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Philip Okun

Director at Hanover Bancorp, Inc. /MD
Board

About Philip Okun

Philip Okun (age 70) is a founding director of Hanover Community Bank and has served on the Company’s Board since 2008; his current term runs through 2026. He has 40+ years in commercial real estate, previously serving as President of Polimeni International and Skyline Management, and is a founding partner of Realty Connect USA. Okun holds a B.A. in Education from Fairleigh Dickinson University; he is a licensed real estate broker in NY and FL, the author of “Make Money on Main Street” and “Back of the Napkin,” a licensed sea captain, and has chaired the Bank’s Loan Committee since inception .

Past Roles

OrganizationRoleTenureCommittees/Impact
Polimeni InternationalPresidentNot disclosedLed development program in Poland; completed multiple shopping centers
Skyline Management Corp.PresidentNot disclosedManaged ~3M sq ft portfolio of office/retail across Long Island/East Coast
Realty Connect USA, LLCFounding PartnerNot disclosedBuilt brokerage to 800+ agents across 14 offices in LI/Queens

External Roles

OrganizationRoleTenureNotes
Realty Connect USA, LLCFounding PartnerNot disclosedPrivate company; no public interlock disclosed
Licensed Broker (NY, FL)Professional licenseCurrentRegulatory credentials; real estate expertise
AuthorBooks: “Make Money on Main Street”; “Back of the Napkin”Not disclosedThought leadership; real estate focus

No other public company directorships for Okun are disclosed in the proxy .

Board Governance

  • Independence: A majority of the Board is independent under Nasdaq standards; the only non-independent director is the Chairman/CEO. Okun serves on committees composed solely of independent directors (Audit, Compensation, Nominating & Corporate Governance), indicating his independent status .
  • Committee assignments: Audit Committee member; Compensation Committee member; Nominating and Corporate Governance Committee member .
  • Chair roles: Chairman of the Bank’s Loan Committee since inception (credit risk oversight). Audit Committee Chair (Haspel); Compensation Chair (Negrin); NCG Chair (Haspel) — Okun is not chair of these Board committees .
  • Attendance: The Board met 14 times in 2024; each director attended at least 75% of aggregate Board and committee meetings. At the 2024 Annual Meeting, five of nine directors attended the virtual session (management states “each then current member … participated,” but attendance was five), suggesting limited visible meeting participation .
  • Lead Independent Director: Robert Golden serves as Lead Independent Director; presides over executive sessions and liaises with management on agendas and efficiency .

Fixed Compensation

Component2024 AmountNotes
Annual cash retainer$36,996Standard non-employee director retainer
Committee chair fees (range)$2,500–$14,000Policy range; chairs receive additional fees; Okun is not chair of Board committees
Lead Independent Director additional retainer$3,750 per quarterPolicy; not applicable to Okun
Fees earned or paid in cash (Okun)$52,038Includes retainer plus committee/membership fees

Performance Compensation

Equity Component2024 AmountVesting/MetricsInstruments
Stock awards (Okun)$34,994Not disclosed for directorsStock awards under equity plans
Options awardsNot granted to directors in 2024No option grants shown
Performance metrics tied to director equityNot disclosedCompany discloses PVU metrics for executives (Core ROA and TBV growth vs index), not for directorsNot applicable to directors

Other Directorships & Interlocks

CategoryDetails
Public company boardsNone disclosed for Okun
Compensation Committee interlocksNone — no executive officer served on another entity’s comp committee where a reciprocal relationship exists
Related-party engagementsBoard noted an architectural engagement with a director-affiliated firm (JRS Architect, P.C., Sorrenti), assessed as non-impairing to independence; no Okun-related transaction disclosed

Expertise & Qualifications

  • 40+ years in commercial real estate: development, leasing, financing, brokerage; large-scale portfolio management (3M sq ft) .
  • Founding director and Loan Committee chair: direct credit risk oversight experience aligned with community banking risk profile .
  • Market connectivity via Realty Connect USA network; licensed broker credentials in NY/FL .

Equity Ownership

HolderShares Beneficially Owned% of ClassNotable Details
Philip Okun41,0770.55%Includes 5,940 restricted shares subject to future vesting; voting currently directed; no options disclosed
Hedging/PledgingProhibitedCompany policy prohibits director hedging and pledging of Company shares
Ownership guidelinesNot disclosedNo director ownership guideline disclosure found in proxy

Governance Assessment

  • Strengths:

    • Independent director with multi-committee participation (Audit, Compensation, NCG) and a long tenure since 2008 supports institutional knowledge and continuity .
    • Loan Committee chair role brings direct oversight of credit risk, a core board responsibility in banking; independence reinforced by hedging/pledging prohibitions .
    • Ownership alignment via 41,077 shares (0.55% of outstanding); includes restricted shares, indicating continued equity-linked exposure .
  • Watch items / RED FLAGS:

    • Annual Meeting attendance was five of nine directors in 2024 despite a virtual format; while the proxy notes director participation, visible attendance appears limited, which may be perceived as engagement risk by some investors .
    • The Bank makes loans to directors in the ordinary course (customary, same terms as third parties), and Okun chairs the Loan Committee; while commonplace in community banks and subject to regulatory approval, investors should monitor for any future Okun-related lending disclosures to ensure no perceived conflict arises .
  • Compensation structure observations:

    • Director pay mix includes modest cash retainer and equity grants; no options; absence of director-specific performance metrics suggests equity is largely time-based, keeping risk of misaligned incentives low .
    • Company-wide governance practices include clawback for incentive compensation (NASDAQ-compliant), no tax gross-ups, and option repricing prohibitions — positive signals for pay discipline (primarily disclosed for executives) .