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John L. Fouts

Director at IES Holdings
Board

About John L. Fouts

Independent director since 2024; age 57; appointed September 23, 2024. Background spans public and private investing (partner at Water Street Capital, 2002–2021), operating experience as CEO of e-dr.com (2000–2001), buy-side at Caxton (1998–2000), and consulting at Boston Consulting Group; also Trustee of the Georgia Tech Foundation (since 2014) and Chair of its Investments Committee (since July 2024). Education not disclosed in the proxy; core credentials emphasize capital markets expertise and board-relevant investment oversight.

Past Roles

OrganizationRoleTenureCommittees/Impact
Fouts Family InvestmentsManaging Member2021–presentPrivate investment oversight; capital allocation leadership
Water Street CapitalPartner2002–2021Public markets and private investing; portfolio management
e‑dr.comChief Executive Officer2000–2001Operational leadership in distribution; CEO experience
Caxton CorporationAssociate1998–2000Investment analysis at multi-strategy firm
Boston Consulting GroupConsultantPre‑1998Strategy consulting; analytical foundation

External Roles

OrganizationRoleTenureCommittees/Impact
Georgia Tech FoundationTrustee2014–presentInvestment oversight; fiduciary stewardship
Georgia Tech FoundationChair, Investments CommitteeJul 2024–presentLeads investment committee; governance of endowment assets
Other public company boardsNone disclosed in proxy

Board Governance

  • Independence: Board determined Fouts is independent under Nasdaq/SEC standards and Audit Committee heightened independence (Rule 10A‑3).
  • Committees:
    • Audit Committee member; joined September 23, 2024; Board states each Audit Committee member is financially literate and qualifies as an “audit committee financial expert.”
    • Nominating/Governance Committee member; appointed November 21, 2024.
  • Attendance and engagement: FY2024 had nine Board meetings; each director attended at least 75% of Board and applicable committee meetings; executive sessions held at all regularly scheduled Board meetings without management present.
  • Board size and elections: Six directors; annual election by plurality; all current directors standing for re‑election.

Fixed Compensation

  • Director pay structure (effective April 1, 2024): Annual Board fee increased from $145,000 to $205,000; Chair fees unchanged—Audit ($25,000), HR Compensation ($12,500), Nominating/Governance ($10,000); paid quarterly.
  • Equity/cash mix elections: At least 50% of total annual director compensation must be paid in common stock or Director PSUs; in FY2024, all non‑employee directors elected 50% cash/50% PSUs except Fouts, who elected 100% PSUs.
FY 2024 Director Compensation (USD)Fees Earned or Paid in CashStock Awards (PSUs, grant‑date fair value)Option AwardsNon‑Equity IncentiveAll OtherTotal
John L. Fouts$65 $4,392 $4,457
  • Director PSUs: Granted quarterly; PSUs convert one‑for‑one into common stock upon the director leaving the Board for any reason; quarterly PSUs determined by dividing elected PSUs portion by closing price on last trading day of the quarter.

Performance Compensation

  • No performance‑based components for non‑employee directors were disclosed; Director PSUs are service‑based until Board departure (no stated revenue/EBITDA/TSR metrics for directors).

Other Directorships & Interlocks

CategoryDetail
Current public company boardsNone disclosed in proxy for Fouts
Private/non‑profit boardsGeorgia Tech Foundation Trustee; Chair of Investments Committee
Interlocks/shared directorshipsNone disclosed for Fouts

Expertise & Qualifications

  • Public markets and private investing; long tenure at Water Street Capital supports capital allocation and portfolio oversight.
  • Operating executive experience as CEO; brings practical management perspective.
  • Institutional investment governance through Georgia Tech Foundation; chairs investments committee.
  • Audit Committee financial expert designation via Board’s determination of all Audit Committee members.

Equity Ownership

  • Shares outstanding at record date (Dec 27, 2024): 20,006,630.
  • Beneficial ownership (includes Director PSUs):
HolderShares Beneficially OwnedPercent of ClassNotes
John L. Fouts7,315 <1% Includes 22 Director PSUs convertible upon Board departure
  • Alignment policies: Insider Trading Policy prohibits short sales and trading in options on Company securities; hedging restrictions apply to directors.
  • Ownership guidelines: Board does not impose formal stock ownership guidelines for executive officers; director ownership guidelines not specified; election requires at least 50% of director pay in stock or PSUs, which increases alignment.

Governance Assessment

  • Strengths:
    • Independence and committee placement: Fouts is independent and serves on Audit (financial expert standard) and Nominating/Governance—roles central to oversight of financial reporting and board composition/conflicts.
    • Ownership alignment: 100% election of compensation in Director PSUs indicates long‑term alignment and deferral until Board exit.
    • Board process: Regular executive sessions without management; clear policies for related‑party transactions and conflicts oversight via Audit and Nominating/Governance.
  • Watch items / RED FLAGS:
    • Majority stockholder control: Tontine beneficially owns ~54.77% of common stock, enabling control over director elections and major transactions; Company subleases office space from Tontine Associates under market‑rate sublease (payments approx. $105,534 in FY2024; total due Oct 1, 2023–Sep 30, 2025 ~$209,038 excl. CAM). This is a governance risk factor though mitigated by documented review and market terms.
    • Director compensation increase: Board fee rose ~41% (from $145k to $205k) effective April 1, 2024 following peer review; increases fixed pay level for directors—monitor linkage to performance and workload.
  • Attendance: Each director met at least 75% attendance in FY2024; committees met frequently (Audit 6x; Nominating/Governance 5x), supporting engagement.
  • Say‑on‑pay and shareholder feedback: Company receives annual advisory votes; 2024 say‑on‑pay approved; specific percentages not disclosed.

Related‑party/conflict procedures: Written Related Person Transaction Policy mandates Audit Committee pre‑approval and public disclosure; Nominating/Governance Committee explicitly reviews director/executive conflicts and resolution processes.