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Matthew D. Fuhr

Executive Vice President and Chief Credit Officer at HANMI FINANCIAL
Executive

About Matthew D. Fuhr

Executive Vice President and Chief Credit Officer (CCO) of Hanmi Bank since April 2023; previously EVP & Chief Credit Administration Officer (since March 2017) and SVP & Deputy Chief Credit Officer (June 2015–March 2017). Age 62; B.A. in Business Administration (Finance), University of Northern Colorado; prior roles include 13 years as Senior Vice President & Credit Administrator at Pacific Western Bank and Commissioned Bank Examiner at the FDIC . Under his credit leadership, Hanmi reported ROAA of 0.83%, non‑performing assets/total assets of 0.19% (max AIP attainment), and efficiency ratio of 60.31% for 2024; net income was $62.2M and total shareholder return was nearly 29% in 2024 versus ~15% for the S&P Small Cap 600 Bank Index .

Past Roles

OrganizationRoleYearsStrategic Impact
Hanmi BankEVP & Chief Credit Administration OfficerMar 2017–Apr 2023Led enterprise credit administration; supported lending unit initiatives and strategic projects tied to portfolio management and asset quality .
Hanmi BankSVP & Deputy Chief Credit OfficerJun 2015–Mar 2017Strengthened credit oversight framework prior to promotion; portfolio monitoring and risk management .
Pacific Western BankSVP & Credit Administrator~13 yearsOversaw credit administration; long‑tenured management of asset quality and underwriting .
Federal Deposit Insurance CorporationCommissioned Bank ExaminerPrior to Pacific WesternRegulatory examinations; safety and soundness, credit review experience .

External Roles

No external board or corporate roles disclosed in the 2025 proxy .

Fixed Compensation

Multi‑year compensation (USD):

Component202220232024
Salary$292,277 $309,814 $314,609
Stock Awards (grant‑date fair value)$84,010 $118,749 $149,457
Non‑Equity Incentive (AIP cash)$157,304 $127,026 $143,506
All Other Compensation$34,343 $35,665 $36,619
Total$567,935 $591,254 $644,191

Base salary remained unchanged in 2024 at $314,609; the CHR Committee left NEO base salaries flat to prioritize merit increases for non‑executive employees .

Performance Compensation

Annual Incentive Plan (AIP) – 2024

Target bonus 45% of salary; total achieved 101% of target; payout 45.61% of base salary ($143,506) .

MetricWeightThresholdTargetMaximumActualAchievement/Payout
ROAA20% 0.66% 0.83% 0.91% 0.83% 20.0%
NPA/Assets20% 0.42% 0.35% 0.28% 0.19% 30.0%
Efficiency Ratio10% 63.62% 57.84% 54.95% 60.31% 7.9%
Risk Management20% Exam/audit results Exam/audit results Exam/audit results Satisfactory (per policy) 20.0%
Strategic Plan/Project20% Implementation targets Implementation targets Implementation targets Achieved per plan 18.5%
Discretionary10% Personal performance Personal performance Personal performance Resolution/recoveries, asset quality 5.0%

Corporate financial goal attainment used for all NEOs in 2024: ROAA at target (100%), NPA/Assets at maximum (150%), efficiency ratio above threshold (79%) .

Long‑Term Equity Incentives

Design: 45% time‑based restricted stock (RS), 55% performance‑based RSUs (PSUs) tied to 3‑year TSR vs KBW Regional Banking Index (threshold 35th percentile → 50% payout; target 50th → 100%; max 75th → 150%; capped at target if absolute TSR is negative) .

2024 grants (April 1, 2024):

  • Time‑based RS: 4,621 shares; vests in 3 equal annual installments starting first anniversary; grant‑date fair value $71,579 .
  • PSUs: Target 5,446 units (threshold 2,723; max 8,169); grant‑date fair value $77,878; valuation per‑unit $14.30 (Monte Carlo) .

Prior PSU outcomes:

  • 2021 PSUs vested in March 2024 at 92.06% of target based on 48th percentile relative TSR (company TSR −10.77%); Fuhr earned 1,926 shares .

