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Joel Gorelick

Chairman of the Board at Finward Bancorp
Board

About Joel Gorelick

Independent Chairman of Finward Bancorp; retired former President and Chief Operating Officer with 50+ years of banking experience. Age 77; director since 2000; waiver granted on Jan 22, 2025 to extend service beyond the standard retirement age cap to 2028 . He is independent under Nasdaq standards and serves as Board Chair separate from the CEO role, providing independent leadership .

Past Roles

OrganizationRoleTenureCommittees/Impact
Finward BancorpPresident & COO (retired Jan 2013)Through Jan 2013Led daily banking operations and commercial lending; significant operational expertise .
Finward BancorpIndependent Chairman of the BoardSince Feb 15, 2024Independent leadership structure; chair separate from CEO to balance oversight with execution .

External Roles

OrganizationRoleTenureCommittees/Impact
Indiana Economic Development CorporationDirector; Chairman of the Audit CommitteeCurrentFinancial oversight at a statewide economic development entity .
Lake County Economic Alliance, Inc.Charter Chairman EmeritusCurrentCommunity/economic engagement; external network .
Indiana Bankers AssociationInstructor for educational seminarsPast/ongoingLeverages lending/operations expertise for industry education .

Board Governance

  • Independence: All directors except the CEO are independent; Gorelick is independent and serves as Chairman .
  • Leadership: Roles of Chairman and CEO are separated; Gorelick provides independent Board leadership and guidance to the CEO .
  • Committees:
    • Executive Committee: Chairman (Joel Gorelick; committee met/acted 4 times in 2024) .
    • Risk Management & Compliance Committee: Member (committee met/acted 12 times in 2024) .
    • Invited guest to various Board committees (reflecting engagement) .
  • Attendance: Board met/acted 17 times in 2024; no director attended fewer than 80% of aggregate Board and assigned committee meetings; all directors then in office attended the May 24, 2024 annual meeting .
  • Retirement policy: Board service capped at 76; waiver approved for Gorelick on Jan 22, 2025 to stand for election and serve through 2028 .

Fixed Compensation

ComponentDetailAmountNotes
Annual Board cash retainerNon-employee director$28,500Director Compensation Policy .
Independent Chairman retainerAdditional cash$30,000For service as Chair .
Committee chair feesRisk Chair $3,500; Comp Chair $3,000; other committee chairs $2,500As applicablePolicy rates .
2024 Director cash paid (Gorelick)Fees earned in 2024$53,667Actual 2024 cash compensation .
Health benefits (director)Eligible only for directors active prior to Jan 1, 2024Vision coverage elected by GorelickBenefit eligibility and election .

The Bancorp does not pay separate “meeting fees”; compensation is retainer-based with chair uplifts and optional deferrals per policy .

Performance Compensation

ComponentMetricTarget/WeightVesting2024 Status
Director equity award (policy)None (service-based grant)~$11,000 value per directorImmediate vest on grantDirectors agreed to forego 2024 equity awards .
Equity plan limit (independent directors)Annual cap on total awards + cash$150,000; exception up to $200,000 in extraordinary cases (e.g., non-executive Chair)Plan term2025 Omnibus Plan governance limit .

Other Directorships & Interlocks

  • Public company boards: None disclosed for Gorelick .
  • Notable external governance roles: IEDC Audit Chair; community economic leadership at LCEA .
  • Interlocks: No disclosed public-company interlocks; PL Capital representative is a separate FNWD director (Alwin), but not linked to Gorelick’s external roles .

Expertise & Qualifications

  • Banking operations, commercial lending, and daily bank management expertise; strong community profile; instructs industry seminars .
  • Board leadership experience as Executive Committee Chair; risk oversight participation .

Equity Ownership

Holder/AccountShares% of OutstandingNotes
Total beneficial ownership50,8621.2%As of Mar 21, 2025, out of 4,324,485 shares .
IRA (Gorelick)48,556Individual retirement account .
Spouse IRA919Indirect through spouse .
Joint (with spouse)533Joint ownership .
Direct (solely owned)854Personal .
  • Stock ownership guidelines: Non-employee directors must hold at least $100,000 in market value; holdings count include beneficial, restricted stock, and plan shares; 5-year compliance period with post-vesting holding requirements (100% for 1 year; retain 75% until in compliance) .
  • Valuation context: FNWD closing price $29.10 on Mar 28, 2025; Gorelick’s 50,862 shares imply ~$1.48 million market value, exceeding guidelines .

Insider Trades

DateTypeSharesPricePost-transaction direct stakeNotes
2025-07-11Open-market purchase434$27.632,120 directAdditional holdings: 48,558 IRA; 917 spouse IRA; no sales/derivatives .

Governance Assessment

  • Positives:

    • Independent Chairman structure separates oversight from management; robust committee independence across Audit, Compensation, Risk, and Nominating .
    • Strong engagement: Executive Committee chair; Risk committee member; invited to other committees; board/committee cadence demonstrates active oversight .
    • Ownership alignment: Significant personal shareholding far above director guideline; company prohibits hedging and pledging, reinforcing alignment .
    • Attendance: No director under 80% threshold; annual meeting attendance affirmed .
  • Watch items / potential conflicts:

    • Retirement age waiver granted to extend tenure (signals Board reliance on experience; may draw scrutiny on refreshment) .
    • Prior executive tenure (President & COO until 2013) while serving as independent Chair may prompt investors to monitor independence-in-fact; however, Board affirms independence per Nasdaq standards .
    • Director benefits: Vision coverage election under legacy eligibility; minimal perquisite but relevant for pay structure transparency .
    • Related-party loans: Bank extends loans to directors under market terms; aggregate director/executive loans were ~$11.1 million at year-end 2024; requires ongoing oversight to ensure arm’s-length terms and risk controls .
  • Compensation structure signals:

    • 2024 director equity awards foregone, emphasizing cash retainers and potentially conservative equity use amid plan transition; 2025 Omnibus Plan modernizes equity governance and sets explicit limits for independent directors .

Overall, Gorelick’s independent chairmanship, high ownership, and committee leadership support board effectiveness and investor alignment; key monitoring areas include tenure extension via waiver, legacy executive ties, and ensuring director-related loans remain standard-market and well-governed .