net Income of $20,793,676 in 2024, with cumulative TSR based on a $100 initial investment of 0.54% for 2024, 30.31% for 2023, and -22.68% for 2022, providing context for incentive alignment .

Past Roles

OrganizationRoleYearsStrategic Impact
The Fidelity Deposit and Discount BankEVP & Chief Business Development OfficerApr 14, 2015–2021 Led business development in commercial banking
The Fidelity Deposit and Discount BankEVP & Chief Lending Officer2021–present Oversees lending strategy and credit allocation

External Roles

OrganizationRoleYearsStrategic Impact
PNC BankSVP, Commercial & Corporate Manager (Scranton, PA)26.5 years Senior leadership in commercial/corporate lending

Fixed Compensation

YearBase Salary ($)AIP Payout ($)Stock Awards ($)All Other Compensation ($)Total ($)
2023231,788 50,000 32,461 75,477 389,726
2024241,634 53,107 49,509 75,821 420,071

Perquisites (All Other Compensation detail)

Item2023 ($)2024 ($)
Automobile allowance6,000 6,000
401(k) match14,346 14,690
Life insurance premiums75 75
SERP contribution55,056 55,056

Performance Compensation

Annual Incentive Plan (AIP) – Structure and 2024 payout

MetricWeightingTargetActualPayout LinkageVesting
Earnings per share (EPS) Not disclosed Threshold/Target/Max Not disclosed Cash payout under AIP N/A
Deposit growth Not disclosed Threshold/Target/Max Not disclosed Cash payout under AIP N/A
Average KPI score Not disclosed Threshold/Target/Max Not disclosed Cash payout under AIP N/A
Board discretion Not disclosed N/AN/ACash payout under AIP N/A
  • Pacyna’s AIP payout: $53,107 for 2024; $50,000 for 2023 .

Long-Term Incentive Plan (LTIP) – Restricted Stock

Grant ContextGrant DateVehicleGrant-date Fair Value ($)Share Price ($)Vesting Terms
2024 performance awardsFeb 2025Restricted stock49,509 45.09 Restricted stock awards with a three-year vesting period granted to named executives in Feb 2025

Outstanding Equity Awards and Vesting (as of 12/31/2024)

Restricted Stock (unvested):

Vesting DateShares (#)
2/15/20251,142
2/21/20261,196
2/20/2027691
Total unvested3,029
  • Market value of unvested restricted stock at 12/31/2024: $147,815 .
  • LTIP clawback: awards recalculated if performance factors are restated within 36 months; full refund if misconduct/fraud drives restatement .

Stock-Settled Stock Appreciation Rights (SSARs):

Exercisable (#)Strike ($)ExpirationStatus
5,170 49.50 02/05/2028 Vested and exercisable
1,494 59.70 02/04/2029 Vested and exercisable

Equity Ownership & Alignment

CategoryAmount
Total beneficial ownership (shares)10,050
Ownership as % of shares outstanding<1%
Shares held solely6,164
Shares held jointly with spouse820
Unvested restricted stock (included in beneficial)3,066
SSARs exercisable (counts above)5,170 and 1,494
  • Stock ownership guidelines: executives must hold a number of shares based on a percentage of annual salary; the program began with the Feb 2021 LTIP and continues through 2025 .
  • Hedging/pledging: the Board has not adopted an anti-hedging policy; employees are permitted to hedge or pledge shares, subject to the Insider Trading Policy—no individual pledges disclosed for Pacyna .

Employment Terms

ItemDetails
Employment agreement entryMarch 20, 2019 (replacing a prior change-in-control/severance agreement dated March 29, 2017)
Term and renewalThree-year term with annual extensions unless notice of nonrenewal before anniversary date
Severance and benefitsIf terminated without cause, for good reason, or after change in control: two times annual base salary plus health, life and disability benefits for two years; payable starting six months after termination
TriggersChange in control; termination for good reason; disability; termination without cause; death; voluntary termination absent good reason; non-renewal
Non-compete and forfeitureSERP benefits forfeited if non-compete or unauthorized disclosures are violated (pre-CoC)
ClawbacksLTIP 36-month restatement clawback; employment agreement clawback of most recent 12-month LTIP award for violations of non-compete/non-solicit/confidentiality/non-disparagement (not applicable post-CoC)
SERPEntered 3/20/2019; vests after service requirements (Pacyna vested 1/1/2022); 4% fixed interest, monthly compounding; payout structures for retirement, disability, change-in-control, and death
Split-dollar life insuranceDeath benefit equals lesser of 3× base salary or net death proceeds while employed; post-vest separation: lesser of 2× highest base salary or net death proceeds; vesting at disability, change in control, normal retirement age, or Board decision

Potential Payments Upon Termination (as of 12/31/2024)

ScenarioSeverance ($)Life Insurance ($)SERP ($)Restricted Stock ($)SSARs ($)
Death735,000 362,250
Disability362,250
Cause
Good reason490,000 362,250 147,815
Voluntary (absent good reason)490,000
Change in control490,000 362,250 147,815
Non-renewal
Involuntary without cause490,000
  • Under change-in-control, all unvested restricted stock vests immediately and SSARs become vested and exercisable .

Investment Implications

  • Pay-for-performance alignment: AIP metrics (EPS, deposits, KPIs) tie cash incentives to bank performance, and LTIP restricted stock with multi-year vesting aligns Pacyna’s compensation with longer-term shareholder value creation; his 2024 mix shows base $241,634, AIP $53,107, equity FV $49,509, and perquisites/SERP $75,821 .
  • Vesting/selling pressure: Unvested restricted stock totaling 3,029 shares vests in Feb 2025, Feb 2026, and Feb 2027, which could create periodic supply; all SSARs are already exercisable with expirations in 2028 and 2029, setting windows where exercises could occur depending on price levels .
  • Retention risk balanced by protections: Two-times salary severance and continuation of benefits under several triggers, plus SERP and split-dollar life insurance, support retention; however, the allowance of hedging/pledging and absence of a formal anti-hedging policy is a potential alignment red flag if material pledges exist (none disclosed for Pacyna) .
  • Ownership alignment: Beneficial ownership of 10,050 shares (<1%), plus unvested equity and exercisable SSARs, indicates some skin-in-the-game, with stock ownership guidelines based on salary percentage in place; individual compliance status not disclosed, limiting assessment of guideline adherence .
  • Change-in-control economics: Severance of ~$490,000 plus SERP ($362,250) and accelerated vesting of restricted stock ($147,815) upon CoC create meaningful payouts; investors should monitor potential CoC scenarios as they can impact insider liquidity and behavior around vesting windows .