Equity Ownership & Alignment

ItemDetail
Beneficial ownership36,145 shares; includes 3,000 options presently exercisable .
% of shares outstandingApprox. 0.12% (36,145 vs 30,217,915 outstanding as of Apr 2, 2025) .
Unvested time‑based RS508 (2022 grant), 1,669 (2023 grant), 4,621 (2024 grant); aggregate market value $164,569 at $23.62 close (Dec 31, 2024) .
Unvested PSUs (target)1,841 (2022 cycle), 3,081 (2023 cycle); market values $43,484 and $72,773 at $23.62 .
2024 PSUs (max reference)8,169 (maximum reference for disclosure); market value $192,952 at $23.62 .
Options3,000 options exercisable at $24.83, expire 6/22/2025 .
Hedging/pledgingProhibited for executives; no margin or pledging allowed .
Ownership guidelinesFormal stock ownership guidelines apply to CEO (5x salary) and CFO (1.5x salary); not specified for CCO; CEO/CFO in compliance .

Note: Outstanding equity award market values use $23.62 close as of Dec 31, 2024, per proxy methodology .

Employment Terms

  • Status: At‑will (no individual employment agreement disclosed); post‑employment cash severance not provided for executives other than CEO/CFO .
  • Equity treatment: Under the 2021 Plan, time‑based RS and PSUs generally vest upon a change in control only if followed by termination without Cause or for Good Reason; PSUs vest based on actual performance through termination and are pro‑rated where applicable .
  • Illustrative CIC/termination values (as of Dec 31, 2024):
    • Termination without Cause/for Good Reason: accelerated equity $122,449 .
    • Qualifying termination in connection with change in control: accelerated equity $454,363 .
  • Clawback: SEC/Nasdaq‑compliant clawback policy adopted in 2023; recovery of erroneously awarded incentive compensation over prior 3 fiscal years; no indemnification or insurance reimbursement permitted .
  • Insider trading, hedging, pledging: Strict prohibitions; Section 16(a) filings were generally timely, with noted late reports tied to April 1, 2024 annual restricted stock grants to Section 16 officers .

Compensation Committee Analysis

  • CHR Committee fully independent; oversees pay philosophy, incentives, succession, clawback, risk assessment .
  • Consultant: Aon Human Capital Solutions; determined independent; assisted with peer group construction and benchmarking .
  • Peer group: 20 regional banks (e.g., TriCo Bancshares, CVB Financial, Westamerica Bancorporation, ConnectOne Bancorp, etc.); used to inform design levels without targeting a fixed percentile .
  • Governance practices: Majority at‑risk pay; diversified performance measures; clawback; no dividend accrual on unvested performance awards; no excise tax gross‑ups; anti‑hedging/pledging .

SAY‑ON‑PAY & Shareholder Feedback

  • 2024 Say‑on‑Pay support: 94.6% approval .
  • Engagement: Management invited 15 stockholders (~60% of shares) to discuss compensation/governance; responses from several investors; ongoing two‑way communication reported .

Investment Implications

  • Alignment: AIP metrics emphasize ROAA, NPA/Assets and efficiency—credit‑quality and profitability focus aligns with Fuhr’s remit; 2024 corporate outcomes hit target/max on ROAA and NPA/Assets, supporting pay‑for‑performance claims .
  • Retention/pressure: Three‑year pro‑rata vesting for RS and 3‑year TSR PSUs promote retention; CCO is at‑will and lacks cash severance, limiting “golden parachute” risk; vesting requires CIC+termination, reducing acceleration risk absent displacement .
  • Selling signals: No 2024 option exercises by Fuhr; one option tranche expires June 2025, modest in size (3,000), limiting forced‑sale pressure; noted late Section 16 filings were administrative around grant timing, not sales .
  • Governance risk: Robust clawback and anti‑hedging/pledging policies, strong Say‑on‑Pay support, and independent CHR oversight mitigate governance red flags; CEO/CFO ownership guidelines reinforce top‑team alignment, while CCO alignment is via ongoing equity grants and credit‑centric KPIs .
  • Execution: Company asset quality improved (NPA/Assets 0.19%) and ROAA met target despite efficiency ratio headwinds; Fuhr’s long tenure in credit administration and regulatory background suggest continued discipline through credit cycles .