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David A. Helfand

Director at GCM Grosvenor
Board

About David A. Helfand

Independent director since February 2025; age 60. President, CEO, and Chair of Equity Commonwealth (NYSE: EQC) — Chair since May 2023; trustee, President and CEO since May 2014. Previously Co‑President and Advisor at Equity Group Investments; Founder and President of Helix Funds; CEO of American Residential Communities; EVP & CIO at Equity Office Properties; Managing Director at Equity International; prior President & CEO of Equity LifeStyle Properties and audit committee chair. Education: MBA, University of Chicago; BA, Northwestern University .

Past Roles

OrganizationRoleTenureCommittees/Impact
Equity Commonwealth (NYSE: EQC)Chair of the Board; President & CEO; TrusteeChair since May 2023; President & CEO since May 2014Led public REIT strategy and governance
Equity Group Investments (EGI)Co‑President; AdvisorPrior; current AdvisorOversaw real estate activities
Helix Funds LLCFounder & PresidentPriorBuilt private real estate investment platform
American Residential Communities LLCCEOPriorPortfolio company leadership under Helix Funds
Equity Office Properties TrustEVP & CIOPriorChief investment oversight at former public REIT
Equity InternationalManaging DirectorPriorFormation and investments in international real estate firms
Equity LifeStyle Properties (NYSE: ELS)President & CEOPriorServed as audit committee chair

External Roles

OrganizationRoleTenureCommittees/Impact
Ann & Robert H. Lurie Children’s Hospital of ChicagoDirectorCurrentBoard service
NareitAdvisory Board of GovernorsCurrentIndustry governance
Wharton Real Estate CenterExecutive CommitteeCurrentStrategic oversight
Kellogg Real Estate Center (Northwestern)Executive CommitteeCurrentStrategic oversight
Weinberg College (Northwestern)Board of VisitorsCurrentAdvisory role
Northwestern UniversityTrusteeCurrentUniversity governance

Board Governance

  • Committee memberships: Audit Committee member and Chair; members include Angela Blanton, Francesca Cornelli, David A. Helfand, and Samuel C. Scott III .
  • Financial expertise and independence: Board determined Helfand is an independent director under Nasdaq rules and meets heightened audit committee independence; also qualifies as an “audit committee financial expert” .
  • Controlled company status: GCMG is a controlled company; it does not maintain compensation or nominating committees; GCM V designates all seven directors until the Sunset Date per Stockholders’ Agreement, affecting board elections and committee structure .
  • Attendance: In 2024 the Board met 5 times and the Audit Committee met 4 times; each director then serving attended at least 75% of applicable meetings (Helfand joined in 2025) .
  • Lead Independent Director: Samuel C. Scott III serves as Lead Independent Director .

Fixed Compensation

ComponentAmountEffective DateNotes
Annual director cash fee$250,000April 1, 2025Non‑employee directors; payable quarterly; alternatives to take fees in equity
Audit Committee Chair fee$60,000April 1, 2025Total audit fees for Chair = $105,000 (Chair + membership)
Audit Committee membership fee$45,000April 1, 2025Non‑chair members
Other committee membership fee$15,0002024 policyAdditional committee fees (no standing comp/nom committees)

Directors can elect to receive fees as fully vested shares or deferred RSUs; fees are earned quarterly and paid in arrears .

Performance Compensation

Equity AwardGrant SizeVestingDesign/Notes
Initial RSU award to non‑employee directors10,000 RSUsVests in full on first anniversary of start date; accelerates upon Change of Control or death/disabilityNot performance‑based; directors may elect delivery timing per policy
Quarterly director fee conversion (optional)Varies (fee-equivalent)Fully vested at grantDirectors can elect shares or deferred RSUs in lieu of cash

No director performance metrics (e.g., TSR, EBITDA) are tied to director pay; equity is time‑based and/or fully vested at grant .

Other Directorships & Interlocks

EntityNature of InterlockGovernance Risk Note
Insurance Broker for GCMGImmediate family of Helfand’s wife has ~20% economic interest; broker received ~$0.5 million commissions in 2024Related‑party exposure; subject to Audit Committee review and approval under policy
900 North Michigan, LLC (HQ Landlord)Immediate family of Helfand’s wife has ~25% economic interest; GCMG paid $5.8 million rent in 2024Real estate related‑party exposure; overseen under related‑party policy

Expertise & Qualifications

  • Real estate investment and REIT leadership; extensive capital allocation and governance experience at EQC, EOP, ELS, and Equity International .
  • Recognized audit committee competency; designated audit committee financial expert .
  • Advanced academic credentials (MBA, UChicago; BA, Northwestern) and ongoing industry roles (Nareit) .

Equity Ownership

HolderClass A SharesClass C SharesCombined Voting Power
David A. Helfand

As of April 9, 2025, no beneficial ownership for Helfand was reported; contrasts with meaningful holdings and pledges by certain insiders (e.g., Sacks entities) — pledges of common units exist, but not attributed to Helfand .

Governance Assessment

  • Strengths

    • Independent audit chair with audit committee financial expert designation; committee charter covers auditor oversight, risk (including cybersecurity), and related‑party transaction review .
    • Anti‑hedging/anti‑pledging policy applies to directors, reducing misalignment risks; formal clawback policy compliant with Nasdaq Listing Rule 5608 .
    • Clear related‑party transaction policy with Audit Committee approval/ratification and recusal protocols; management updates provided at least annually .
  • Concerns / RED FLAGS

    • Controlled company status: Concentrated voting control and director designation rights may limit board independence over nominations and compensation oversight (no comp or nominating committee) .
    • Related‑party exposure tied to immediate family of Helfand’s wife in the insurance broker (~20% interest; $0.5 million commissions in 2024) and the landlord of GCMG headquarters (~25% interest; $5.8 million rent in 2024); ongoing transactions create perceived conflicts requiring robust Audit Committee oversight and consistent recusal .
    • Ownership alignment: No reported personal beneficial ownership in GCMG as of the record date; while directors can elect equity for fees, lack of disclosed holdings may be viewed as low “skin‑in‑the‑game” relative to role as audit chair .
  • Engagement signals

    • Audit Committee met four times in 2024; with Helfand’s 2025 appointment and role as Chair, investors should monitor 2025–2026 meeting cadence, auditor independence, and enforcement of related‑party protocols .
    • Board holds executive sessions via Lead Independent Director framework when Chair/CEO roles are combined; Scott currently serves as Lead Independent Director .